GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI)- GLENCORE INTL PLC UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose relevant securities this form relates: GLENCORE INTL PLC Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected: (d) Date position held/dealing undertaken: 7 February 2013 (e) Has the EPT previously disclosed, or is it today YES: disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 2,454,540 0.03% 45,262,363 0.64% controlled: (2) Derivatives (other than options): 43,309,896 0.61% 1,079,129 0.02% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 45,764,436 0.64% 46,341,492 0.65% Class of Convertible relevant Bond security: XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 3,700,000 0.19% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 3,700,000 0.19% 0 0.00% Class of relevant ADR security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 0 0.00% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 0 0.00% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 100 47.2500 HKD ORD Purchase 191 3.8630 GBP ORD Purchase 200 46.9500 HKD ORD Purchase 300 3.8335 GBP ORD Purchase 400 47.0000 HKD ORD Purchase 401 3.8738 GBP ORD Purchase 594 3.8732 GBP ORD Purchase 1,000 46.8500 HKD ORD Purchase 1,400 46.9000 HKD ORD Purchase 1,407 3.8837 GBP ORD Purchase 1,923 3.8521 GBP ORD Purchase 2,051 3.8598 GBP ORD Purchase 2,434 3.8620 GBP ORD Purchase 2,823 3.8405 GBP ORD Purchase 4,000 3.8857 GBP ORD Purchase 4,304 3.8323 GBP ORD Purchase 9,883 3.8690 GBP ORD Purchase 12,200 3.8616 GBP ORD Purchase 12,500 3.8699 GBP ORD Purchase 15,577 3.8448 GBP ORD Purchase 18,284 3.8689 GBP ORD Purchase 19,717 3.8342 GBP ORD Purchase 31,478 3.8280 GBP ORD Purchase 34,000 3.8753 GBP ORD Purchase 44,436 3.8644 GBP ORD Purchase 71,451 3.8411 GBP ORD Purchase 82,702 3.8756 GBP ORD Purchase 142,903 3.8785 GBP ORD Purchase 500,000 3.8371 GBP ORD Sale 100 47.2500 HKD ORD Sale 539 3.8171 GBP ORD Sale 687 3.8815 GBP ORD Sale 1,107 3.8720 GBP ORD Sale 2,000 3.8885 GBP ORD Sale 2,088 3.8580 GBP ORD Sale 2,200 46.8818 HKD ORD Sale 2,823 3.8405 GBP ORD Sale 4,662 3.8842 GBP ORD Sale 11,571 3.8916 GBP ORD Sale 12,500 3.8699 GBP ORD Sale 21,304 3.8323 GBP ORD Sale 25,016 3.8354 GBP ORD Sale 25,211 3.8750 GBP ORD Sale 37,214 3.8712 GBP ORD Sale 49,754 3.8562 GBP ORD Sale 80,240 3.8327 GBP ORD Sale 80,426 3.8658 GBP ORD Sale 94,459 3.8588 GBP ORD Sale 187,157 3.8322 GBP ORD Sale 229,992 3.8527 GBP ORD Sale 251,741 3.8586 GBP ORD Sale 416,599 3.8431 GBP ORD (traded as ADR) Purchase 214 11.9900 USD ORD (traded as ADR) Sale 214 11.9900 USD (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 7,533 3.8741 GBP ORD CFD Long 197,767 3.8562 GBP ORD CFD Short 800 47.0068 HKD ORD CFD Short 7,416 3.8623 GBP ORD CFD Short 41,862 3.8299 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 8 Feb 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI)- GLENCORE INTL PLC
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