SVT: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Severn Trent Plc UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose SEVERN TRENT PLC relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 11 June 2013 (e) Has the EPT previously disclosed, or is it NO today disclosing, under the Code in respect of any other party to this offer? 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 4,876,419 2.04% 457,306 0.19% (2) Derivatives (other than options): 454,874 0.19% 4,330,107 1.81% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 5,331,293 2.23% 4,787,413 2.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 306 19.2976 GBP ORD Purchase 691 19.5545 GBP ORD Purchase 4,013 19.4262 GBP ORD Purchase 5,430 19.2635 GBP ORD Purchase 5,644 19.3374 GBP ORD Purchase 7,957 19.3729 GBP ORD Purchase 11,863 19.4255 GBP ORD Purchase 14,302 19.3700 GBP ORD Purchase 16,564 19.3829 GBP ORD Purchase 16,876 19.3438 GBP ORD Purchase 21,799 19.3690 GBP ORD Purchase 23,788 19.3960 GBP ORD Purchase 30,457 19.3509 GBP ORD Purchase 34,586 19.3296 GBP ORD Purchase 57,920 19.3683 GBP ORD Purchase 100,000 19.4764 GBP ORD Purchase 173,099 19.3436 GBP ORD Sale 186 19.4482 GBP ORD Sale 195 19.4299 GBP ORD Sale 491 19.4200 GBP ORD Sale 988 19.3690 GBP ORD Sale 1,015 19.2893 GBP ORD Sale 2,202 19.4005 GBP ORD Sale 2,520 19.3926 GBP ORD Sale 2,764 19.3272 GBP ORD Sale 3,584 19.3863 GBP ORD Sale 7,060 19.4279 GBP ORD Sale 9,280 19.3143 GBP ORD Sale 11,529 19.3697 GBP ORD Sale 16,344 19.3365 GBP ORD Sale 17,428 19.3410 GBP ORD Sale 36,209 19.3612 GBP ORD Sale 43,437 19.2529 GBP ORD Sale 57,818 19.3026 GBP ORD Sale 100,000 19.2704 GBP ORD Sale 103,962 19.3809 GBP ORD Sale 130,374 19.3823 GBP ORD Sale 140,660 19.3700 GBP ORD Sale 150,000 19.1837 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 557 19.4491 GBP ORD CFD Long 2,202 19.4005 GBP ORD SWAP Long 2,764 19.3272 GBP ORD SWAP Long 3,360 19.3411 GBP ORD SWAP Long 10,424 19.3920 GBP ORD CFD Long 14,950 19.3776 GBP ORD SWAP Long 100,000 19.2703 GBP ORD SWAP Long 108,518 19.3813 GBP ORD CFD Long 125,000 19.3700 GBP ORD SWAP Long 150,000 19.1837 GBP ORD SWAP Short 567 19.3441 GBP ORD CFD Short 1,814 19.3926 GBP ORD SWAP Short 5,653 19.2520 GBP ORD SWAP Short 6,360 19.3352 GBP ORD SWAP Short 11,679 19.3649 GBP ORD SWAP Short 24,345 19.3685 GBP ORD SWAP Short 100,000 19.4763 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 12 Jun 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
SVT: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Severn Trent Plc
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