KAZ: J.P. Morgan Securities plc.: Form 8.5 (EPT/RI) - KAZAKHMYS PLC
KAZ: J.P. Morgan Securities plc.: Form 8.5 (EPT/RI) - KAZAKHMYS PLC UK Regulatory Announcement LONDON FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: J.P. Morgan Securities plc (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Kazakhmys Plc Use a separate form for each offeror/offeree Kazakhmys Plc (which is presumed (c) Name of the party to the offer with to be acting in concert with the which exempt principal trader is connected: Government of the Republic of Kazakhstan) (d) Date dealing undertaken: 02 July 2013 Yes (e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Eurasian Natural Resources Corporation Plc 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of Purchases/ Total number Highest price per Lowest price relevant sales of securities unit paid/received per unit security paid/received Purchases 149,928 2.7896 GBP 2.6820 GBP Ordinary Shares Sales 91,223 2.8340 GBP 2.6700 GBP (b) Derivatives transactions (other than options) Nature of dealing Class of Product Number of Price relevant description e.g. opening/closing a reference per security long/short position, securities unit e.g. CFD increasing/reducing a long/short position 2.7882 GBP 19,007 Long Ordinary 2.7075 Shares Equity Swap 63,012 GBP Short 100 2.7485 GBP 14,600 2.7750 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Type Option Product Writing, Number of money Class of description purchasing, securities Exercise e.g. Expiry paid/ relevant e.g. call selling, to which price American, date received security option varying option per unit European per unit etc. relates etc. (GBP) (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” Date of disclosure: 03 July 2013 Contact name: Andrew Mhango Telephone number: 0207 134 6114 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: J.P. Morgan Securities plc.