KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC UK Regulatory Announcement LONDON FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Identity of the person whose Barclays PLC. positions/dealings are being disclosed: (b) Owner or controller of interest and short positions disclosed, if different from 1(a): (c) Name of offeror/offeree in relation to KAZAKHMYS PLC whose relevant securities this form relates: (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: 25 June 2013 (f) Has the discloser previously disclosed, or YES: are they today disclosing, under the Code in EURASIAN NATURAL RESOURCES respect CORP PLC of any other party to this offer? 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,730,769 0.33% 4,287,582 0.82% (2) Derivatives (other than options): 4,286,619 0.82% 1,438,520 0.27% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 6,017,388 1.15% 5,726,102 1.09% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 96 2.4370 GBP ORD Purchase 148 2.4270 GBP ORD Purchase 1,708 2.4367 GBP ORD Purchase 1,940 2.4271 GBP ORD Purchase 4,569 2.4248 GBP ORD Purchase 6,298 2.4349 GBP ORD Purchase 6,659 2.4223 GBP ORD Purchase 7,258 2.4221 GBP ORD Purchase 10,195 2.4332 GBP ORD Purchase 26,107 2.4160 GBP ORD Purchase 29,033 2.4232 GBP ORD Purchase 44,345 2.4305 GBP ORD Sale 532 2.4268 GBP ORD Sale 3,000 2.4220 GBP ORD Sale 4,693 2.4217 GBP ORD Sale 5,360 2.4328 GBP ORD Sale 5,691 2.4290 GBP ORD Sale 8,814 2.4342 GBP ORD Sale 10,354 2.4107 GBP ORD Sale 14,113 2.4440 GBP ORD Sale 20,344 2.4272 GBP ORD Sale 20,527 2.4250 GBP ORD Sale 36,910 2.4196 GBP ORD Sale 47,584 2.4297 GBP ORD Sale 51,271 2.4437 GBP ORD Sale 58,242 2.4182 GBP ORD Sale 71,033 2.4215 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 308 2.4259 GBP ORD SWAP Long 1,000 2.4266 GBP ORD SWAP Long 3,423 2.4222 GBP ORD CFD Long 10,354 2.4107 GBP ORD SWAP Long 13,100 2.4440 GBP ORD CFD Long 13,718 2.4261 GBP ORD CFD Long 20,344 2.4272 GBP ORD SWAP Long 28,205 2.4124 GBP ORD SWAP Long 78,336 2.4215 GBP ORD SWAP Short 1,650 2.4153 GBP ORD SWAP Short 1,760 2.4089 GBP ORD CFD Short 7,918 2.4278 GBP ORD CFD Short 10,442 2.4276 GBP ORD SWAP Short 13,144 2.4200 GBP ORD CFD Short 14,255 2.4222 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 26 Jun 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC
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