KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC

  KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC

UK Regulatory Announcement

LONDON

                                   FORM 8.3

           PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

    A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

                  Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose                   Barclays PLC.
    positions/dealings
   are being disclosed:                            
(b) Owner or controller of interest and short
   positions disclosed, if different from 1(a):    
(c) Name of offeror/offeree in relation to whose    KAZAKHMYS PLC
   relevant securities this form relates:          
(d) If an exempt fund manager connected with an
    offeror/offeree, state this and specify
    identity of
   offeror/offeree:                                
(e) Date position held/dealing undertaken:          21 May 2013
(f) Has the discloser previously disclosed, or      YES:
    are
    they today disclosing, under the Code in        EURASIAN NATURAL RESOURCES
    respect                                         CORP PLC
   of any other party to this offer?               

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of relevant                     ORD                        
security:
                                        Interests          Short Positions
                                      Number      (%)     Number      (%)
(1)               Relevant securities
                  owned
                  and/or controlled:    1,628,564   0.31%   4,055,284   0.77%
                                                                   
(2)               Derivatives (other
                  than
                  options):             4,013,261   0.77%   1,461,435   0.28%
                                                                   
(3)               Options and
                  agreements to
                  purchase/sell:        0           0.00%   0           0.00%
                                                                   
(4)               TOTAL:
                                        5,641,825   1.08%   5,516,719   1.05%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages: 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant  Purchase/sale  Number of   Price per unit
security                           securities   
ORD                 Purchase        301          3.6060 GBP
ORD                 Purchase        1,229        3.6584 GBP
ORD                 Purchase        1,538        3.5925 GBP
ORD                 Purchase        4,316        3.6249 GBP
ORD                 Purchase        5,068        3.6315 GBP
ORD                 Purchase        5,483        3.6530 GBP
ORD                 Purchase        6,118        3.6387 GBP
ORD                 Purchase        6,280        3.6089 GBP
ORD                 Purchase        8,000        3.6053 GBP
ORD                 Purchase        9,311        3.6325 GBP
ORD                 Purchase        10,431       3.6039 GBP
ORD                 Purchase        15,688       3.6277 GBP
ORD                 Purchase        68,839       3.6261 GBP
ORD                 Purchase        80,454       3.6466 GBP
ORD                 Purchase        253,691      3.6229 GBP
ORD                 Sale            34           3.6570 GBP
ORD                 Sale            100          3.6380 GBP
ORD                 Sale            314          3.6435 GBP
ORD                 Sale            450          3.6590 GBP
ORD                 Sale            796          3.6073 GBP
ORD                 Sale            1,511        3.5849 GBP
ORD                 Sale            1,625        3.6420 GBP
ORD                 Sale            2,335        3.6198 GBP
ORD                 Sale            2,678        3.6530 GBP
ORD                 Sale            5,267        3.6076 GBP
ORD                 Sale            5,487        3.6384 GBP
ORD                 Sale            8,000        3.6052 GBP
ORD                 Sale            9,232        3.6146 GBP
ORD                 Sale            11,601       3.6331 GBP
ORD                 Sale            21,401       3.6104 GBP
ORD                 Sale            54,609       3.6179 GBP
ORD                 Sale            63,609       3.6381 GBP
ORD                 Sale            69,239       3.6392 GBP
ORD                 Sale            107,577      3.6069 GBP

(b) Derivatives transactions (other than options)

Class of  Product      Nature of dealing  Number of   Price per
relevant   description                       reference    unit
security                                   securities   
ORD        SWAP          Long                2,698        3.6382 GBP
ORD        SWAP          Long                6,200        3.5844 GBP
ORD        CFD           Long                13,764       3.6397 GBP
ORD        CFD           Long                16,651       3.6083 GBP
ORD        CFD           Long                17,730       3.5811 GBP
ORD        CFD           Long                36,650       3.6590 GBP
ORD        SWAP          Long                41,645       3.5833 GBP
ORD        CFD           Long                50,000       3.6436 GBP
ORD        SWAP          Long                91,895       3.6236 GBP
ORD        SWAP          Short               1,200        3.6173 GBP
ORD        SWAP          Short               1,737        3.6226 GBP
ORD        SWAP          Short               3,544        3.6055 GBP
ORD        CFD           Short               27,100       3.5990 GBP
ORD        CFD           Short               27,845       3.6099 GBP
ORD        CFD           Short               60,000       3.6533 GBP
ORD        CFD           Short               70,687       3.6211 GBP
ORD        SWAP          Short               104,547      3.6213 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant  description  selling,     to which    price     e.g.       Expiry  paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant   description         Number of          Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  NO

Date of disclosure:  22 May 2013
Contact name:         Rajesh Muthanna
Telephone number:     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC