GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) AMENDMENT PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to GLENCORE INTL PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 17 January 2013 (e) Has the EPT previously disclosed, or is YES: it today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) Relevant (1) securities owned and/or 4,118,706 0.06% 42,884,609 0.60% controlled: (2) Derivatives (other than options): 41,250,847 0.58% 2,609,821 0.04% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 45,369,553 0.64% 45,494,430 0.64% Class of Convertible Bond relevant XS0475310396 security: Interests Short Positions Number (%) Number (%) Relevant (1) securities owned and/or 1,100,000 0.05% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 1,100,000 0.05% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 265 3.7541 GBP ORD Purchase 1,258 3.7562 GBP ORD Purchase 1,429 3.7554 GBP ORD Purchase 2,629 3.7440 GBP ORD Purchase 7,456 3.7985 GBP ORD Purchase 13,439 3.7648 GBP ORD Purchase 23,583 3.7527 GBP ORD Purchase 29,379 3.7190 GBP ORD Purchase 30,864 3.7372 GBP ORD Purchase 37,723 3.7336 GBP ORD Purchase 40,201 3.7572 GBP ORD Purchase 49,502 3.7597 GBP ORD Purchase 52,111 3.7240 GBP ORD Purchase 64,700 3.7637 GBP ORD Purchase 83,913 3.7547 GBP ORD Purchase 140,700 47.4469 HKD ORD Purchase 152,500 3.7848 GBP ORD Purchase 159,750 3.7391 GBP ORD Purchase 300,000 3.7613 GBP ORD Purchase 399,179 3.7569 GBP ORD Purchase 436,887 3.7766 GBP ORD Purchase 670,082 3.7525 GBP ORD Sale 111 3.7534 GBP ORD Sale 500 3.9300 GBP ORD Sale 1,404 3.7748 GBP ORD Sale 1,694 3.7553 GBP ORD Sale 2,100 47.5000 HKD ORD Sale 2,900 47.6000 HKD ORD Sale 3,301 3.7499 GBP ORD Sale 4,614 3.7433 GBP ORD Sale 5,600 47.3500 HKD ORD Sale 6,081 3.7377 GBP ORD Sale 6,085 3.7213 GBP ORD Sale 6,591 3.7539 GBP ORD Sale 7,800 47.3000 HKD ORD Sale 11,172 3.7820 GBP ORD Sale 11,870 3.7615 GBP ORD Sale 13,000 3.7589 GBP ORD Sale 16,759 3.7334 GBP ORD Sale 20,098 3.7672 GBP ORD Sale 22,267 3.7607 GBP ORD Sale 22,562 3.7300 GBP ORD Sale 31,901 3.7635 GBP ORD Sale 33,545 3.7710 GBP ORD Sale 33,800 47.5500 HKD ORD Sale 39,500 47.4500 HKD ORD Sale 39,564 3.7795 GBP ORD Sale 45,208 3.7611 GBP ORD Sale 49,900 47.4000 HKD ORD Sale 52,728 3.7333 GBP ORD Sale 57,951 3.7357 GBP ORD Sale 101,441 3.7942 GBP ORD Sale 108,301 3.7628 GBP ORD Sale 136,143 3.7830 GBP ORD Sale 151,455 3.7640 GBP ORD Sale 193,127 3.7985 GBP ORD Sale 284,322 3.7653 GBP ORD Sale 284,340 3.8214 GBP ORD Sale 509,027 3.7805 GBP ORD Sale 608,300 3.7572 GBP ORD (traded as ADR) Purchase 4,000 12.0800 USD ORD (traded as ADR) Sale 4,000 12.0800 USD (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 900 47.5371 HKD ORD CFD Long 1,884 3.7167 GBP ORD CFD Long 3,000 3.7562 GBP ORD CFD Long 3,000 3.8062 GBP ORD CFD Long 25,228 3.7691 GBP ORD CFD Long 35,094 3.7529 GBP ORD CFD Long 101,441 3.7942 GBP ORD CFD Long 108,301 3.7627 GBP ORD CFD Long 284,340 3.8213 GBP ORD CFD Short 3,600 3.7558 GBP ORD SWAP Short 4,043 3.7960 GBP ORD CFD Short 4,200 3.7872 GBP ORD CFD Short 4,899 3.7918 GBP ORD SWAP Short 13,801 3.7204 GBP ORD CFD Short 25,218 3.7122 GBP ORD SWAP Short 81,490 3.7222 GBP ORD CFD Short 300,000 3.7613 GBP ORD CFD Short 358,750 3.7624 GBP ORD CFD Short 346,450 3.7454 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 21 Jan 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment
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