GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose relevant securities this form relates: GLENCORE INTL PLC Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected: (d) Date position held/dealing undertaken: 15 Jan 2013 (e) Has the EPT previously disclosed, or is it today YES: disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 4,054,117 0.06% 41,982,592 0.59% controlled: (2) Derivatives (other than options): 41,447,632 0.58% 2,307,285 0.03% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 45,501,749 0.64% 44,289,877 0.62% Class of Convertible relevant Bond security: XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 3,100,000 0.13% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 3,100,000 0.13% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 50 3.9340 GBP ORD Purchase 132 3.9151 GBP ORD Purchase 300 48.6500 HKD ORD Purchase 1,253 3.9277 GBP ORD Purchase 1,558 3.9280 GBP ORD Purchase 2,700 48.5500 HKD ORD Purchase 3,126 3.9368 GBP ORD Purchase 5,000 3.9439 GBP ORD Purchase 5,200 3.9478 GBP ORD Purchase 5,697 3.9466 GBP ORD Purchase 5,900 48.5000 HKD ORD Purchase 6,827 3.9491 GBP ORD Purchase 6,866 3.9295 GBP ORD Purchase 7,798 3.9329 GBP ORD Purchase 7,907 3.9450 GBP ORD Purchase 12,051 3.9423 GBP ORD Purchase 22,763 3.9387 GBP ORD Purchase 22,800 48.6000 HKD ORD Purchase 28,086 3.9286 GBP ORD Purchase 34,595 3.9420 GBP ORD Purchase 52,282 3.9314 GBP ORD Purchase 73,610 3.9270 GBP ORD Purchase 94,523 3.9406 GBP ORD Purchase 142,877 3.9580 GBP ORD Purchase 142,877 3.9660 GBP ORD Purchase 269,921 3.9309 GBP ORD Purchase 285,754 3.9675 GBP ORD Sale 100 48.6500 HKD ORD Sale 200 48.5000 HKD ORD Sale 254 3.9387 GBP ORD Sale 400 48.6000 HKD ORD Sale 872 3.9698 GBP ORD Sale 2,480 3.9274 GBP ORD Sale 3,719 3.9331 GBP ORD Sale 6,653 3.9465 GBP ORD Sale 7,039 3.9376 GBP ORD Sale 12,458 3.9636 GBP ORD Sale 14,043 3.9600 GBP ORD Sale 19,777 3.9414 GBP ORD Sale 27,942 3.9411 GBP ORD Sale 31,176 3.9639 GBP ORD Sale 31,700 48.5776 HKD ORD Sale 46,018 3.9461 GBP ORD Sale 48,369 3.9379 GBP ORD Sale 57,585 3.9466 GBP ORD Sale 78,064 3.9673 GBP ORD Sale 142,466 3.9556 GBP ORD Sale 142,631 3.9477 GBP ORD Sale 191,580 3.9476 GBP ORD Sale 209,430 3.9270 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 100 48.5403 HKD ORD CFD Long 600 48.5152 HKD ORD CFD Long 8,177 3.9493 GBP ORD CFD Long 50,000 3.9648 GBP ORD CFD Long 78,064 3.9673 GBP ORD CFD Long 227,166 3.9621 GBP ORD SWAP Short 49 3.9287 GBP ORD CFD Short 132 3.9151 GBP ORD CFD Short 3,700 3.9517 GBP ORD CFD Short 4,018 3.9664 GBP ORD CFD Short 4,169 3.9323 GBP ORD CFD Short 12,221 3.9305 GBP ORD CFD Short 40,240 3.9279 GBP NB: The below transactions which were previously disclosed have been cancelled Class of Product Nature of Number of Price per dealing relevant description reference unit security securities ORD CFD Long 113,583 3.9621 GBP ORD CFD Short 20,120 3.9279 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 16 Jan 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC
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