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GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment



  GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

UK Regulatory Announcement

LONDON

                       FORM 8.5 (EPT/NON-RI) AMENDMENT

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:            BARCLAYS CAPITAL SECURITIES
                                                  LTD
(b)   Name of offeror/offeree in relation to      GLENCORE INTL PLC
      whose
      relevant securities this form relates:       
(c)   Name of the party to the offer with which   Advisor to Offeree
      exempt
      principal trader is connected                
(d)   Date position held/dealing undertaken:      30 April 2013
(e)   Has the EPT previously disclosed, or is     YES:
      it
      today disclosing, under the Code in
      respect
      of any other party to this offer?           XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                       ORD                                      
security:
                               Interests                  Short Positions
                               Number             (%)     Number       (%)
             Relevant
(1)          securities
             owned
             and/or            10,780,330         0.15%   45,132,533   0.64%
             controlled:
                                                                        
(2)          Derivatives
             (other than
             options):         40,861,745         0.58%   7,992,226    0.11%
                                                                        
(3)          Options and
             agreements to
             purchase/sell:    0                  0.00%   0            0.00%
                                                                        
(4)          TOTAL:
                               51,642,075         0.73%   53,124,759   0.75%
                                                                              
Class of                       Convertible Bond
relevant                       XS0475310396                             
security:
                               Interests                  Short Positions
                               Number             (%)     Number       (%)
             Relevant
(1)          securities
             owned
             and/or            3,400,000          0.15%   0            0.00%
             controlled:
                                                                        
(2)          Derivatives
             (other than
             options):         0                  0.00%   0            0.00%
                                                                        
(3)          Options and
             agreements to
             purchase/sell:    0                  0.00%   0            0.00%
                                                                        
`            TOTAL:
                               3,400,000          0.15%   0            0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:   
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of    Price per unit
security                            securities    
Convertible Bond    Sale            1,000,000    115.0000 USD
ORD                 Purchase        100          38.7500 HKD
ORD                 Purchase        100          38.8500 HKD
ORD                 Purchase        800          38.7000 HKD
ORD                 Purchase        819          3.2074 GBP
ORD                 Purchase        873          3.1890 GBP
ORD                 Purchase        1,000        39.3000 HKD
ORD                 Purchase        1,337        3.1949 GBP
ORD                 Purchase        2,100        39.1000 HKD
ORD                 Purchase        2,200        3.1765 GBP
ORD                 Purchase        11,897       3.1971 GBP
ORD                 Purchase        14,598       3.1834 GBP
ORD                 Purchase        34,752       3.2089 GBP
ORD                 Purchase        35,042       3.1963 GBP
ORD                 Purchase        36,829       3.1924 GBP
ORD                 Purchase        54,676       3.1699 GBP
ORD                 Purchase        76,265       3.2280 GBP
ORD                 Purchase        90,355       3.2072 GBP
ORD                 Purchase        100,000      3.1870 GBP
ORD                 Purchase        132,399      3.2248 GBP
ORD                 Purchase        140,544      3.1951 GBP
ORD                 Purchase        152,475      3.2149 GBP
ORD                 Purchase        152,475      3.2149 GBP
ORD                 Purchase        156,801      3.1695 GBP
ORD                 Purchase        172,593      3.2478 GBP
ORD                 Purchase        400,000      3.2023 GBP
ORD                 Purchase        912,127      3.1901 GBP
ORD                 Purchase        2,021,506    3.1729 GBP
ORD                 Sale            796          3.1722 GBP
ORD                 Sale            2,619        3.2000 GBP
ORD                 Sale            3,100        39.1645 HKD
ORD                 Sale            8,080        3.2580 GBP
ORD                 Sale            11,065       3.2639 GBP
ORD                 Sale            11,933       3.2376 GBP
ORD                 Sale            11,941       3.1994 GBP
ORD                 Sale            20,000       3.3144 GBP
ORD                 Sale            40,428       3.1915 GBP
ORD                 Sale            50,000       3.1845 GBP
ORD                 Sale            75,000       3.2390 GBP
ORD                 Sale            80,606       3.2635 GBP
ORD                 Sale            100,000      3.1920 GBP
ORD                 Sale            100,000      3.2170 GBP
ORD                 Sale            109,602      3.2073 GBP
ORD                 Sale            117,397      3.2006 GBP
ORD                 Sale            132,399      3.1657 GBP
ORD                 Sale            157,083      3.2145 GBP
ORD                 Sale            162,566      3.1954 GBP
ORD                 Sale            200,000      3.1664 GBP
ORD                 Sale            304,950      3.2254 GBP
ORD                 Sale            603,433      3.1949 GBP
ORD                 Sale            610,760      3.2314 GBP
ORD                 Sale            2,255,009    3.1695 GBP

(b) Derivatives transactions (other than options)

Class of   Product       Nature of dealing   Number of    Price per
relevant   description                       reference    unit
security                                     securities    
ORD        CFD           Long                7,877        3.1627 GBP
ORD        CFD           Long                14,058       3.1980 GBP
ORD        SWAP          Long                45,442       3.1924 GBP
ORD        SWAP          Long                102,502      3.2085 GBP
ORD        CFD           Long                57,333       3.2555 GBP
ORD        CFD           Long                145,943      3.2497 GBP
ORD        CFD           Long                304,950      3.2254 GBP
ORD        CFD           Long                343,638      3.2095 GBP
ORD        CFD           Short               1,000        38.7667 HKD
ORD        CFD           Short               4,000        3.1662 GBP
ORD        CFD           Short               4,006        3.1860 GBP
ORD        CFD           Short               11,502       3.2061 GBP
ORD        CFD           Short               23,264       3.1858 GBP
ORD        SWAP          Short               54,676       3.1699 GBP
ORD        CFD           Short               38,048       3.1987 GBP
ORD        SWAP          Short               97,638       3.2039 GBP
ORD        CFD           Short               100,000      3.1870 GBP
ORD        SWAP          Short               103,367      3.2093 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant   description   selling,      to which     price      e.g.        Expiry   paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant    description          Number of           Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                        Details   Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO

Date of disclosure:   2 May 2013
Contact name:         Geoff Smith
Telephone number:     020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
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