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GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC



  GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

UK Regulatory Announcement

LONDON

                            FORM 8.5 (EPT/NON-RI)

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:                        BARCLAYS CAPITAL
                                                            SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant
securities this form relates:                               GLENCORE INTL PLC

Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt        Advisor to Offeree
principal trader is connected:
(d) Date position held/dealing undertaken:                  3 April 2013
(e) Has the EPT previously disclosed, or is it today        YES: XSTRATA PLC
disclosing, under the Code in respect of any other party   
to this offer?                                               

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                        ORD                                      
security:
                                Interests                  Short Positions
                                Number             (%)     Number       (%)
(1)          Relevant
             securities owned
             and/or             3,867,043          0.05%   44,464,381   0.63%
             controlled:
                                                                         
(2)          Derivatives
             (other than
             options):          39,951,414         0.56%   1,657,931    0.02%
                                                                         
(3)          Options and
             agreements to
             purchase/sell:     0                  0.00%   0            0.00%
                                                                         
(4)          TOTAL:
                                43,818,457         0.62%   46,122,312   0.65%
                                                                         
Class of                        Convertible Bond
relevant                        XS0475310396                             
security:
                                Interests                  Short Positions
                                Number             (%)     Number       (%)
(1)          Relevant
             securities owned
             and/or             3,300,000          0.15%   0            0.00%
             controlled:
                                                                         
(2)          Derivatives
             (other than
             options):          0                  0.00%   0            0.00%
                                                                         
(3)          Options and
             agreements to
             purchase/sell:     0                  0.00%   0            0.00%
                                                                         
(4)          TOTAL:
                                3,300,000          0.15%   0            0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:   
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of    Price per unit
security                            securities    
ORD                 Purchase        100          42.3000 HKD
ORD                 Purchase        200          41.6500 HKD
ORD                 Purchase        782          3.5045 GBP
ORD                 Purchase        800          41.3000 HKD
ORD                 Purchase        1,000        3.4690 GBP
ORD                 Purchase        2,500        41.7500 HKD
ORD                 Purchase        3,100        41.8500 HKD
ORD                 Purchase        5,026        3.5033 GBP
ORD                 Purchase        7,300        41.8000 HKD
ORD                 Purchase        7,551        3.4780 GBP
ORD                 Purchase        8,500        41.6676 HKD
ORD                 Purchase        10,796       3.4885 GBP
ORD                 Purchase        14,814       3.4718 GBP
ORD                 Purchase        15,515       3.4809 GBP
ORD                 Purchase        15,952       3.5090 GBP
ORD                 Purchase        17,669       3.5248 GBP
ORD                 Purchase        21,776       3.4888 GBP
ORD                 Purchase        25,193       3.4675 GBP
ORD                 Purchase        26,559       3.4631 GBP
ORD                 Purchase        40,473       3.4971 GBP
ORD                 Purchase        92,200       3.5032 GBP
ORD                 Purchase        94,639       3.5021 GBP
ORD                 Purchase        126,223      3.4833 GBP
ORD                 Purchase        208,919      3.4730 GBP
ORD                 Purchase        235,320      3.5104 GBP
ORD                 Purchase        400,000      3.4630 GBP
ORD                 Purchase        724,532      3.4831 GBP
ORD                 Sale            100          3.5040 GBP
ORD                 Sale            200          41.2500 HKD
ORD                 Sale            202          3.5545 GBP
ORD                 Sale            296          3.5492 GBP
ORD                 Sale            429          3.4964 GBP
ORD                 Sale            654          3.4720 GBP
ORD                 Sale            1,000        41.3700 HKD
ORD                 Sale            1,719        3.4608 GBP
ORD                 Sale            2,000        41.5000 HKD
ORD                 Sale            3,000        41.7500 HKD
ORD                 Sale            3,065        3.4596 GBP
ORD                 Sale            5,000        3.4794 GBP
ORD                 Sale            5,547        3.5501 GBP
ORD                 Sale            6,300        3.5498 GBP
ORD                 Sale            6,800        41.7000 HKD
ORD                 Sale            11,113       3.4620 GBP
ORD                 Sale            14,704       3.5663 GBP
ORD                 Sale            21,114       3.4632 GBP
ORD                 Sale            27,612       3.4791 GBP
ORD                 Sale            28,133       3.4802 GBP
ORD                 Sale            46,484       3.4987 GBP
ORD                 Sale            64,413       3.4644 GBP
ORD                 Sale            83,856       3.5109 GBP
ORD                 Sale            88,314       3.4665 GBP
ORD                 Sale            158,579      3.4875 GBP
ORD                 Sale            250,000      3.4699 GBP
ORD                 Sale            259,349      3.4901 GBP
ORD                 Sale            307,604      3.4676 GBP

(b) Derivatives transactions (other than options)

Class of   Product       Nature of dealing   Number of    Price per
relevant   description                       reference    unit
security                                     securities    
ORD        CFD           Long                1,810        3.5541 GBP
ORD        SWAP          Long                2,100        3.5506 GBP
ORD        CFD           Long                3,500        41.6313 HKD
ORD        SWAP          Long                3,939        3.5483 GBP
ORD        SWAP          Long                6,300        3.5498 GBP
ORD        CFD           Long                12,900       3.5682 GBP
ORD        CFD           Short               100          42.3585 HKD
ORD        CFD           Short               3,500        3.5540 GBP
ORD        CFD           Short               3,942        3.5258 GBP
ORD        CFD           Short               12,900       41.8525 HKD
ORD        CFD           Short               25,193       3.4675 GBP
ORD        SWAP          Short               36,961       3.4778 GBP
ORD        SWAP          Short               43,323       3.4803 GBP
ORD        CFD           Short               59,736       3.5015 GBP
ORD        SWAP          Short               133,774      3.4830 GBP
ORD        CFD           Short               171,053      3.5146 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant   description   selling,      to which     price      e.g.        Expiry   paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant    description          Number of           Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                        Details   Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO

                      4 Apr 2013
Date of disclosure:  
                       
Contact name:         Geoff Smith
Telephone number:     020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
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