GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) AMENDMENT PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to GLENCORE INTL PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 28 February 2013 (e) Has the EPT previously disclosed, or is YES: it today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 3,867,876 0.05% 48,946,114 0.69% controlled: (2) Derivatives (other than options): 44,557,403 0.63% 2,115,929 0.03% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 48,425,279 0.68% 51,062,043 0.72% Class of Convertible Bond relevant XS0475310396 security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 6,900,000 0.30% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 6,900,000 0.30% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 200 3.8100 GBP ORD Purchase 400 45.5000 HKD ORD Purchase 856 3.8200 GBP ORD Purchase 1,165 3.8126 GBP ORD Purchase 1,422 3.8156 GBP ORD Purchase 1,847 3.8366 GBP ORD Purchase 1,929 3.8250 GBP ORD Purchase 2,128 3.8319 GBP ORD Purchase 5,300 45.5500 HKD ORD Purchase 7,211 3.8750 GBP ORD Purchase 8,765 3.8643 GBP ORD Purchase 11,991 3.8410 GBP ORD Purchase 16,082 3.8328 GBP ORD Purchase 48,195 3.8572 GBP ORD Purchase 50,122 3.8300 GBP ORD Purchase 134,022 3.8292 GBP ORD Purchase 185,985 3.8309 GBP ORD Purchase 250,000 3.8161 GBP ORD Purchase 945,637 3.8417 GBP ORD Purchase 1,599,557 3.8607 GBP ORD Sale 2,682 3.8519 GBP ORD Sale 4,697 3.8224 GBP ORD Sale 5,679 3.8294 GBP ORD Sale 5,700 45.5464 HKD ORD Sale 10,612 3.8594 GBP ORD Sale 21,777 3.8600 GBP ORD Sale 25,397 3.8333 GBP ORD Sale 26,418 3.8549 GBP ORD Sale 27,879 3.8260 GBP ORD Sale 28,131 3.8194 GBP ORD Sale 39,916 3.8191 GBP ORD Sale 58,717 3.8223 GBP ORD Sale 64,374 3.8750 GBP ORD Sale 78,052 3.8200 GBP ORD Sale 92,553 3.8173 GBP ORD Sale 104,671 3.8404 GBP ORD Sale 159,056 3.8280 GBP ORD Sale 210,000 3.8169 GBP ORD Sale 222,243 3.8291 GBP ORD Sale 235,297 3.8373 GBP ORD Sale 266,279 3.8748 GBP ORD Sale 317,564 3.8322 GBP ORD Sale 439,933 3.8750 GBP ORD (traded as ADR) Purchase 130 11.5400 USD ORD (traded as ADR) Sale 130 11.5400 USD (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 13,028 3.8446 GBP ORD CFD Long 16,783 3.8215 GBP ORD CFD Long 144,240 3.8225 GBP ORD CFD Long 210,000 3.8169 GBP ORD CFD Long 258,240 3.8330 GBP ORD CFD Short 3,643 3.8157 GBP ORD SWAP Short 70,836 3.9782 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 4 Mar 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment
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