GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose relevant securities this form relates: GLENCORE INTL PLC Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected: (d) Date position held/dealing undertaken: 18 February 2013 YES: (e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 2,602,824 0.04% 46,636,101 0.66% controlled: (2) Derivatives (other than options): 43,252,431 0.61% 1,055,888 0.01% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 45,855,255 0.65% 47,691,989 0.67% Class of Convertible relevant Bond security: XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 4,400,000 0.19% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 4,400,000 0.19% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 430 3.8952 GBP ORD Purchase 800 47.5500 HKD ORD Purchase 1,136 3.8855 GBP ORD Purchase 1,258 3.8987 GBP ORD Purchase 1,657 3.9055 GBP ORD Purchase 2,282 3.9071 GBP ORD Purchase 2,630 3.8968 GBP ORD Purchase 3,346 3.9044 GBP ORD Purchase 4,114 3.8926 GBP ORD Purchase 4,338 3.8953 GBP ORD Purchase 5,000 47.6000 HKD ORD Purchase 25,349 3.8973 GBP ORD Purchase 28,723 3.8978 GBP ORD Purchase 71,451 3.8832 GBP ORD Purchase 71,451 3.9015 GBP ORD Purchase 71,451 3.9080 GBP ORD Purchase 88,426 3.8918 GBP ORD Purchase 92,887 3.9030 GBP ORD Purchase 124,000 3.9023 GBP ORD Sale 304 3.8980 GBP ORD Sale 430 3.8952 GBP ORD Sale 800 47.5500 HKD ORD Sale 2,798 3.9067 GBP ORD Sale 3,068 3.8961 GBP ORD Sale 3,510 3.9017 GBP ORD Sale 5,100 47.6000 HKD ORD Sale 5,917 3.9035 GBP ORD Sale 7,370 3.8995 GBP ORD Sale 18,824 3.9013 GBP ORD Sale 29,980 3.8972 GBP ORD Sale 47,618 3.9004 GBP ORD Sale 69,418 3.9021 GBP ORD Sale 116,854 3.9033 GBP ORD Sale 231,822 3.9003 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 100 47.5405 HKD ORD CFD Long 2,082 3.8938 GBP ORD CFD Long 19,759 3.8971 GBP ORD CFD Long 38,930 3.8987 GBP ORD CFD Short 11,948 3.8941 GBP ORD CFD Short 22,914 3.9011 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 19 Feb 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC
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