Canaccord Financial Inc: Notification of Transactions of Directors

Canaccord Financial Inc: Notification of Transactions of Directors
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY AND CONNECTED PERSONS 
Annex DTR3 
1.   Name of the issuer                  2.   State whether the notification 
relates to (i) a transaction notified   
                                          in accordance with DTR 3.1.2 R, 
(ii) a disclosure made in accordance   
                                          with LR 9.8.6R(1) or (iii) a 
disclosure made in accordance with        
                                          section 793 of the Companies Act 
(2006).                               


     CANACCORD FINANCIAL INC.                                                   
                                    
                                              DTR 3.1.2 R                       
                                    
                                                                                
                                    
                                                                                
                                    
                                                                                


                                
3.   Name of person discharging          4.   State whether notification 
relates to a person connected with a person 
 managerial responsibilities/             discharging managerial 
responsibilities/director named in 3 and        


     director                                 identify the connected person     
                                    
                                                                                
                                    
     MATTHEW GAASENBEEK                       N/A                               
                                    
                                                                                
                                    
                                                                                
                                    
                                                                                


                                
5.   Indicate whether the notification   6.   Description of shares (including 
class), debentures or derivatives or  
 is in respect of a holding of the        financial instruments relating to 
shares                               


     person referred to in 3 or 4 above                                         
                                    
     or in respect of a non-beneficial                                          
                                    
     interest                                                                   
                                    
                                              COMMON SHARES                     
                                    
     NOTIFICATION RELATES TO THE                                                
                                    
                                                                                
                                    
     PERSONS NAMED IN 3.                                                        
                                    
                                                                                
                                    
                                                                                
                                    
                                                                                


                                
7.   Name of registered shareholders(s)  8.   State the nature of the 
transaction                                    


     and, if more than one, the number                                          
                                    
     of shares held by each of them                                             
                                    


                                          SALE OF COMMON SHARES TO COVER 
TAX LIABILITIES                         


     MATTHEW GAASENBEEK: 417,263                                                
                                    
                                                                                
                                    
                                                                                
                                    
                                                                                


                                
9.   Number of shares, debentures or     10.  Percentage of issued class 
acquired (treasury shares of that class     
 financial instruments relating to        should not be taken into account 
when calculating percentage)          


     shares acquired                                                            
                                    
                                              N/A                               
                                    
     N/A                                                                        
                                    
                                                                                
                                    
                                                                                
                                    
                                                                                
                                    
                                                                                
                                    
                                                                                


                                
11.  Number of shares, debentures or     12.  Percentage of issued class 
disposed (treasury shares of that class     
 financial instruments relating to        should not be taken into account 
when calculating percentage)          


     shares disposed                                                            
                                    
                                              MATTHEW GAASENBEEK: 0.017%        
                                    
     MATTHEW GAASENBEEK: (17,000) COMMON                                        
                                    
     SHARES                                                                     
                                    
                                                                                
                                    
                                                                                


                                
13.  Price per share or value of         14.  Date and place of transaction      


                                    
     transaction                                                                
                                    
                                              TORONTO                           
                                    
     PRICE PER SHARE: CAD$6.8754                                                
                                    
                                                                                
                                    
                                                                                
                                    
                                                                                


                                
15.  Total holding following             16.  Date issuer informed of 
transaction                                    


     notification and total percentage                                          
                                    
     holding following notification (any                                        
                                    
     treasury shares should not be taken                                        
                                    
     into account when calculating            MARCH 26, 2013                    
                                    
     percentage)                                                                
                                    
                                                                                
                                    
     MATTHEW GAASENBEEK: 400,263 / 0.39%                                        
                                    
                                                                                
                                    
                                                                                
                                    


If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
    17   Date of grant                   18.  Period during which or date on    
                                          which exercisable                 
                                                                            
                                                                            
                                                                            
                                                                            


                                                                        
19.  Total amount paid (if any) for  20.  Description of shares or           


     grant of the option                  debentures involved (class and    
                                          number)                           
                                                                            
                                                                            
                                                                            
                                                                            


                                                                        
21.  Exercise price (if fixed at     22.  Total number of shares or          


     time of grant) or indication         debentures over which options held
     that price is to be fixed at         following notification            
     the time of exercise                                                   
                                                                            
                                            
    23.  Any additional information      24.  Name of contact and telephone     
                                          number for queries                
                                                                            
                                                                            
     NONE                                                                   
                                          MARTIN MACLACHLAN                 
                                                                            
                                          1-416-867-6078                    
                                                                            
                                                                            


                                       
Name of authorised official of issuer responsible for making notification   


                                                                           
                                                                           


                                                                       
MARTIN MACLACHLAN                                                          
SVP, GENERAL COUNSEL AND CORPORATE SECRETARY                                


                                                                           
                                                                           


                                                                       
Date of Notification:  MARCH 27, 2013                                       


                                                                           
                                                                           
                                                                           


Notes:    This form is intended for use by an issuer to make a RIS notification
required by DTR 3.1.4. 
(1)           An issuer making a notification in respect of a transaction
relating to the shares or debentures of the issuer should complete boxes 1 to
16, 23 and 24. 
(2)           An issuer making a notification in respect of a derivative
relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14,
16, 23 and 24. 
(3)           An issuer making a notification in respect of options granted to
a director/person discharging managerial responsibilities should complete boxes
1 to 3 and 17 to 24. 
(4)           An issuer making a notification in respect of a financial
instrument relating to the shares of the issuer (other than a debenture) should
complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. 

END 
-0- Mar/27/2013 07:00 GMT
 
 
Press spacebar to pause and continue. Press esc to stop.