GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - Glencore International - Amendment UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to GLENCORE INTL PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 6 March 2013 (e) Has the EPT previously disclosed, or is YES: it today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant security: ORD Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 3,315,881 0.05% 46,066,203 0.65% (2) Derivatives (other than options): 41,049,908 0.58% 1,471,644 0.02% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 44,365,789 0.63% 47,537,847 0.67% Class of relevant security: Convertible Bond XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 4,800,000 0.21% 0 0.00% (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 4,800,000 0.21% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 100 45.1500 HKD ORD Purchase 268 3.8858 GBP ORD Purchase 372 3.8852 GBP ORD Purchase 1,006 3.8817 GBP ORD Purchase 1,300 45.4500 HKD ORD Purchase 1,775 3.9126 GBP ORD Purchase 2,388 3.8974 GBP ORD Purchase 4,800 45.5500 HKD ORD Purchase 5,400 45.5000 HKD ORD Purchase 6,700 45.6500 HKD ORD Purchase 6,720 3.8741 GBP ORD Purchase 7,048 3.8746 GBP ORD Purchase 7,971 3.8790 GBP ORD Purchase 10,527 3.9006 GBP ORD Purchase 10,800 45.6000 HKD ORD Purchase 11,000 45.7000 HKD ORD Purchase 19,821 3.8750 GBP ORD Purchase 37,343 3.8853 GBP ORD Purchase 42,103 3.8821 GBP ORD Purchase 63,656 3.8868 GBP ORD Purchase 66,429 3.8915 GBP ORD Purchase 69,539 3.8779 GBP ORD Purchase 70,632 3.8841 GBP ORD Purchase 77,485 3.8826 GBP ORD Purchase 120,913 3.8820 GBP ORD Purchase 157,341 3.8761 GBP ORD Purchase 192,868 3.8874 GBP ORD Purchase 287,547 3.8751 GBP ORD Purchase 366,000 3.8897 GBP ORD Sale 186 3.8763 GBP ORD Sale 500 45.7000 HKD ORD Sale 610 3.8715 GBP ORD Sale 1,000 45.6500 HKD ORD Sale 1,650 3.9122 GBP ORD Sale 3,949 3.9139 GBP ORD Sale 4,563 3.8976 GBP ORD Sale 5,964 3.9029 GBP ORD Sale 6,542 3.8959 GBP ORD Sale 19,821 3.8750 GBP ORD Sale 20,587 3.9056 GBP ORD Sale 26,000 45.5748 HKD ORD Sale 47,287 3.8941 GBP ORD Sale 50,647 3.8984 GBP ORD Sale 75,233 3.8907 GBP ORD Sale 76,250 3.7929 GBP ORD Sale 76,250 3.8556 GBP ORD Sale 93,573 3.8950 GBP ORD Sale 99,917 3.8915 GBP ORD Sale 174,354 3.8872 GBP ORD Sale 210,714 3.8899 GBP ORD (traded as ADR) Purchase 3,000 11.6660 USD ORD (traded as ADR) Sale 3,000 11.6660 USD (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 1,500 45.6085 HKD ORD CFD Long 14,100 3.9156 GBP ORD CFD Long 76,250 3.7924 GBP ORD CFD Long 76,250 3.8551 GBP ORD CFD Long 114,676 3.8935 GBP ORD CFD Long 186,414 3.8888 GBP ORD CFD Short 3,929 3.9187 GBP ORD CFD Short 14,100 45.7307 HKD ORD CFD Short 26,505 3.8989 GBP ORD SWAP Short 30,046 3.8806 GBP ORD SWAP Short 37,500 3.8803 GBP ORD SWAP Short 117,233 3.8824 GBP ORD CFD Short 366,000 3.8897 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 8 Mar 2013 Contact name: Geoff Smith Telephone number: 0203 555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - Glencore International - Amendment
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