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GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC



  GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

UK Regulatory Announcement

LONDON

                                                         FORM 8.5 (EPT/NON-RI)

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:            BARCLAYS CAPITAL SECURITIES
                                                  LTD
(b)   Name of offeror/offeree in relation to      GLENCORE INTL PLC
      whose
      relevant securities this form relates:       
(c)   Name of the party to the offer with which   Advisor to Offeree
      exempt
      principal trader is connected                
(d)   Date position held/dealing undertaken:      8 February 2013
(e)   Has the EPT previously disclosed, or is     YES:
      it
      today disclosing, under the Code in
      respect
      of any other party to this offer?           XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                        ORD                                      
security:
                                Interests                 Short          
                                                          Positions
                                Number            (%)     Number        (%)
(1)          Relevant
             securities owned
             and/or             2,497,823         0.04%   45,274,884    0.64%
             controlled:
                                                                         
(2)          Derivatives
             (other than
             options):          43,427,500        0.61%   1,078,088     0.02%
                                                                         
(3)          Options and
             agreements to
             purchase/sell:     0                 0.00%   0             0.00%
                                                                         
(4)          TOTAL:
                                45,925,323        0.65%   46,352,972    0.65%
                                                                         
Class of                        Convertible
relevant                        Bond                                     
security:                       XS0475310396
                                Interests                 Short          
                                                          Positions
                                Number            (%)     Number        (%)
(1)          Relevant
             securities owned
             and/or             3,200,000         0.14%   0             0.00%
             controlled:
                                                                         
(2)          Derivatives
             (other than
             options):          0                 0.00%   0             0.00%
                                                                         
(3)          Options and
             agreements to
             purchase/sell:     0                 0.00%   0             0.00%
                                                                         
(4)          TOTAL:
                                3,200,000         0.14%   0             0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:   
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of    Price per unit
security                            securities    
Convertible Bond    Sale            500,000      125.8750 USD
ORD                 Purchase        100          47.0500 HKD
ORD                 Purchase        497          3.8362 GBP
ORD                 Purchase        500          3.8600 GBP
ORD                 Purchase        575          3.8400 GBP
ORD                 Purchase        694          3.8537 GBP
ORD                 Purchase        710          3.8586 GBP
ORD                 Purchase        1,200        46.8000 HKD
ORD                 Purchase        1,893        3.8535 GBP
ORD                 Purchase        2,300        47.1000 HKD
ORD                 Purchase        2,689        3.8601 GBP
ORD                 Purchase        2,949        3.8406 GBP
ORD                 Purchase        3,586        3.8495 GBP
ORD                 Purchase        3,993        3.8442 GBP
ORD                 Purchase        4,499        3.8551 GBP
ORD                 Purchase        7,500        47.0000 HKD
ORD                 Purchase        12,500       3.8486 GBP
ORD                 Purchase        13,761       3.8464 GBP
ORD                 Purchase        42,394       3.8457 GBP
ORD                 Purchase        50,000       3.8608 GBP
ORD                 Purchase        76,580       3.8475 GBP
ORD                 Purchase        108,728      3.8481 GBP
ORD                 Purchase        214,354      3.8533 GBP
ORD                 Sale            400          3.8575 GBP
ORD                 Sale            645          3.8490 GBP
ORD                 Sale            783          3.8501 GBP
ORD                 Sale            1,119        3.8453 GBP
ORD                 Sale            1,200        3.8451 GBP
ORD                 Sale            2,000        3.8535 GBP
ORD                 Sale            2,603        3.8549 GBP
ORD                 Sale            2,913        3.8430 GBP
ORD                 Sale            2,930        3.8592 GBP
ORD                 Sale            4,210        3.8408 GBP
ORD                 Sale            6,070        3.8565 GBP
ORD                 Sale            9,900        47.0237 HKD
ORD                 Sale            12,500       3.8486 GBP
ORD                 Sale            48,342       3.8482 GBP
ORD                 Sale            51,913       3.8470 GBP
ORD                 Sale            117,557      3.8619 GBP
ORD                 Sale            124,603      3.8477 GBP
ORD                 Sale            131,552      3.8488 GBP

(b) Derivatives transactions (other than options)

Class of   Product       Nature of dealing   Number of    Price per
relevant   description                       reference    unit
security                                     securities    
ORD        SWAP          Long                800          3.8570 GBP
ORD        SWAP          Long                1,100        3.8440 GBP
ORD        CFD           Long                2,225        3.8608 GBP
ORD        CFD           Long                2,709        3.8562 GBP
ORD        SWAP          Long                6,470        3.8565 GBP
ORD        CFD           Long                115,498      3.8617 GBP
ORD        SWAP          Short               694          3.8537 GBP
ORD        CFD           Short               1,164        3.8409 GBP
ORD        CFD           Short               1,200        46.8599 HKD
ORD        SWAP          Short               2,100        3.8655 GBP
ORD        SWAP          Short               4,999        3.8556 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant   description   selling,      to which     price      e.g.        Expiry   paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant    description          Number of           Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                        Details   Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO

Date of disclosure:   11 Feb 2013
Contact name:         Geoff Smith
Telephone number:     020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
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