KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC UK Regulatory Announcement LONDON FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Identity of the person whose positions/dealings Barclays PLC. are being disclosed: (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to whose relevant securities this form relates: KAZAKHMYS PLC Use a separate form for each offeror/offeree (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: 13 June 2013 (f) Has the discloser previously disclosed, or are YES: EURASIAN NATURAL they today disclosing, under the Code in respect of RESOURCES CORP PLC any other party to this offer? 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,675,300 0.32% 3,961,617 0.76% (2) Derivatives (other than options): 3,890,386 0.74% 1,227,531 0.23% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 5,565,686 1.06% 5,189,148 0.99% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 614 2.9940 GBP ORD Purchase 914 2.9480 GBP ORD Purchase 1,228 3.0079 GBP ORD Purchase 1,478 2.9069 GBP ORD Purchase 3,700 2.9854 GBP ORD Purchase 5,151 2.9519 GBP ORD Purchase 8,266 2.9804 GBP ORD Purchase 17,061 2.9103 GBP ORD Purchase 19,535 2.9556 GBP ORD Purchase 21,891 2.9699 GBP ORD Purchase 25,483 2.9120 GBP ORD Purchase 30,852 2.9717 GBP ORD Purchase 100,000 2.9793 GBP ORD Purchase 127,318 2.9349 GBP ORD Sale 485 2.9525 GBP ORD Sale 721 2.9535 GBP ORD Sale 1,000 2.8850 GBP ORD Sale 1,344 2.9463 GBP ORD Sale 1,407 2.9510 GBP ORD Sale 3,610 2.9762 GBP ORD Sale 3,900 3.0047 GBP ORD Sale 8,289 2.9745 GBP ORD Sale 10,267 2.8949 GBP ORD Sale 10,700 2.9720 GBP ORD Sale 14,712 2.9790 GBP ORD Sale 32,120 2.8635 GBP ORD Sale 34,779 2.8861 GBP ORD Sale 34,939 2.9799 GBP ORD Sale 36,002 2.9800 GBP ORD Sale 36,773 2.9770 GBP ORD Sale 38,391 2.9788 GBP ORD Sale 66,460 2.9118 GBP ORD Sale 67,495 2.9465 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 100 2.8617 GBP ORD CFD Long 100 2.8667 GBP ORD CFD Long 200 2.8387 GBP ORD CFD Long 400 2.8616 GBP ORD CFD Long 1,197 2.8666 GBP ORD CFD Long 1,292 2.8656 GBP ORD CFD Long 2,009 2.8626 GBP ORD CFD Long 3,377 2.8646 GBP ORD SWAP Long 3,900 3.0047 GBP ORD CFD Long 9,078 2.8386 GBP ORD SWAP Long 11,700 2.9780 GBP ORD CFD Long 14,156 2.9843 GBP ORD SWAP Long 14,909 2.9855 GBP ORD CFD Long 17,353 2.8696 GBP ORD CFD Long 27,937 2.8311 GBP ORD CFD Long 34,387 2.9146 GBP ORD CFD Long 82,327 2.9789 GBP ORD SWAP Short 3,500 2.8498 GBP ORD SWAP Short 3,700 2.9854 GBP ORD SWAP Short 4,500 2.8511 GBP ORD SWAP Short 8,795 2.9286 GBP ORD SWAP Short 11,700 2.9780 GBP ORD CFD Short 29,790 2.8430 GBP ORD CFD Short 43,587 2.9171 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 14 Jun 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC
Press spacebar to pause and continue. Press esc to stop.