GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - Glencore International - Amendment

  GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - Glencore International -
  Amendment

UK Regulatory Announcement

LONDON

                            FORM 8.5 (EPT/NON-RI)

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)  Name of exempt principal trader:           BARCLAYS CAPITAL SECURITIES
                                                  LTD
(b)   Name of offeror/offeree in relation to      GLENCORE INTL PLC
      whose
     relevant securities this form relates:      
(c)   Name of the party to the offer with which   Advisor to Offeree
      exempt
     principal trader is connected               
(d)   Date position held/dealing undertaken:      6 March 2013
(e)   Has the EPT previously disclosed, or is     YES:
      it
      today disclosing, under the Code in
      respect
     of any other party to this offer?           XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:      ORD
                                  Interests           Short Positions
                                 Number      (%)     Number      (%)
(1)  Relevant securities owned
      and/or controlled:          3,315,881    0.05%   46,066,203   0.65%
                                                               
(2)   Derivatives (other than
      options):                   41,049,908   0.58%   1,471,644    0.02%
                                                               
(3)   Options and agreements to
      purchase/sell:              0            0.00%   0            0.00%
                                                               
(4)   TOTAL:
                                  44,365,789   0.63%   47,537,847   0.67%
                                                               
Class of relevant security:       Convertible Bond XS0475310396
                                  Interests            Short Positions
                                 Number       (%)     Number       (%)
(1)   Relevant securities owned
      and/or controlled:          4,800,000    0.21%   0            0.00%
                                                               
(2)   Derivatives (other than
      options):                   0            0.00%   0            0.00%
                                                               
(3)   Options and agreements to
      purchase/sell:              0            0.00%   0            0.00%
                                                               
(4)   TOTAL:
                                  4,800,000    0.21%   0            0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages: 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant    Purchase/sale  Number of   Price per unit
security                             securities   
ORD                   Purchase        100          45.1500 HKD
ORD                   Purchase        268          3.8858 GBP
ORD                   Purchase        372          3.8852 GBP
ORD                   Purchase        1,006        3.8817 GBP
ORD                   Purchase        1,300        45.4500 HKD
ORD                   Purchase        1,775        3.9126 GBP
ORD                   Purchase        2,388        3.8974 GBP
ORD                   Purchase        4,800        45.5500 HKD
ORD                   Purchase        5,400        45.5000 HKD
ORD                   Purchase        6,700        45.6500 HKD
ORD                   Purchase        6,720        3.8741 GBP
ORD                   Purchase        7,048        3.8746 GBP
ORD                   Purchase        7,971        3.8790 GBP
ORD                   Purchase        10,527       3.9006 GBP
ORD                   Purchase        10,800       45.6000 HKD
ORD                   Purchase        11,000       45.7000 HKD
ORD                   Purchase        19,821       3.8750 GBP
ORD                   Purchase        37,343       3.8853 GBP
ORD                   Purchase        42,103       3.8821 GBP
ORD                   Purchase        63,656       3.8868 GBP
ORD                   Purchase        66,429       3.8915 GBP
ORD                   Purchase        69,539       3.8779 GBP
ORD                   Purchase        70,632       3.8841 GBP
ORD                   Purchase        77,485       3.8826 GBP
ORD                   Purchase        120,913      3.8820 GBP
ORD                   Purchase        157,341      3.8761 GBP
ORD                   Purchase        192,868      3.8874 GBP
ORD                   Purchase        287,547      3.8751 GBP
ORD                   Purchase        366,000      3.8897 GBP
ORD                   Sale            186          3.8763 GBP
ORD                   Sale            500          45.7000 HKD
ORD                   Sale            610          3.8715 GBP
ORD                   Sale            1,000        45.6500 HKD
ORD                   Sale            1,650        3.9122 GBP
ORD                   Sale            3,949        3.9139 GBP
ORD                   Sale            4,563        3.8976 GBP
ORD                   Sale            5,964        3.9029 GBP
ORD                   Sale            6,542        3.8959 GBP
ORD                   Sale            19,821       3.8750 GBP
ORD                   Sale            20,587       3.9056 GBP
ORD                   Sale            26,000       45.5748 HKD
ORD                   Sale            47,287       3.8941 GBP
ORD                   Sale            50,647       3.8984 GBP
ORD                   Sale            75,233       3.8907 GBP
ORD                   Sale            76,250       3.7929 GBP
ORD                   Sale            76,250       3.8556 GBP
ORD                   Sale            93,573       3.8950 GBP
ORD                   Sale            99,917       3.8915 GBP
ORD                   Sale            174,354      3.8872 GBP
ORD                   Sale            210,714      3.8899 GBP
ORD (traded as ADR)   Purchase        3,000        11.6660 USD
ORD (traded as ADR)   Sale            3,000        11.6660 USD

(b) Derivatives transactions (other than options)

Class of  Product      Nature of dealing  Number of   Price per
relevant   description                       reference    unit
security                                   securities   
ORD        CFD           Long                1,500        45.6085 HKD
ORD        CFD           Long                14,100       3.9156 GBP
ORD        CFD           Long                76,250       3.7924 GBP
ORD        CFD           Long                76,250       3.8551 GBP
ORD        CFD           Long                114,676      3.8935 GBP
ORD        CFD           Long                186,414      3.8888 GBP
ORD        CFD           Short               3,929        3.9187 GBP
ORD        CFD           Short               14,100       45.7307 HKD
ORD        CFD           Short               26,505       3.8989 GBP
ORD        SWAP          Short               30,046       3.8806 GBP
ORD        SWAP          Short               37,500       3.8803 GBP
ORD        SWAP          Short               117,233      3.8824 GBP
ORD        CFD           Short               366,000      3.8897 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant  description  selling,     to which    price     e.g.       Expiry  paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant   description         Number of          Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  NO
Date of disclosure:                                   8 Mar 2013
Contact name:                                         Geoff Smith
Telephone number:                                     0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
 
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