IRSH: Putnam Investments: Form 8.3 - Elan Corporation plc

  IRSH: Putnam Investments: Form 8.3 - Elan Corporation plc

UK Regulatory Announcement

LONDON

    FORM 8.3

    

    AMENDED

    

    IRISH TAKEOVER PANEL

    
 
    DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER
    RULES, 2007 (AS AMENDED)

    

    DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
    OR MORE

    

    1. KEY INFORMATION
                               Great-West Life & Annuity Insurance Company,
    Name of person dealing     I.G. Investment Management, Mackenzie
   (Note 1)                  Financial Corporation, and Putnam Investments,
                               LLC, all of which are investment management
                               subsidiaries of Power Corporation of Canada
   Company dealt in           Elan Corporation plc
    Class of relevant
   security to which the      Common & ADR
    dealings being disclosed
    relate (Note 2)
   Date of dealing            25 February 2013
    2. INTERESTS AND SHORT POSITIONS

   

    (a) Interests and short positions (following dealing) in the class of
    relevant security dealt in (Note 3)
                             Long                          Short
                             Number (%)                     Number (%)
   (1) Relevant securities    17,496,658 (2.94%)             
   (2) Derivatives (other                                   
    than options)
    (3) Options and
   agreements to                                            
    purchase/sell
   Total                      17,496,658 (2.94%)             
   (b) Interests and short positions in relevant securities of the company,
    other than the class dealt in (Note 3)
   Class of relevant          Long                           Short
    security:
                             Number (%)                     Number (%)
   (1) Relevant securities                                  
   (2) Derivatives (other                                   
    than options)
    (3) Options and
   agreements to                                            
    purchase/sell
   Total                                                    

    3. DEALINGS (Note 4)

  

    (a) Purchases and sales
   Purchase/sale      Number of relevant securities     Price per unit (Note 5)
   Sale                366,500                            $11.4627 USD
   Sale                35,000                             $11.3882 USD
   Sale                14,900                             $11.2175 USD
   Sale                4,400                              $11.2711 USD
   Sale                4,140                              $11.5103 USD
   Sale                2,300                              $11.1393 USD
   Sale                2,100                              $11.2561 USD
   Sale                1,400                              $11.415 USD
   Sale                1,100                              $11.495 USD
   Sale                1,000                              $11.51 USD
   Sale                25                                 $11.14 USD
    

    (b) Derivatives transactions (other than options transactions)
                   Nature of        Number of relevant          Price per unit
    Product        transaction      securities
   name, e.g.                                               
    CFD                            
                                                                (Note 5)
                   (Note 6)         (Note 7)
                                                            
    

    (c) Options transactions in respect of existing relevant securities

    

    (i) Writing, selling, purchasing or varying
    Product   Writing,      Number of               Type,
    name,     selling,      securities              e.g.                 Option money
   e.g.     purchasing,  to which    Exercise  American,   Expiry  paid/received
    call      varying       the option   price      European    date     per unit
    option    etc.          relates                 etc.                 (Note 5)
                            (Note 7)
                                                                  
    

   

    (ii) Exercising
   Product name,       Number of securities               Exercise price per unit
    e.g. call option                                       (Note 5)
                                                        
    

   

    (d) Other dealings (including transactions in respect of new securities) (Note 4)
    Nature of                                              Price per unit
   transaction         Details
                                                           (if applicable) (Note 5)
    (Note 8)

  4. OTHER INFORMATION

 

  Agreements, arrangements or understandings relating to options or
  derivatives
  Full details of any agreement, arrangement or understanding between the
  person disclosing and any other person relating to the voting rights of any
 relevant securities under any option referred to on this form or relating
  to the voting rights or future acquisition or disposal of any relevant
  securities to which any derivative referred to on this form is referenced.
  If none, this should be stated.
 None
  

 

  Is a Supplemental Form 8 attached? (Note 9) No
 Date of disclosure                                27 February 2013
 Contact name                                       Jeff DiBuono
 Telephone number                                   1-617-760-5098
 If a connected EFM, name of                        
  offeree/offeror with which connected
 If a connected EFM, state nature of                
  connection (Note 10)

Contact:

Putnam Investments