KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC

  KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC

UK Regulatory Announcement

LONDON

                                                                      FORM 8.3

           PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

    A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

                  Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)  Identity of the person whose                 Barclays PLC.
      positions/dealings
     are being disclosed:                          
(b)   Owner or controller of interest and short
     positions disclosed, if different from        
      1(a):
(c)   Name of offeror/offeree in relation to        KAZAKHMYS PLC
      whose
     relevant securities this form relates:        
(d)   If an exempt fund manager connected with an
      offeror/offeree, state this and specify
      identity of
     offeror/offeree:                              
(e)   Date position held/dealing undertaken:        25 June 2013
(f)   Has the discloser previously disclosed, or    YES:
      are
      they today disclosing, under the Code in      EURASIAN NATURAL RESOURCES
      respect                                       CORP PLC
     of any other party to this offer?             

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                              ORD
security:
                                         Interests          Short Positions
                                       Number     (%)     Number     (%)
(1)                Relevant securities
                   owned
                   and/or controlled:    1,730,769   0.33%   4,287,582   0.82%
                                                                    
(2)                Derivatives (other
                   than
                   options):             4,286,619   0.82%   1,438,520   0.27%
                                                                    
(3)                Options and
                   agreements to
                   purchase/sell:        0           0.00%   0           0.00%
                                                                    
(4)                TOTAL:
                                         6,017,388   1.15%   5,726,102   1.09%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant               
percentages:

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant  Purchase/sale  Number of   Price per unit
security                           securities   
ORD                 Purchase        96           2.4370 GBP
ORD                 Purchase        148          2.4270 GBP
ORD                 Purchase        1,708        2.4367 GBP
ORD                 Purchase        1,940        2.4271 GBP
ORD                 Purchase        4,569        2.4248 GBP
ORD                 Purchase        6,298        2.4349 GBP
ORD                 Purchase        6,659        2.4223 GBP
ORD                 Purchase        7,258        2.4221 GBP
ORD                 Purchase        10,195       2.4332 GBP
ORD                 Purchase        26,107       2.4160 GBP
ORD                 Purchase        29,033       2.4232 GBP
ORD                 Purchase        44,345       2.4305 GBP
ORD                 Sale            532          2.4268 GBP
ORD                 Sale            3,000        2.4220 GBP
ORD                 Sale            4,693        2.4217 GBP
ORD                 Sale            5,360        2.4328 GBP
ORD                 Sale            5,691        2.4290 GBP
ORD                 Sale            8,814        2.4342 GBP
ORD                 Sale            10,354       2.4107 GBP
ORD                 Sale            14,113       2.4440 GBP
ORD                 Sale            20,344       2.4272 GBP
ORD                 Sale            20,527       2.4250 GBP
ORD                 Sale            36,910       2.4196 GBP
ORD                 Sale            47,584       2.4297 GBP
ORD                 Sale            51,271       2.4437 GBP
ORD                 Sale            58,242       2.4182 GBP
ORD                 Sale            71,033       2.4215 GBP

(b) Derivatives transactions (other than options)

Class of  Product      Nature of dealing  Number of   Price per
relevant   description                       reference    unit
security                                   securities   
ORD        SWAP          Long                308          2.4259 GBP
ORD        SWAP          Long                1,000        2.4266 GBP
ORD        SWAP          Long                3,423        2.4222 GBP
ORD        CFD           Long                10,354       2.4107 GBP
ORD        SWAP          Long                13,100       2.4440 GBP
ORD        CFD           Long                13,718       2.4261 GBP
ORD        CFD           Long                20,344       2.4272 GBP
ORD        SWAP          Long                28,205       2.4124 GBP
ORD        SWAP          Long                78,336       2.4215 GBP
ORD        SWAP          Short               1,650        2.4153 GBP
ORD        SWAP          Short               1,760        2.4089 GBP
ORD        CFD           Short               7,918        2.4278 GBP
ORD        CFD           Short               10,442       2.4276 GBP
ORD        SWAP          Short               13,144       2.4200 GBP
ORD        CFD           Short               14,255       2.4222 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant  description  selling,     to which    price     e.g.       Expiry  paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant   description         Number of          Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  NO
Date of disclosure:                                   26 Jun 2013
Contact name:                                         Rajesh Muthanna
Telephone number:                                     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
 
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