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KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC



  KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC

UK Regulatory Announcement

LONDON

                                   FORM 8.3

           PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

    A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

                  Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose                   Barclays PLC.
    positions/dealings
    are being disclosed:                            
(b) Owner or controller of interest and short
    positions disclosed, if different from 1(a):    
(c) Name of offeror/offeree in relation to whose   KAZAKHMYS PLC
    relevant securities this form relates:          
(d) If an exempt fund manager connected with an
    offeror/offeree, state this and specify
    identity of
    offeror/offeree:                                
(e) Date position held/dealing undertaken:         23 May 2013
(f) Has the discloser previously disclosed, or     YES:
    are
    they today disclosing, under the Code in       EURASIAN NATURAL RESOURCES
    respect                                        CORP PLC
    of any other party to this offer?               

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of relevant                       ORD                              
security:
                                        Interests           Short Positions
                                        Number      (%)     Number      (%)
(1)               Relevant securities
                  owned
                  and/or controlled:    1,654,585   0.32%   4,193,084   0.80%
                                                                         
(2)               Derivatives (other
                  than
                  options):             4,190,020   0.80%   1,435,605   0.27%
                                                                         
(3)               Options and
                  agreements to
                  purchase/sell:        0           0.00%   0           0.00%
                                                                         
(4)               TOTAL:
                                        5,844,605   1.12%   5,628,689   1.07%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:   
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of    Price per unit
security                            securities    
ORD                 Purchase        96           3.4050 GBP
ORD                 Purchase        337          3.4140 GBP
ORD                 Purchase        4,193        3.4157 GBP
ORD                 Purchase        4,697        3.3785 GBP
ORD                 Purchase        5,715        3.4099 GBP
ORD                 Purchase        9,801        3.3836 GBP
ORD                 Purchase        17,777       3.3875 GBP
ORD                 Purchase        24,371       3.3856 GBP
ORD                 Purchase        24,994       3.4107 GBP
ORD                 Purchase        28,906       3.3637 GBP
ORD                 Sale            831          3.3480 GBP
ORD                 Sale            965          3.4384 GBP
ORD                 Sale            2,705        3.4271 GBP
ORD                 Sale            3,344        3.4255 GBP
ORD                 Sale            4,247        3.4290 GBP
ORD                 Sale            4,838        3.3889 GBP
ORD                 Sale            6,607        3.4072 GBP
ORD                 Sale            8,836        3.3780 GBP
ORD                 Sale            10,258       3.4372 GBP
ORD                 Sale            39,556       3.4058 GBP
ORD                 Sale            69,310       3.3897 GBP
ORD                 Sale            114,713      3.4098 GBP

(b) Derivatives transactions (other than options)

Class of   Product       Nature of dealing   Number of    Price per
relevant   description                       reference    unit
security                                     securities    
ORD        SWAP          Long                1,554        3.2592 GBP
ORD        SWAP          Long                8,928        3.4082 GBP
ORD        CFD           Long                12,616       3.3958 GBP
ORD        SWAP          Long                12,764       3.4034 GBP
ORD        CFD           Long                23,846       3.4150 GBP
ORD        SWAP          Long                28,054       3.4020 GBP
ORD        CFD           Long                39,069       3.3927 GBP
ORD        SWAP          Long                43,800       3.4047 GBP
ORD        SWAP          Long                58,417       3.4108 GBP
ORD        SWAP          Short               63           3.2450 GBP
ORD        SWAP          Short               300          3.3490 GBP
ORD        SWAP          Short               903          3.3568 GBP
ORD        SWAP          Short               1,224        3.4086 GBP
ORD        CFD           Short               3,020        3.2081 GBP
ORD        SWAP          Short               4,300        3.3405 GBP
ORD        SWAP          Short               4,658        3.4074 GBP
ORD        SWAP          Short               9,300        3.4106 GBP
ORD        CFD           Short               25,062       3.3963 GBP
ORD        CFD           Short               31,931       3.3763 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant   description   selling,      to which     price      e.g.        Expiry   paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant    description          Number of           Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                        Details   Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO

Date of disclosure:   24 May 2013
Contact name:         Rajesh Muthanna
Telephone number:     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
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