ISYS: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - INVENSYS PLC - Amendment UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) Amendment PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose relevant securities this form relates: INVENSYS PLC Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected: (d) Date position held/dealing undertaken: 12 July 2013 (e) Has the EPT previously disclosed, or is it today YES: disclosing, under the Code in respect of any other party to this offer? SCHNEIDER ELECTRIC SA 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 2,341,867 0.36% 1,133,900 0.17% (2) Derivatives (other than options): 830,446 0.13% 635,120 0.10% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 3,172,313 0.49% 1,769,020 0.27% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 267 5.0502 GBP ORD Purchase 594 5.0461 GBP ORD Purchase 1,469 5.0868 GBP ORD Purchase 2,150 5.0885 GBP ORD Purchase 2,232 5.1001 GBP ORD Purchase 6,233 5.0497 GBP ORD Purchase 23,374 4.9574 GBP ORD Purchase 27,564 5.0702 GBP ORD Purchase 31,386 5.0598 GBP ORD Purchase 49,507 5.0520 GBP ORD Purchase 50,000 5.0900 GBP ORD Purchase 60,000 5.0723 GBP ORD Purchase 92,931 5.0593 GBP ORD Purchase 191,355 5.0509 GBP ORD Purchase 225,612 5.0559 GBP ORD Purchase 514,176 5.0744 GBP ORD Purchase 750,000 5.0848 GBP ORD Purchase 981,188 5.0619 GBP ORD Sale 636 5.1100 GBP ORD Sale 1,220 5.0937 GBP ORD Sale 1,590 5.0500 GBP ORD Sale 3,405 5.0449 GBP ORD Sale 3,573 5.0596 GBP ORD Sale 10,658 5.0446 GBP ORD Sale 13,146 5.1057 GBP ORD Sale 21,000 5.1007 GBP ORD Sale 28,132 5.0966 GBP ORD Sale 34,455 5.0747 GBP ORD Sale 44,506 5.0638 GBP ORD Sale 46,748 5.1922 GBP ORD Sale 48,223 5.0871 GBP ORD Sale 52,800 5.0950 GBP ORD Sale 96,586 5.0794 GBP ORD Sale 200,000 5.1051 GBP ORD Sale 330,000 5.0800 GBP ORD Sale 405,925 5.1008 GBP ORD Sale 659,122 5.0850 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 657 5.0893 GBP ORD SWAP Long 1,458 5.1158 GBP ORD SWAP Long 3,573 5.0596 GBP ORD SWAP Long 4,084 5.1025 GBP ORD SWAP Long 9,062 5.1072 GBP ORD CFD Long 11,420 5.0959 GBP ORD CFD Long 35,460 5.1143 GBP ORD SWAP Long 46,748 5.1922 GBP ORD CFD Long 51,678 5.1093 GBP ORD CFD Long 64,046 5.0493 GBP ORD SWAP Long 67,397 5.0950 GBP ORD CFD Long 330,000 5.0800 GBP ORD SWAP Short 594 5.0462 GBP ORD CFD Short 657 5.1156 GBP ORD SWAP Short 1,469 5.0868 GBP ORD SWAP Short 2,232 5.1001 GBP ORD SWAP Short 2,909 5.0627 GBP ORD CFD Short 9,790 5.0882 GBP ORD CFD Short 16,625 5.0623 GBP ORD SWAP Short 23,374 4.9574 GBP ORD SWAP Short 225,612 5.0559 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 16 July 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
ISYS: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - INVENSYS PLC - Amendment
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