KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC UK Regulatory Announcement LONDON FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Identity of the person whose Barclays PLC. positions/dealings are being disclosed: (b) Owner or controller of interest and short positions disclosed, if different from 1(a): (c) Name of offeror/offeree in relation to KAZAKHMYS PLC whose relevant securities this form relates: (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: 26 June 2013 (f) Has the discloser previously disclosed, or YES: are they today disclosing, under the Code in EURASIAN NATURAL RESOURCES respect CORP PLC of any other party to this offer? 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,198,869 0.23% 4,355,100 0.83% (2) Derivatives (other than options): 4,277,849 0.82% 997,658 0.19% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 5,476,718 1.05% 5,352,758 1.02% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 1,149 2.5777 GBP ORD Purchase 1,893 2.5785 GBP ORD Purchase 2,600 2.5692 GBP ORD Purchase 3,538 2.5793 GBP ORD Purchase 4,333 2.5653 GBP ORD Purchase 4,458 2.5660 GBP ORD Purchase 6,376 2.5094 GBP ORD Purchase 15,000 2.4253 GBP ORD Purchase 28,739 2.5772 GBP ORD Purchase 31,306 2.5544 GBP ORD Purchase 42,401 2.5765 GBP ORD Purchase 50,417 2.5803 GBP ORD Sale 763 2.5725 GBP ORD Sale 1,260 2.5950 GBP ORD Sale 1,542 2.4330 GBP ORD Sale 1,698 2.5807 GBP ORD Sale 2,480 2.6142 GBP ORD Sale 2,836 2.4716 GBP ORD Sale 5,360 2.5797 GBP ORD Sale 9,141 2.5953 GBP ORD Sale 9,731 2.5855 GBP ORD Sale 13,241 2.5751 GBP ORD Sale 28,890 2.5943 GBP ORD Sale 33,652 2.5798 GBP ORD Sale 37,753 2.5957 GBP ORD Sale 41,105 2.5338 GBP ORD Sale 53,735 2.5954 GBP ORD Sale 73,728 2.5693 GBP ORD Sale 142,193 2.6131 GBP ORD Sale 148,182 2.5685 GBP ORD Sale 184,338 2.5502 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 400 2.6050 GBP ORD SWAP Long 500 2.6070 GBP ORD SWAP Long 1,610 2.5976 GBP ORD CFD Long 5,220 2.5890 GBP ORD CFD Long 31,580 2.5761 GBP ORD SWAP Long 64,000 2.5941 GBP ORD SWAP Long 174,951 2.5614 GBP ORD SWAP Long 191,361 2.5554 GBP ORD CFD Short 4,400 2.6078 GBP ORD CFD Short 5,822 2.5871 GBP ORD CFD Short 10,858 2.6115 GBP ORD SWAP Short 16,450 2.5371 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 27 Jun 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC
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