GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to GLENCORE INTL PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 16 January 2013 (e) Has the EPT previously disclosed, or is YES: it today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant security: ORD Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 4,123,148 0.06% 42,621,767 0.60% (2) Derivatives (other than options): 41,490,739 0.58% 2,308,222 0.03% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 45,613,887 0.64% 44,929,989 0.63% Class of relevant security: Convertible Bond XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,100,000 0.05% 0 0.00% (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 1,100,000 0.05% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities Convertible Bond Purchase 2,000,000 128.6250 USD Convertible Bond Purchase 3,000,000 127.6250 USD Convertible Bond Sale 7,000,000 127.7500 USD ORD Purchase 100 3.8430 GBP ORD Purchase 200 48.8000 HKD ORD Purchase 800 49.1000 HKD ORD Purchase 1,000 3.9300 GBP ORD Purchase 1,000 49.0500 HKD ORD Purchase 1,701 3.8092 GBP ORD Purchase 1,800 48.5500 HKD ORD Purchase 2,200 3.8118 GBP ORD Purchase 2,400 3.8010 GBP ORD Purchase 3,293 3.8439 GBP ORD Purchase 3,500 48.7000 HKD ORD Purchase 4,121 3.8147 GBP ORD Purchase 4,400 49.0340 HKD ORD Purchase 4,505 3.8365 GBP ORD Purchase 4,977 3.8119 GBP ORD Purchase 5,300 48.8500 HKD ORD Purchase 5,442 3.8079 GBP ORD Purchase 5,555 3.7953 GBP ORD Purchase 6,187 3.8373 GBP ORD Purchase 6,900 49.0000 HKD ORD Purchase 7,200 48.9000 HKD ORD Purchase 9,711 3.8399 GBP ORD Purchase 12,604 3.8252 GBP ORD Purchase 14,600 3.7958 GBP ORD Purchase 19,551 3.8394 GBP ORD Purchase 21,800 48.6500 HKD ORD Purchase 27,227 3.7984 GBP ORD Purchase 41,700 48.6000 HKD ORD Purchase 52,000 3.8521 GBP ORD Purchase 63,017 3.8197 GBP ORD Purchase 97,445 3.8335 GBP ORD Purchase 236,971 3.8417 GBP ORD Purchase 349,690 3.8202 GBP ORD Purchase 378,242 3.8623 GBP ORD Purchase 4,094,206 3.8050 GBP ORD Sale 1,000 49.0500 HKD ORD Sale 1,000 49.1000 HKD ORD Sale 1,368 3.8575 GBP ORD Sale 2,400 49.0000 HKD ORD Sale 3,300 48.5500 HKD ORD Sale 5,671 3.7945 GBP ORD Sale 7,798 3.8398 GBP ORD Sale 16,925 3.8023 GBP ORD Sale 23,161 3.8016 GBP ORD Sale 25,000 3.8096 GBP ORD Sale 28,383 3.7914 GBP ORD Sale 28,633 3.8637 GBP ORD Sale 28,841 3.8167 GBP ORD Sale 29,988 3.8101 GBP ORD Sale 55,033 3.8039 GBP ORD Sale 55,104 3.8425 GBP ORD Sale 59,058 3.7963 GBP ORD Sale 65,392 3.8042 GBP ORD Sale 86,000 48.6976 HKD ORD Sale 114,334 3.8238 GBP ORD Sale 134,363 3.8047 GBP ORD Sale 217,786 3.9279 GBP ORD Sale 298,630 3.8066 GBP ORD Sale 327,919 3.8003 GBP ORD Sale 338,000 3.8397 GBP ORD Sale 350,000 3.8025 GBP ORD Sale 415,848 3.7982 GBP ORD Sale 781,933 3.8085 GBP ORD Sale 2,558,621 3.8063 GBP ORD (traded as ADR) Purchase 200 12.2200 USD ORD (traded as ADR) Sale 200 12.2200 USD (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 3,300 48.4883 HKD ORD CFD Long 4,200 3.9296 GBP ORD CFD Long 4,457 3.8563 GBP ORD CFD Long 4,505 3.8726 GBP ORD CFD Long 7,185 3.9137 GBP ORD CFD Long 14,701 3.8081 GBP ORD CFD Long 21,390 3.8638 GBP ORD CFD Long 28,633 3.8637 GBP ORD CFD Long 80,000 3.8293 GBP ORD CFD Long 338,000 3.8397 GBP ORD CFD Short 3,000 3.8008 GBP ORD CFD Short 3,602 3.8072 GBP ORD SWAP Short 3,900 3.8000 GBP ORD CFD Short 4,000 3.8403 GBP ORD CFD Short 4,200 48.6787 HKD ORD CFD Short 6,400 3.7928 GBP ORD SWAP Short 6,540 3.7955 GBP ORD CFD Short 13,382 3.8609 GBP ORD SWAP Short 41,827 3.7975 GBP ORD CFD Short 95,110 3.8394 GBP ORD CFD Short 282,240 3.8158 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 17 Jan 2013 Contact name: Geoff Smith Telephone number: 0203 555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International
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