KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC UK Regulatory Announcement LONDON FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Identity of the person whose positions/dealings are Barclays PLC. being disclosed: (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to whose relevant securities this form relates: KAZAKHMYS PLC Use a separate form for each offeror/offeree (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: 27 June 2013 (f) Has the discloser previously disclosed, or are they YES: today disclosing, under the Code in respect of any other party to this offer? EURASIAN NATURAL RESOURCES CORP PLC 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,141,326 0.22% 4,321,289 0.83% (2) Derivatives (other than options): 4,244,038 0.81% 877,628 0.17% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 5,385,364 1.03% 5,198,917 0.99% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 689 2.6932 GBP ORD Purchase 1,106 2.6915 GBP ORD Purchase 2,245 2.6809 GBP ORD Purchase 3,257 2.6893 GBP ORD Purchase 3,605 2.6945 GBP ORD Purchase 6,545 2.6912 GBP ORD Purchase 9,788 2.6762 GBP ORD Purchase 21,338 2.6878 GBP ORD Purchase 42,975 2.6923 GBP ORD Purchase 58,902 2.6771 GBP ORD Sale 522 2.6705 GBP ORD Sale 1,060 2.6660 GBP ORD Sale 1,106 2.6840 GBP ORD Sale 2,103 2.7075 GBP ORD Sale 4,204 2.6745 GBP ORD Sale 6,545 2.6915 GBP ORD Sale 7,438 2.6938 GBP ORD Sale 10,012 2.7004 GBP ORD Sale 22,417 2.6983 GBP ORD Sale 30,798 2.6944 GBP ORD Sale 87,977 2.6953 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 535 2.6902 GBP ORD CFD Long 5,537 2.6825 GBP ORD CFD Long 5,994 2.6997 GBP ORD SWAP Long 51,161 2.6961 GBP ORD SWAP Long 77,965 2.6958 GBP ORD CFD Short 1,253 2.6560 GBP ORD SWAP Short 1,845 2.6639 GBP ORD CFD Short 5,215 2.6913 GBP ORD SWAP Short 8,491 2.6897 GBP ORD SWAP Short 9,096 2.6753 GBP ORD CFD Short 25,256 2.6978 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 28 June 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC
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