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SVT: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) SEVERN TRENT PLC



  SVT: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) SEVERN TRENT PLC

UK Regulatory Announcement

LONDON

                                                         FORM 8.5 (EPT/NON-RI)

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:            BARCLAYS CAPITAL SECURITIES
                                                  LTD
(b)   Name of offeror/offeree in relation to      SEVERN TRENT PLC
      whose
      relevant securities this form relates:       
(c)   Name of the party to the offer with which   Advisor to Offeree
      exempt
      principal trader is connected                
(d)   Date position held/dealing undertaken:      16 May 2013
(e)   Has the EPT previously disclosed, or is     NO
      it
      today disclosing, under the Code in
      respect
      of any other party to this offer?            

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of relevant                         ORD                            
security:
                                          Interests           Short Positions
                                          Number      (%)     Number    (%)
(1)                 Relevant securities
                    owned
                    and/or controlled:    986,692     0.41%   494,696   0.21%
                                                                         
(2)                 Derivatives (other
                    than
                    options):             469,833     0.20%   488,713   0.20%
                                                                         
(3)                 Options and
                    agreements to
                    purchase/sell:        0           0.00%   0         0.00%
                                                                         
(4)                 TOTAL:
                                          1,456,525   0.61%   983,409   0.41%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:   
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of    Price per unit
security                            securities    
ORD                 Purchase        1,484        20.6700 GBP
ORD                 Purchase        3,470        20.6671 GBP
ORD                 Purchase        4,111        20.6794 GBP
ORD                 Purchase        4,806        20.7132 GBP
ORD                 Purchase        4,987        20.6925 GBP
ORD                 Purchase        6,633        20.6761 GBP
ORD                 Purchase        8,945        20.6636 GBP
ORD                 Purchase        9,053        20.6628 GBP
ORD                 Purchase        9,122        20.6448 GBP
ORD                 Purchase        9,161        20.6655 GBP
ORD                 Purchase        16,828       20.6860 GBP
ORD                 Purchase        19,494       20.6769 GBP
ORD                 Purchase        50,000       20.7000 GBP
ORD                 Sale            110          20.6660 GBP
ORD                 Sale            906          20.6745 GBP
ORD                 Sale            2,442        20.6835 GBP
ORD                 Sale            2,496        20.6716 GBP
ORD                 Sale            2,578        20.6200 GBP
ORD                 Sale            3,362        20.6798 GBP
ORD                 Sale            3,404        20.7624 GBP
ORD                 Sale            3,802        20.7709 GBP
ORD                 Sale            4,342        20.6578 GBP
ORD                 Sale            4,932        20.7217 GBP
ORD                 Sale            6,217        20.6522 GBP
ORD                 Sale            6,376        20.6500 GBP
ORD                 Sale            7,221        20.6640 GBP
ORD                 Sale            8,975        20.6944 GBP
ORD                 Sale            10,897       20.6848 GBP
ORD                 Sale            16,528       20.6741 GBP
ORD                 Sale            28,128       20.7045 GBP

(b) Derivatives transactions (other than options)

Class of   Product       Nature of dealing   Number of    Price per
relevant   description                       reference    unit
security                                     securities    
ORD        SWAP          Long                1,000        20.6769 GBP
ORD        SWAP          Long                5,531        20.6876 GBP
ORD        SWAP          Long                9,830        20.6690 GBP
ORD        CFD           Long                10,830       20.6637 GBP
ORD        SWAP          Short               4,806        20.7132 GBP
ORD        SWAP          Short               9,093        20.6719 GBP
ORD        SWAP          Short               11,048       20.6766 GBP
ORD        SWAP          Short               18,066       20.6602 GBP
ORD        CFD           Short               50,000       20.7000 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant   description   selling,      to which     price      e.g.        Expiry   paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant    description          Number of           Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                        Details   Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO

Date of disclosure:   17 May 2013
Contact name:         Rajesh Muthanna
Telephone number:     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
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