SVT: Wellington Management: Form 8.3 - Severn Trent PLC UK Regulatory Announcement BOSTON FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the “Code”) 1. KEY INFORMATION Identity of the person whose Wellington Management (a) positions/dealings are being Company, LLP disclosed: Owner or controller of interests and short positions disclosed, if different from (b) 1(a): The naming of nominee or vehicle companies is insufficient Name of offeror/offeree in relation to whose relevant (c) securities this form relates: Severn Trent PLC Use a separate form for each offeror/offeree If an exempt fund manager connected with an (d) offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing 07 June 2013 undertaken: Has the discloser previously disclosed, or are they today (f) disclosing, under the Code in NO respect of any other party to this offer? 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE Interests and short positions in the relevant (a) securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant security: Ordinary Shares (GB00B1FH8J722) Interests Short Positions Number % Number % Relevant securities 2,867,334 1.20 (1) owned and/or shares % controlled: (2) Derivatives (other than options): (3) Options and agreements to purchase/sell: Total 2,867,334 1.20 shares % (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: 3. DEALINGS (a) Purchases and sales Class of relevant security Purchase/sale Number of securities Price per unit Ordinary Shares Purchase 11,900 shares 20.7000 GBP (GB00B1FH8J722) (b) Derivatives transactions (other than options) Nature of dealing e.g. Class of opening/closing a Number of relevant Product description long/short reference Price per security e.g. CFD position, securities unit increasing/reducing a long/short position (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Type e.g. Option Class of description purchasing, securities Exercise American, Expiry money relevant e.g. call selling, to which price European date paid/ security option varying option per unit etc. received etc. relates per unit (ii) Exercising Product Exercise price Class of relevant security description e.g. Number of securities per unit call option (d) Other dealings (including subscribing for new securities) Nature of Class of relevant security dealing e.g. Details Price per unit subscription, (if applicable) conversion 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” None (c) Attachments Is a Supplemental Form 8 attached? NO Date of disclosure 10 June 2013 Contact name John D. Norberg Telephone number 617-790-7265 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel?s website at www.thetakeoverpanel.org.uk. Contact: Wellington Management
SVT: Wellington Management: Form 8.3 - Severn Trent PLC
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