SVT: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Severn Trent plc - Amendment UK Regulatory Announcement LONDON AMENDMENT FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to SEVERN TRENT PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 7 June 2013 (e) Has the EPT previously disclosed, or is NO it today disclosing, under the Code in respect of any other party to this offer? 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 4,966,695 2.08% 412,214 0.17% (2) Derivatives (other than options): 384,782 0.16% 3,607,961 1.51% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 5,351,477 2.24% 4,020,175 1.68% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 100 21.1450 GBP ORD Purchase 252 20.7000 GBP ORD Purchase 767 21.1512 GBP ORD Purchase 1,648 20.9324 GBP ORD Purchase 2,423 21.0232 GBP ORD Purchase 4,214 21.1157 GBP ORD Purchase 4,728 21.1500 GBP ORD Purchase 6,688 21.1083 GBP ORD Purchase 8,936 20.9967 GBP ORD Purchase 9,345 20.2900 GBP ORD Purchase 10,907 20.2887 GBP ORD Purchase 14,018 20.2800 GBP ORD Purchase 16,110 21.1537 GBP ORD Purchase 18,564 21.0034 GBP ORD Purchase 22,233 20.9236 GBP ORD Purchase 22,236 20.3305 GBP ORD Purchase 27,102 20.8363 GBP ORD Purchase 35,272 20.9365 GBP ORD Purchase 54,863 20.8756 GBP ORD Purchase 94,467 20.9178 GBP ORD Purchase 119,006 20.8967 GBP ORD Purchase 119,608 20.7030 GBP ORD Purchase 150,000 21.1917 GBP ORD Purchase 150,000 21.2318 GBP ORD Purchase 167,427 20.3112 GBP ORD Purchase 203,000 21.1305 GBP ORD Purchase 223,150 21.1121 GBP ORD Purchase 310,000 20.7311 GBP ORD Purchase 421,185 20.9571 GBP ORD Purchase 482,000 20.7310 GBP ORD Sale 11 21.1050 GBP ORD Sale 748 20.9337 GBP ORD Sale 2,902 21.1519 GBP ORD Sale 3,048 21.1500 GBP ORD Sale 4,299 20.3374 GBP ORD Sale 4,531 20.7398 GBP ORD Sale 6,207 20.8234 GBP ORD Sale 8,546 21.1118 GBP ORD Sale 9,331 21.1240 GBP ORD Sale 9,689 21.1013 GBP ORD Sale 14,486 21.0692 GBP ORD Sale 18,035 20.2749 GBP ORD Sale 18,298 20.8915 GBP ORD Sale 19,331 21.0216 GBP ORD Sale 20,038 21.1738 GBP ORD Sale 22,183 20.8613 GBP ORD Sale 24,000 20.9093 GBP ORD Sale 30,685 21.1108 GBP ORD Sale 34,007 21.1478 GBP ORD Sale 34,531 20.9182 GBP ORD Sale 76,789 21.1907 GBP ORD Sale 87,234 20.9114 GBP ORD Sale 96,254 20.9404 GBP ORD Sale 582,763 20.7000 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 0 TRANSFER ORD SWAP Long 178 21.2391 GBP ORD SWAP Long 2,200 21.0793 GBP ORD SWAP Long 5,310 21.0817 GBP ORD CFD Long 9,103 20.5420 GBP ORD SWAP Long 9,886 21.1021 GBP ORD SWAP Long 11,821 20.9839 GBP ORD SWAP Long 14,486 21.0692 GBP ORD SWAP Long 131,000 21.1917 GBP ORD CFD Long 525,000 20.7000 GBP ORD SWAP Short 0 TRANSFER ORD SWAP Short 248 20.2906 GBP ORD SWAP Short 356 21.0808 GBP ORD CFD Short 1,226 20.8928 GBP ORD SWAP Short 8,936 20.9967 GBP ORD SWAP Short 18,316 21.0130 GBP ORD CFD Short 22,236 20.3304 GBP ORD SWAP Short 62,000 20.7310 GBP ORD SWAP Short 77,000 20.9178 GBP ORD SWAP Short 84,426 20.7002 GBP ORD SWAP Short 150,000 21.2318 GBP ORD SWAP Short 203,000 21.1305 GBP ORD SWAP Short 412,000 21.1917 GBP ORD SWAP Short 421,185 20.9571 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 12 Jun 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
SVT: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Severn Trent plc - Amendment
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