KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC

  KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC

UK Regulatory Announcement

LONDON

                                                                      FORM 8.3

           PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

    A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

                  Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are    Barclays PLC.
being disclosed:
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
                                                           
The naming of nominee or vehicle companies is
insufficient
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:                              KAZAKHMYS PLC

Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of        
offeror/offeree:
(e) Date position held/dealing undertaken:                 27 June 2013
(f) Has the discloser previously disclosed, or are they     YES:
today disclosing, under the Code in respect of any other  
party to this offer?                                        EURASIAN NATURAL
                                                            RESOURCES CORP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                             ORD                        
security:
                                        Interests          Short Positions
                                      Number      (%)     Number      (%)
(1)               Relevant securities
                  owned
                  and/or controlled:    1,141,326   0.22%   4,321,289   0.83%
                                                                   
(2)               Derivatives (other
                  than
                  options):             4,244,038   0.81%   877,628     0.17%
                                                                   
(3)               Options and
                  agreements to
                  purchase/sell:        0           0.00%   0           0.00%
                                                                   
(4)               TOTAL:
                                        5,385,364   1.03%   5,198,917   0.99%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages: 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)                Purchases and sales             
Class of relevant   Purchase/sale         Number of    Price per unit
security                                 securities   
ORD                 Purchase              689          2.6932 GBP
ORD                 Purchase              1,106        2.6915 GBP
ORD                 Purchase              2,245        2.6809 GBP
ORD                 Purchase              3,257        2.6893 GBP
ORD                 Purchase              3,605        2.6945 GBP
ORD                 Purchase              6,545        2.6912 GBP
ORD                 Purchase              9,788        2.6762 GBP
ORD                 Purchase              21,338       2.6878 GBP
ORD                 Purchase              42,975       2.6923 GBP
ORD                 Purchase              58,902       2.6771 GBP
ORD                 Sale                  522          2.6705 GBP
ORD                 Sale                  1,060        2.6660 GBP
ORD                 Sale                  1,106        2.6840 GBP
ORD                 Sale                  2,103        2.7075 GBP
ORD                 Sale                  4,204        2.6745 GBP
ORD                 Sale                  6,545        2.6915 GBP
ORD                 Sale                  7,438        2.6938 GBP
ORD                 Sale                  10,012       2.7004 GBP
ORD                 Sale                  22,417       2.6983 GBP
ORD                 Sale                  30,798       2.6944 GBP
ORD                 Sale                  87,977       2.6953 GBP

(b) Derivatives transactions (other than options)

Class of  Product      Nature of dealing  Number of   Price per
relevant   description                       reference    unit
security                                   securities   
ORD        SWAP          Long                535          2.6902 GBP
ORD        CFD           Long                5,537        2.6825 GBP
ORD        CFD           Long                5,994        2.6997 GBP
ORD        SWAP          Long                51,161       2.6961 GBP
ORD        SWAP          Long                77,965       2.6958 GBP
ORD        CFD           Short               1,253        2.6560 GBP
ORD        SWAP          Short               1,845        2.6639 GBP
ORD        CFD           Short               5,215        2.6913 GBP
ORD        SWAP          Short               8,491        2.6897 GBP
ORD        SWAP          Short               9,096        2.6753 GBP
ORD        CFD           Short               25,256       2.6978 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant  description  selling,     to which    price     e.g.       Expiry  paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant   description         Number of          Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  NO

Date of disclosure:  28 June 2013
Contact name:         Rajesh Muthanna
Telephone number:     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC