GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International Plc UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 7 March 2013 (e) Has the EPT previously disclosed, or is it YES: today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 3,116,063 0.04% 45,809,939 0.65% (2) Derivatives (other than options): 40,799,199 0.57% 1,284,235 0.02% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 43,915,262 0.62% 47,094,174 0.66% Class of Convertible Bond relevant XS0475310396 security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 3,500,000 0.15% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 3,500,000 0.15% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities Convertible Bond Sale 300,000 122.0000 USD Convertible Bond Sale 1,000,000 122.1250 USD ORD Purchase 1,895 3.8491 GBP ORD Purchase 2,280 3.8647 GBP ORD Purchase 2,322 3.8648 GBP ORD Purchase 6,297 3.8496 GBP ORD Purchase 9,500 45.3100 HKD ORD Purchase 10,815 3.8672 GBP ORD Purchase 11,007 3.8605 GBP ORD Purchase 21,437 3.8684 GBP ORD Purchase 22,059 3.8489 GBP ORD Purchase 31,671 3.8617 GBP ORD Purchase 31,709 3.8606 GBP ORD Purchase 44,975 3.8584 GBP ORD Purchase 46,064 3.8588 GBP ORD Purchase 63,626 3.8991 GBP ORD Purchase 78,901 3.8570 GBP ORD Purchase 116,133 3.8609 GBP ORD Purchase 123,681 3.8594 GBP ORD Purchase 205,906 3.8419 GBP ORD Sale 100 45.5500 HKD ORD Sale 112 3.8509 GBP ORD Sale 300 45.4000 HKD ORD Sale 900 45.3000 HKD ORD Sale 1,000 45.0000 HKD ORD Sale 1,371 3.8436 GBP ORD Sale 2,713 3.8544 GBP ORD Sale 3,140 3.8495 GBP ORD Sale 4,687 3.8637 GBP ORD Sale 6,297 3.8496 GBP ORD Sale 7,300 45.3500 HKD ORD Sale 15,057 3.8560 GBP ORD Sale 18,655 3.8565 GBP ORD Sale 22,059 3.8489 GBP ORD Sale 27,821 3.8625 GBP ORD Sale 45,579 3.8579 GBP ORD Sale 50,918 3.8427 GBP ORD Sale 51,039 3.8428 GBP ORD Sale 67,033 3.8418 GBP ORD Sale 81,153 3.8524 GBP ORD Sale 170,271 3.8572 GBP ORD Sale 178,138 3.8633 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 100 45.4909 HKD ORD CFD Long 3,000 3.8696 GBP ORD CFD Long 26,653 3.8531 GBP ORD CFD Long 169,339 3.8640 GBP ORD CFD Short 7,726 3.8635 GBP ORD SWAP Short 21,100 3.8613 GBP ORD SWAP Short 46,064 3.8588 GBP ORD SWAP Short 123,876 3.8575 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 8 Mar 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International Plc
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