GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) AMENDMENT PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to GLENCORE INTL PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 5 February 2013 (e) Has the EPT previously disclosed, or is YES: it today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 3,125,291 0.04% 45,469,588 0.64% controlled: (2) Derivatives (other than options): 43,571,599 0.61% 1,300,446 0.02% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 46,696,890 0.66% 46,770,034 0.66% Class of Convertible relevant Bond security: XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 3,700,000 0.19% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 3,700,000 0.19% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities Convertible Bond Sale 2,500,000 125.3750 USD ORD Purchase 100 47.0500 HKD ORD Purchase 174 3.8310 GBP ORD Purchase 400 47.6000 HKD ORD Purchase 800 47.3000 HKD ORD Purchase 1,024 3.8382 GBP ORD Purchase 1,200 47.3041 HKD ORD Purchase 1,633 3.8175 GBP ORD Purchase 2,184 3.8462 GBP ORD Purchase 2,334 3.8326 GBP ORD Purchase 3,425 3.8480 GBP ORD Purchase 4,210 3.8300 GBP ORD Purchase 8,782 3.8453 GBP ORD Purchase 22,764 3.8425 GBP ORD Purchase 24,543 3.8420 GBP ORD Purchase 26,044 3.8446 GBP ORD Purchase 41,282 3.8393 GBP ORD Purchase 51,068 3.8491 GBP ORD Purchase 81,659 3.8485 GBP ORD Purchase 109,706 3.8439 GBP ORD Purchase 144,314 3.8408 GBP ORD Purchase 199,870 3.8447 GBP ORD Purchase 249,600 3.8449 GBP ORD Purchase 254,991 3.8391 GBP ORD Purchase 300,000 3.8720 GBP ORD Sale 87 3.8310 GBP ORD Sale 100 47.3000 HKD ORD Sale 100 47.3500 HKD ORD Sale 174 3.8310 GBP ORD Sale 247 3.8165 GBP ORD Sale 400 47.6000 HKD ORD Sale 600 47.1000 HKD ORD Sale 1,156 3.8339 GBP ORD Sale 2,100 3.8780 GBP ORD Sale 2,865 3.8338 GBP ORD Sale 3,208 3.8437 GBP ORD Sale 4,840 3.8481 GBP ORD Sale 5,057 3.8316 GBP ORD Sale 5,272 3.8160 GBP ORD Sale 22,947 3.8426 GBP ORD Sale 37,921 3.8479 GBP ORD Sale 41,805 3.8380 GBP ORD Sale 56,028 3.8420 GBP ORD Sale 57,161 3.8340 GBP ORD Sale 85,400 3.8367 GBP ORD Sale 91,049 3.8423 GBP ORD Sale 197,997 3.8364 GBP ORD Sale 207,685 3.8353 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 2,100 3.8780 GBP ORD SWAP Long 5,272 3.8160 GBP ORD CFD Long 85,400 3.8366 GBP ORD CFD Long 197,997 3.8364 GBP ORD CFD Short 500 47.5475 HKD ORD CFD Short 600 3.8350 GBP ORD CFD Short 800 47.3600 HKD ORD CFD Short 29,848 3.8421 GBP ORD SWAP Short 31,506 3.8412 GBP ORD SWAP Short 41,649 3.8454 GBP ORD CFD Short 67,620 3.8393 GBP ORD CFD Short 150,148 3.8372 GBP ORD SWAP Short 225,973 3.8436 GBP ORD CFD Short 300,000 3.8720 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 7 Feb 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment
Press spacebar to pause and continue. Press esc to stop.