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Canaccord Financial Inc: Blocklisting - Interim Review

BLOCK LISTING SIX MONTHLY RETURN                         


    Date: 23 January 2013
    Name of applicant:                     Canaccord Financial Inc.                


                                                                           
Name of scheme:                        (a)   CSH Replacement ABED share scheme  


                                                                               
                                       (b)   CSH Replacement LTIP share scheme 
                                                                               
                                       (c)   Long Term Incentive Plan (LTIP)   


                                                                           
Period of return:            From:     23 July 2012    To:    22 January 2013   
                                                                           
Balance of unallotted securities under (a)   600,000 common shares             
scheme(s):                                                                      


                                       (b)   600,000 common shares             
                                                                               
                                       (c)   650,000 common shares             


                                                                           
Plus:  The amount by which the block   (a)   0                                 
scheme(s) has been increased since the                                         
date of the last return (if any        (b)   0                                 
increase has been applied for):                                                 
                                   (c)   0                                  
                                                                           
Less:  Number of securities issued/    (a)   (28,040)                          
allotted under scheme(s) during period                                         
(see LR3.5.7G):                        (b)   (52,196)                           


                                                                               
                                       (c)   (292,001)                         


                                                                           
Equals:  Balance under scheme(s) not   (a)   571,960                           
yet issued/allotted at end of period:                                           


                                       (b)   547,804                           
                                                                               
                                       (c)   357,999                           
                                                                               
    Name of contact:                        Martin L. MacLachlan, Corporate        
                                        Secretary                              


                                                                           
Telephone number of contact:            +1 (416) 867-6078                       
                                                                            

END 
-0- Jan/23/2013 16:17 GMT
 
 
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