GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to GLENCORE INTL PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 8 March 2013 (e) Has the EPT previously disclosed, or is YES: it today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 5,341,086 0.08% 45,862,920 0.65% controlled: (2) Derivatives (other than options): 40,728,679 0.57% 1,267,688 0.02% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 46,069,765 0.65% 47,130,608 0.66% Class of Convertible relevant Bond security: XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 3,500,000 0.15% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 3,500,000 0.15% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 100 45.2000 HKD ORD Purchase 1,700 45.0500 HKD ORD Purchase 2,100 45.0714 HKD ORD Purchase 3,384 3.8727 GBP ORD Purchase 11,369 3.8651 GBP ORD Purchase 30,036 3.8659 GBP ORD Purchase 31,142 3.8681 GBP ORD Purchase 44,724 3.8686 GBP ORD Purchase 71,451 3.8865 GBP ORD Purchase 78,958 3.8630 GBP ORD Purchase 86,131 3.8674 GBP ORD Purchase 107,746 3.8751 GBP ORD Purchase 155,758 3.8626 GBP ORD Purchase 402,207 3.8767 GBP ORD Purchase 441,244 3.8772 GBP ORD Purchase 1,207,685 3.8697 GBP ORD Purchase 1,298,735 3.8752 GBP ORD Sale 1,800 45.0500 HKD ORD Sale 2,130 3.8720 GBP ORD Sale 3,384 3.8727 GBP ORD Sale 3,400 45.1500 HKD ORD Sale 4,506 3.8695 GBP ORD Sale 9,900 45.0000 HKD ORD Sale 11,173 3.8613 GBP ORD Sale 12,491 3.8758 GBP ORD Sale 23,028 3.8737 GBP ORD Sale 30,036 3.8659 GBP ORD Sale 60,501 3.8667 GBP ORD Sale 99,446 3.8637 GBP ORD Sale 118,270 3.8750 GBP ORD Sale 214,678 3.8579 GBP ORD Sale 1,207,685 3.8697 GBP ORD (traded as ADR) Purchase 4,400 11.5200 USD ORD (traded as ADR) Sale 4,400 11.5200 USD (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 100 44.9910 HKD ORD SWAP Long 1,000 3.8655 GBP ORD CFD Long 5,075 3.8728 GBP ORD CFD Long 5,347 3.8661 GBP ORD CFD Long 11,200 44.9780 HKD ORD CFD Long 12,776 3.8735 GBP ORD CFD Long 134,938 3.8746 GBP ORD CFD Short 100 45.2590 HKD ORD SWAP Short 12,088 3.8598 GBP ORD SWAP Short 12,605 3.8726 GBP ORD CFD Short 15,600 3.8505 GBP ORD CFD Short 21,459 3.8536 GBP ORD SWAP Short 42,511 3.8673 GBP ORD CFD Short 120,046 3.8646 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 11 Mar 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC
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