GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to GLENCORE INTL PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 1 March 2013 (e) Has the EPT previously disclosed, or is it YES: today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 3,886,444 0.05% 49,163,355 0.69% controlled: (2) Derivatives (other than options): 44,505,150 0.63% 2,055,455 0.03% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 48,391,594 0.68% 51,218,810 0.72% Class of Convertible relevant Bond security: XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 6,900,000 0.30% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 6,900,000 0.30% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 100 45.0500 HKD ORD Purchase 679 3.7633 GBP ORD Purchase 815 3.7882 GBP ORD Purchase 3,536 3.7889 GBP ORD Purchase 3,789 3.7478 GBP ORD Purchase 4,930 3.7627 GBP ORD Purchase 5,229 3.7199 GBP ORD Purchase 8,465 3.7704 GBP ORD Purchase 15,250 3.7167 GBP ORD Purchase 15,916 3.7504 GBP ORD Purchase 17,368 3.7575 GBP ORD Purchase 39,663 3.7402 GBP ORD Purchase 46,445 3.7213 GBP ORD Purchase 63,418 3.7451 GBP ORD Purchase 80,171 3.7555 GBP ORD Purchase 88,538 3.7135 GBP ORD Purchase 199,606 3.7407 GBP ORD Purchase 354,250 3.7397 GBP ORD Purchase 422,958 3.7569 GBP ORD Sale 100 45.0500 HKD ORD Sale 206 3.7640 GBP ORD Sale 2,950 3.7633 GBP ORD Sale 3,161 3.7969 GBP ORD Sale 5,022 3.7375 GBP ORD Sale 5,745 3.7663 GBP ORD Sale 7,689 3.7342 GBP ORD Sale 10,223 3.7303 GBP ORD Sale 11,904 3.7378 GBP ORD Sale 13,179 3.6988 GBP ORD Sale 25,966 3.7369 GBP ORD Sale 26,450 3.7799 GBP ORD Sale 30,100 3.7138 GBP ORD Sale 34,479 3.7481 GBP ORD Sale 41,791 3.8616 GBP ORD Sale 46,808 3.7508 GBP ORD Sale 50,600 3.7376 GBP ORD Sale 54,921 3.7173 GBP ORD Sale 63,883 3.7459 GBP ORD Sale 68,561 3.7695 GBP ORD Sale 85,585 3.7466 GBP ORD Sale 89,297 3.7340 GBP ORD Sale 90,287 3.7344 GBP ORD Sale 150,000 3.7242 GBP ORD Sale 159,315 3.7366 GBP ORD Sale 244,393 3.7329 GBP ORD Sale 247,184 3.7769 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 20,746 3.7272 GBP ORD SWAP Long 21,448 3.7443 GBP ORD SWAP Long 40,462 3.7545 GBP ORD CFD Long 51,332 3.7498 GBP ORD CFD Long 63,883 3.7459 GBP ORD SWAP Long 120,064 3.7470 GBP ORD CFD Long 84,846 3.7274 GBP ORD SWAP Short 753 3.7671 GBP ORD CFD Short 46,672 3.7544 GBP ORD CFD Short 331,885 3.7393 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 4 Mar 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC
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