KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC UK Regulatory Announcement LONDON FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Identity of the person whose Barclays PLC. positions/dealings are being disclosed: (b) Owner or controller of interest and short positions disclosed, if different from 1(a): (c) Name of offeror/offeree in relation to whose KAZAKHMYS PLC relevant securities this form relates: (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: 21 May 2013 (f) Has the discloser previously disclosed, or YES: are they today disclosing, under the Code in EURASIAN NATURAL RESOURCES respect CORP PLC of any other party to this offer? 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,628,564 0.31% 4,055,284 0.77% (2) Derivatives (other than options): 4,013,261 0.77% 1,461,435 0.28% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 5,641,825 1.08% 5,516,719 1.05% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 301 3.6060 GBP ORD Purchase 1,229 3.6584 GBP ORD Purchase 1,538 3.5925 GBP ORD Purchase 4,316 3.6249 GBP ORD Purchase 5,068 3.6315 GBP ORD Purchase 5,483 3.6530 GBP ORD Purchase 6,118 3.6387 GBP ORD Purchase 6,280 3.6089 GBP ORD Purchase 8,000 3.6053 GBP ORD Purchase 9,311 3.6325 GBP ORD Purchase 10,431 3.6039 GBP ORD Purchase 15,688 3.6277 GBP ORD Purchase 68,839 3.6261 GBP ORD Purchase 80,454 3.6466 GBP ORD Purchase 253,691 3.6229 GBP ORD Sale 34 3.6570 GBP ORD Sale 100 3.6380 GBP ORD Sale 314 3.6435 GBP ORD Sale 450 3.6590 GBP ORD Sale 796 3.6073 GBP ORD Sale 1,511 3.5849 GBP ORD Sale 1,625 3.6420 GBP ORD Sale 2,335 3.6198 GBP ORD Sale 2,678 3.6530 GBP ORD Sale 5,267 3.6076 GBP ORD Sale 5,487 3.6384 GBP ORD Sale 8,000 3.6052 GBP ORD Sale 9,232 3.6146 GBP ORD Sale 11,601 3.6331 GBP ORD Sale 21,401 3.6104 GBP ORD Sale 54,609 3.6179 GBP ORD Sale 63,609 3.6381 GBP ORD Sale 69,239 3.6392 GBP ORD Sale 107,577 3.6069 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 2,698 3.6382 GBP ORD SWAP Long 6,200 3.5844 GBP ORD CFD Long 13,764 3.6397 GBP ORD CFD Long 16,651 3.6083 GBP ORD CFD Long 17,730 3.5811 GBP ORD CFD Long 36,650 3.6590 GBP ORD SWAP Long 41,645 3.5833 GBP ORD CFD Long 50,000 3.6436 GBP ORD SWAP Long 91,895 3.6236 GBP ORD SWAP Short 1,200 3.6173 GBP ORD SWAP Short 1,737 3.6226 GBP ORD SWAP Short 3,544 3.6055 GBP ORD CFD Short 27,100 3.5990 GBP ORD CFD Short 27,845 3.6099 GBP ORD CFD Short 60,000 3.6533 GBP ORD CFD Short 70,687 3.6211 GBP ORD SWAP Short 104,547 3.6213 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 22 May 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
KAZ: BARCLAYS PLC: Form 8.3 - KAZAKHMYS PLC
Press spacebar to pause and continue. Press esc to stop.