ENRC: AQR Capital Management: Form 8.3 - Eurasian Natural Resources Corp Plc - Amendment

  ENRC: AQR Capital Management: Form 8.3 - Eurasian Natural Resources Corp Plc
  - Amendment

UK Regulatory Announcement

LONDON

                                  AMENDMENT

   (This disclosure replaces the disclosure made for position date 6/14/13.
       Please disregard the disclosure made for position date 6/17/13)

                                                                      FORM 8.3

    PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH
           INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

                  Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose              AQR Capital Management, LLC
positions/dealings are being disclosed:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):                                         n/a

The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form relates:  OFFEREE: Eurasian Natural
                                               Resources Corp Plc
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with
an offeror/offeree, state this and specify    n/a
identity of offeror/offeree:
                                               June 14, 2013

(e) Date position held/dealing undertaken:    (AQR Capital Management, LLC
                                               has also dealt on previous
                                               dates as attached at the end of
                                               this form)
(f) Has the discloser previously disclosed,
or are they today disclosing, under the Code  Yes - Kazakhmys Plc
in respect of any other party to this offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:                   Common Stock; Equity Swaps
                                             Interests   Short positions
                                              Number  %  Number     %
(1) Relevant securities owned and/or                   341,057    0.03%
controlled:
(2) Derivatives (other than options):                  9,075,081  0.70%
(3) Options and agreements to purchase/sell:                     
TOTAL:                                                 9,416,138  0.73%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages: 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant      Purchase/sale  Number of securities  Price per unit
security

(b) Derivatives transactions (other than options)

                           Nature of dealing
Class of    Product                                    Number of
relevant   description   e.g. opening/closing a     reference    Price
security                   long/short position,        securities    per unit
            e.g. CFD       increasing/reducing a
                           long/short position
Equity     Swaps         Short position increasing  72,525       £2.4384
Equity     Swaps         Short position increasing  2,336        £2.4361

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant  description  selling,     to which    price     e.g.       Expiry  paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

Class of relevant          Product description   Number of     Exercise price
security                                       securities   per unit
                           e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  NO

Date of disclosure:  June 19, 2013
Contact name:        Anna Choinska
Telephone number:    203-742-3710

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

3. DEALINGS ON PREVIOUS DATES BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant       Purchase/sale  Number of    Price per  Date
security                                 securities    unit
Common Stock            Purchase       460,424      £2.4448    06/05/2013

(b) Derivatives transactions (other than options)

                         Nature of dealing

                         e.g.
Class of   Product       opening/closing a     Number of    Price
relevant  description  long/short           reference   per      Date
security                                       securities   unit
           e.g. CFD      position,
                         increasing/reducing
                         a long/short
                         position
Equity    Swaps        Short position       209,667     £2.6523  05/22/2013
                         increasing
Equity    Swaps        Short position       225,166     £2.6398  05/23/2013
                         increasing
Equity    Swaps        Short position       256,297     £2.5734  05/24/2013
                         increasing
Equity    Swaps        Reducing a short     15,642      £2.5243  05/29/2013
                         position
Equity    Swaps        Short position       247,253     £2.5497  05/30/2013
                         increasing
Equity    Swaps        Short position       213,251     £2.4897  05/30/2013
                         increasing
Equity    Swaps        Reducing a short     46,813      £2.3953  06/03/2013
                         position
Equity    Swaps        Short position       402,031     £2.3983  06/03/2013
                         increasing
Equity    Swaps        Reducing a short     5,060       £2.4300  06/06/2013
                         position
Equity    Swaps        Short position       211,471     £2.4411  06/06/2013
                         increasing
Equity    Swaps        Short position       22,715      £2.4563  06/07/2013
                         increasing
Equity    Swaps        Short position       216,624     £2.4592  06/07/2013
                         increasing
Equity    Swaps        Short position       34,183      £2.4589  06/07/2013
                         increasing
Equity    Swaps        Short position       102,335     £2.4611  06/07/2013
                         increasing
Equity    Swaps        Short position       2,121       £2.422   06/10/2013
                         increasing
Equity    Swaps        Short position       73,204      £2.3915  06/11/2013
                         increasing
Equity    Swaps        Short position       18,551      £2.3832  06/11/2013
                         increasing
Equity    Swaps        Short position       29,808      £2.3715  06/13/2013
                         increasing
Equity    Swaps        Short position       2,995       £2.3106  06/13/2013
                         increasing

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant  description  selling,     to which    price     e.g.       Expiry  paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

Class of relevant          Product description   Number of     Exercise price
security                                       securities   per unit
                           e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

Contact:

AQR Capital Management, LLC
 
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