Breaking News

Tweet TWEET

KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC

  KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC

UK Regulatory Announcement

LONDON

                                   FORM 8.3

           PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

    A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

                  Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings     Barclays PLC.
are being disclosed:
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
                                                        
The naming of nominee or vehicle companies is
insufficient
(c) Name of offeror/offeree in relation to whose
relevant securities this form relates:                  KAZAKHMYS PLC

Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of     
offeror/offeree:
(e) Date position held/dealing undertaken:              13 June 2013
(f) Has the discloser previously disclosed, or are       YES: EURASIAN NATURAL
they today disclosing, under the Code in respect of     RESOURCES CORP PLC
any other party to this offer?
                                                         

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                             ORD                        
security:
                                        Interests           Short Positions
                                      Number      (%)     Number      (%)
(1)               Relevant securities
                  owned
                  and/or controlled:    1,675,300   0.32%   3,961,617   0.76%
                                                                   
(2)               Derivatives (other
                  than
                  options):             3,890,386   0.74%   1,227,531   0.23%
                                                                   
(3)               Options and
                  agreements to
                  purchase/sell:        0           0.00%   0           0.00%
                                                                   
(4)               TOTAL:
                                        5,565,686   1.06%   5,189,148   0.99%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages: 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant  Purchase/sale  Number of   Price per unit
security                           securities   
ORD                 Purchase        614          2.9940 GBP
ORD                 Purchase        914          2.9480 GBP
ORD                 Purchase        1,228        3.0079 GBP
ORD                 Purchase        1,478        2.9069 GBP
ORD                 Purchase        3,700        2.9854 GBP
ORD                 Purchase        5,151        2.9519 GBP
ORD                 Purchase        8,266        2.9804 GBP
ORD                 Purchase        17,061       2.9103 GBP
ORD                 Purchase        19,535       2.9556 GBP
ORD                 Purchase        21,891       2.9699 GBP
ORD                 Purchase        25,483       2.9120 GBP
ORD                 Purchase        30,852       2.9717 GBP
ORD                 Purchase        100,000      2.9793 GBP
ORD                 Purchase        127,318      2.9349 GBP
ORD                 Sale            485          2.9525 GBP
ORD                 Sale            721          2.9535 GBP
ORD                 Sale            1,000        2.8850 GBP
ORD                 Sale            1,344        2.9463 GBP
ORD                 Sale            1,407        2.9510 GBP
ORD                 Sale            3,610        2.9762 GBP
ORD                 Sale            3,900        3.0047 GBP
ORD                 Sale            8,289        2.9745 GBP
ORD                 Sale            10,267       2.8949 GBP
ORD                 Sale            10,700       2.9720 GBP
ORD                 Sale            14,712       2.9790 GBP
ORD                 Sale            32,120       2.8635 GBP
ORD                 Sale            34,779       2.8861 GBP
ORD                 Sale            34,939       2.9799 GBP
ORD                 Sale            36,002       2.9800 GBP
ORD                 Sale            36,773       2.9770 GBP
ORD                 Sale            38,391       2.9788 GBP
ORD                 Sale            66,460       2.9118 GBP
ORD                 Sale            67,495       2.9465 GBP

(b) Derivatives transactions (other than options)

Class of  Product      Nature of dealing  Number of   Price per
relevant   description                       reference    unit
security                                   securities   
ORD        CFD           Long                100          2.8617 GBP
ORD        CFD           Long                100          2.8667 GBP
ORD        CFD           Long                200          2.8387 GBP
ORD        CFD           Long                400          2.8616 GBP
ORD        CFD           Long                1,197        2.8666 GBP
ORD        CFD           Long                1,292        2.8656 GBP
ORD        CFD           Long                2,009        2.8626 GBP
ORD        CFD           Long                3,377        2.8646 GBP
ORD        SWAP          Long                3,900        3.0047 GBP
ORD        CFD           Long                9,078        2.8386 GBP
ORD        SWAP          Long                11,700       2.9780 GBP
ORD        CFD           Long                14,156       2.9843 GBP
ORD        SWAP          Long                14,909       2.9855 GBP
ORD        CFD           Long                17,353       2.8696 GBP
ORD        CFD           Long                27,937       2.8311 GBP
ORD        CFD           Long                34,387       2.9146 GBP
ORD        CFD           Long                82,327       2.9789 GBP
ORD        SWAP          Short               3,500        2.8498 GBP
ORD        SWAP          Short               3,700        2.9854 GBP
ORD        SWAP          Short               4,500        2.8511 GBP
ORD        SWAP          Short               8,795        2.9286 GBP
ORD        SWAP          Short               11,700       2.9780 GBP
ORD        CFD           Short               29,790       2.8430 GBP
ORD        CFD           Short               43,587       2.9171 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant  description  selling,     to which    price     e.g.       Expiry  paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant   description         Number of          Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  NO

Date of disclosure:  14 Jun 2013
Contact name:         Rajesh Muthanna
Telephone number:     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
 
Press spacebar to pause and continue. Press esc to stop.