SVT: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) SEVERN TRENT PLC - Amendment UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) AMENDMENT PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to SEVERN TRENT PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 10 June 2013 (e) Has the EPT previously disclosed, or is NO it today disclosing, under the Code in respect of any other party to this offer? 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 4,936,064 2.07% 371,227 0.16% (2) Derivatives (other than options): 368,795 0.15% 4,443,958 1.86% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 5,304,859 2.22% 4,815,185 2.02% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 140 19.8900 GBP ORD Purchase 315 19.4600 GBP ORD Purchase 528 19.4800 GBP ORD Purchase 569 19.5232 GBP ORD Purchase 600 19.6029 GBP ORD Purchase 1,211 19.8014 GBP ORD Purchase 1,342 19.8088 GBP ORD Purchase 1,852 19.7828 GBP ORD Purchase 3,675 19.6064 GBP ORD Purchase 4,135 19.4877 GBP ORD Purchase 5,536 19.5725 GBP ORD Purchase 7,211 19.5916 GBP ORD Purchase 7,289 19.5989 GBP ORD Purchase 10,193 19.6666 GBP ORD Purchase 12,070 19.6400 GBP ORD Purchase 17,048 19.7649 GBP ORD Purchase 17,604 19.5811 GBP ORD Purchase 19,102 19.6253 GBP ORD Purchase 28,227 19.6402 GBP ORD Purchase 28,407 19.8136 GBP ORD Purchase 30,000 19.8797 GBP ORD Purchase 32,999 19.6524 GBP ORD Purchase 34,948 19.5100 GBP ORD Purchase 39,930 19.6159 GBP ORD Purchase 50,000 19.8899 GBP ORD Purchase 68,424 19.4775 GBP ORD Purchase 80,889 19.6271 GBP ORD Purchase 164,538 19.6282 GBP ORD Purchase 175,900 19.5244 GBP ORD Purchase 180,112 19.6925 GBP ORD Sale 370 19.7622 GBP ORD Sale 2,541 19.5440 GBP ORD Sale 2,606 19.7223 GBP ORD Sale 3,240 19.4600 GBP ORD Sale 4,135 19.4823 GBP ORD Sale 4,241 19.4900 GBP ORD Sale 5,464 19.6128 GBP ORD Sale 5,483 19.7316 GBP ORD Sale 6,425 19.5924 GBP ORD Sale 7,924 19.5862 GBP ORD Sale 10,913 19.5390 GBP ORD Sale 11,670 19.6699 GBP ORD Sale 26,823 19.6268 GBP ORD Sale 28,657 19.5050 GBP ORD Sale 32,345 19.6230 GBP ORD Sale 34,948 19.5100 GBP ORD Sale 40,639 19.5835 GBP ORD Sale 69,939 19.6021 GBP ORD Sale 83,604 19.5805 GBP ORD Sale 100,161 19.6379 GBP ORD Sale 100,345 19.5267 GBP ORD Sale 100,938 19.6530 GBP ORD Sale 164,000 19.5706 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 357 19.6576 GBP ORD SWAP Long 5,483 19.7317 GBP ORD CFD Long 15,238 19.6079 GBP ORD SWAP Long 16,124 19.6321 GBP ORD SWAP Long 30,000 19.8797 GBP ORD SWAP Long 43,859 19.5684 GBP ORD SWAP Long 223,150 21.1016 GBP ORD SWAP Short 358 19.6057 GBP ORD CFD Short 569 19.5232 GBP ORD SWAP Short 600 19.6029 GBP ORD CFD Short 1,339 19.7793 GBP ORD SWAP Short 19,626 19.6027 GBP ORD SWAP Short 20,870 19.6857 GBP ORD SWAP Short 50,000 19.8899 GBP ORD SWAP Short 60,000 19.8797 GBP ORD SWAP Short 180,112 19.6924 GBP ORD SWAP Short 446,300 21.1016 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 12 Jun 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
SVT: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) SEVERN TRENT PLC - Amendment
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