GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

  GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International Plc -
  Amendment

UK Regulatory Announcement

LONDON

                                  Amendment

                            FORM 8.5 (EPT/NON-RI)

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:               BARCLAYS CAPITAL SECURITIES
                                                   LTD
(b) Name of offeror/offeree in relation to whose   GLENCORE INTL PLC
    relevant securities this form relates:          
(c) Name of the party to the offer with which      Advisor to Offeree
    exempt
    principal trader is connected                   
(d) Date position held/dealing undertaken:         4 February 2013
(e) Has the EPT previously disclosed, or is it     YES:
    today disclosing, under the Code in respect
    of any other party to this offer?              XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                             ORD                                 
security:
                                     Interests            Short          
                                                          Positions
                                     Number       (%)     Number        (%)
(1)             Relevant
                securities owned
                and/or controlled:   2,609,419    0.04%   45,661,624    0.64%
                                                                         
(2)             Derivatives (other
                than
                options):            44,126,597   0.62%   1,297,569     0.02%
                                                                         
(3)             Options and
                agreements to
                purchase/sell:       0            0.00%   0             0.00%
                                                                         
(4)             TOTAL:
                                     46,736,016   0.66%   46,959,193    0.66%

Class of                       Convertible Bond
relevant                       XS0475310396                              
security:
                               Interests                   Short         
                                                           Positions
                               Number              (%)     Number       (%)
(1)        Relevant
           securities owned
           and/or              6,200,000           0.32%   0            0.00%
           controlled:
                                                                         
(2)        Derivatives
           (other than
           options):           0                   0.00%   0            0.00%
                                                                         
(3)        Options and
           agreements to
           purchase/sell:      0                   0.00%   0            0.00%
                                                                         
(4)        TOTAL:
                               6,200,000           0.32%   0            0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:   
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of    Price per unit
security                            securities    
ORD                 Purchase        619          3.9485 GBP
ORD                 Purchase        538          3.9105 GBP
ORD                 Purchase        1,483        3.8691 GBP
ORD                 Purchase        1,989        3.8625 GBP
ORD                 Purchase        2,003        3.9175 GBP
ORD                 Purchase        4,100        48.0500 HKD
ORD                 Purchase        4,100        48.1500 HKD
ORD                 Purchase        4,700        48.3000 HKD
ORD                 Purchase        5,493        3.8904 GBP
ORD                 Purchase        7,300        48.2500 HKD
ORD                 Purchase        8,900        48.2000 HKD
ORD                 Purchase        14,256       3.8720 GBP
ORD                 Purchase        16,986       3.8863 GBP
ORD                 Purchase        24,900       3.8738 GBP
ORD                 Purchase        40,911       3.9009 GBP
ORD                 Purchase        85,089       3.8958 GBP
ORD                 Purchase        106,674      3.8782 GBP
ORD                 Purchase        166,300      3.9043 GBP
ORD                 Sale            451          3.9105 GBP
ORD                 Sale            686          3.9250 GBP
ORD                 Sale            3,317        3.9003 GBP
ORD                 Sale            3,506        3.9368 GBP
ORD                 Sale            4,927        3.9091 GBP
ORD                 Sale            4,976        3.8836 GBP
ORD                 Sale            6,111        3.9268 GBP
ORD                 Sale            6,400        3.8839 GBP
ORD                 Sale            12,299       3.8982 GBP
ORD                 Sale            13,698       3.8819 GBP
ORD                 Sale            18,450       3.9078 GBP
ORD                 Sale            29,100       48.2005 HKD
ORD                 Sale            44,934       3.8817 GBP
ORD                 Sale            62,525       3.8913 GBP
ORD                 Sale            77,300       3.8720 GBP
ORD                 Sale            116,524      3.9530 GBP
ORD                 Sale            223,044      3.8800 GBP
ORD                 Sale            660,000      3.8677 GBP
ORD                 Sale            364,541      3.8867 GBP

(b) Derivatives transactions (other than options)

Class of   Product       Nature of dealing   Number of    Price per
relevant   description                       reference    unit
security                                     securities    
ORD        CFD           Long                2,698        3.9221 GBP
ORD        CFD           Long                12,280       3.9322 GBP
ORD        CFD           Long                29,507       3.8973 GBP
ORD        SWAP          Long                116,524      3.9530 GBP
ORD        CFD           Long                660,000      3.8677 GBP
ORD        CFD           Short               10,387       3.9304 GBP
ORD        CFD           Short               32,440       3.8519 GBP
ORD        CFD           Short               80,818       3.8733 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant   description   selling,      to which     price      e.g.        Expiry   paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant    description          Number of           Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                        Details   Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO

Date of disclosure:   6 Feb 2013
Contact name:         Geoff Smith
Telephone number:     020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC