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Canaccord Financial Inc: Blocklisting - Interim Review


BLOCK LISTING SIX MONTHLY RETURN


    Date: 23 January 2013
    Name of applicant:                     Canaccord Financial Inc.                

Name of scheme: (a) CSH Replacement ABED share scheme


                                                                               
                                       (b)   CSH Replacement LTIP share scheme 
                                                                               
                                       (c)   Long Term Incentive Plan (LTIP)   

Period of return: From: 23 July 2012 To: 22 January 2013

Balance of unallotted securities under (a) 600,000 common shares scheme(s):


                                       (b)   600,000 common shares             
                                                                               
                                       (c)   650,000 common shares             

Plus: The amount by which the block (a) 0 scheme(s) has been increased since the date of the last return (if any (b) 0 increase has been applied for):

(c) 0

Less: Number of securities issued/ (a) (28,040) allotted under scheme(s) during period (see LR3.5.7G): (b) (52,196)


                                                                               
                                       (c)   (292,001)                         

Equals: Balance under scheme(s) not (a) 571,960 yet issued/allotted at end of period:


                                       (b)   547,804                           
                                                                               
                                       (c)   357,999                           
                                                                               
    Name of contact:                        Martin L. MacLachlan, Corporate        
                                        Secretary                              

Telephone number of contact: +1 (416) 867-6078

END

-0- Jan/23/2013 16:17 GMT

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