GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to GLENCORE INTL PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 26 February 2013 (e) Has the EPT previously disclosed, or is YES: it today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) Relevant (1) securities owned and/or 4,038,863 0.06% 49,081,079 0.69% controlled: (2) Derivatives (other than options): 44,454,560 0.63% 2,472,634 0.03% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 48,493,423 0.68% 51,553,713 0.73% Class of Convertible Bond relevant XS0475310396 security: Interests Short Positions Number (%) Number (%) Relevant (1) securities owned and/or 6,900,000 0.30% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 6,900,000 0.30% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 3,394 3.8247 GBP ORD Purchase 4,000 3.7912 GBP ORD Purchase 4,993 3.7867 GBP ORD Purchase 5,030 3.7683 GBP ORD Purchase 8,674 3.8245 GBP ORD Purchase 11,502 3.8282 GBP ORD Purchase 24,666 3.8080 GBP ORD Purchase 26,979 3.7883 GBP ORD Purchase 28,514 3.7990 GBP ORD Purchase 33,970 3.8071 GBP ORD Purchase 43,272 3.8248 GBP ORD Purchase 71,451 3.8225 GBP ORD Purchase 73,204 3.8079 GBP ORD Purchase 100,861 3.8032 GBP ORD Purchase 137,921 3.7986 GBP ORD Purchase 138,281 3.8025 GBP ORD Purchase 142,903 3.7905 GBP ORD Purchase 170,996 3.7961 GBP ORD Purchase 177,180 3.8020 GBP ORD Purchase 200,000 3.7983 GBP ORD Purchase 278,596 3.7980 GBP ORD Purchase 500,000 3.8198 GBP ORD Purchase 568,896 3.8090 GBP ORD Sale 100 44.1500 HKD ORD Sale 400 44.5500 HKD ORD Sale 400 44.7000 HKD ORD Sale 461 3.8200 GBP ORD Sale 588 3.8116 GBP ORD Sale 1,179 3.7993 GBP ORD Sale 2,133 3.8305 GBP ORD Sale 2,869 3.8168 GBP ORD Sale 8,854 3.8097 GBP ORD Sale 9,940 3.8115 GBP ORD Sale 11,744 3.8030 GBP ORD Sale 15,852 3.7925 GBP ORD Sale 25,922 3.7875 GBP ORD Sale 29,703 3.7848 GBP ORD Sale 45,608 3.8145 GBP ORD Sale 59,745 3.7914 GBP ORD Sale 84,347 3.7958 GBP ORD Sale 90,142 3.7945 GBP ORD Sale 136,092 3.7841 GBP ORD Sale 141,561 3.7934 GBP ORD Sale 146,410 3.7867 GBP ORD Sale 177,662 3.7855 GBP ORD Sale 177,663 3.7933 GBP ORD Sale 303,048 3.8005 GBP ORD Sale 358,679 3.7928 GBP ORD Sale 376,777 3.8037 GBP ORD Sale 376,998 3.7907 GBP ORD Sale 383,202 3.7889 GBP ORD Sale 1,100,000 3.8092 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 900 44.5177 HKD ORD CFD Long 5,000 3.7441 GBP ORD CFD Long 26,676 3.8099 GBP ORD CFD Long 18,166 3.8143 GBP ORD CFD Long 59,745 3.7913 GBP ORD CFD Long 100,000 3.8195 GBP ORD CFD Long 177,662 3.7855 GBP ORD CFD Long 177,663 3.7933 GBP ORD CFD Long 272,588 3.8001 GBP ORD CFD Long 1,207,988 3.7895 GBP ORD CFD Short 1,049 3.7678 GBP ORD CFD Short 3,981 3.7690 GBP ORD SWAP Short 33,970 3.8071 GBP ORD CFD Short 100,000 44.7600 HKD ORD CFD Short 200,000 3.7983 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 27 Feb 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC
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