ENRC: VTB Capital Plc: Form 8 (DD) - Eurasian Natural Resources Corporation PLC Amendment UK Regulatory Announcement LONDON The Panel Executive has agreed on an ex-party basis that the dealings indicated below, which were executed as a result of the closure of a client position, have no Code consequences. In section 2a the interest percentage and total percentage have been corrected from 0.085% to 0.07%. All other details remain unchanged. FORM 8 (DD) AMENDMENT PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS) Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Identity of the party to the offer or person VTB Capital PLC * acting in concert making the disclosure: (b) Owner or controller of interests and short positions disclosed, if different from 1(a): N/A The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Eurasian Natural Resources Corporation Plc Use a separate form for each offeror/offeree (d) Status of person making the disclosure: Connected advisor to the e.g. offeror, offeree, person acting in concert offeror with the offeror/offeree (specify name of offeror/offeree) (e) Date dealing undertaken: 22^nd April 2013 (f) Has the party previously disclosed, or is it today disclosing, under the Code in respect of NO any other party to this offer? 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing Class of relevant security: USD 0.2 Ordinary Interests Short positions Number % Number % (1) Relevant securities owned and/or 900,000 0.07 controlled: (2) Derivatives (other than options): (3) Options and agreements to purchase/sell: TOTAL: 900,000 0.07 All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of relevant Purchase/sale Number of securities Price per unit security USD 0.2 Ordinary Sale 192250 2.75 (b) Derivatives transactions (other than options) Nature of dealing Class of Product Number of Price relevant description e.g. opening/closing a reference per security long/short position, securities unit e.g. CFD increasing/reducing a long/short position (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. 21^st Paid Option Call option Closed 435,000 2.75 European Jun GBP0.38 2013 per unit (ii) Exercising Class of relevant Product description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state “none” None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” None (c) Attachments Are any Supplemental Forms attached? Supplemental Form 8 (Open Positions) NO Supplemental Form 8 (SBL) NO Date of disclosure: 26^th April 2013 Contact name: Ross Sullivan Telephone number: 0203 334 8430 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. *This report is being made “on behalf of VTB Capital plc, JSC VTB Bank and affiliated entities Contact: VTB Capital Plc
ENRC: VTB Capital Plc: Form 8 (DD) - Eurasian Natural Resources Corporation PLC Amendment
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