GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International - Amendment UK Regulatory Announcement LONDON Amendment FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to GLENCORE INTL PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 14 January 2013 (e) Has the EPT previously disclosed, or is YES: it today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant security: ORD Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 4,620,706 0.06% 42,716,678 0.60% (2) Derivatives (other than options): 42,040,533 0.59% 2,296,223 0.03% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 46,661,239 0.65% 45,012,901 0.63% Class of relevant security: Convertible Bond XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 3,100,000 0.13% 0 0.00% (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 3,100,000 0.13% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities Convertible Bond Purchase 2,000,000 128.4500 USD ORD Purchase 1,278 3.1975 GBP ORD Purchase 1,319 3.9175 GBP ORD Purchase 1,391 3.9027 GBP ORD Purchase 1,708 3.9150 GBP ORD Purchase 1,822 3.9157 GBP ORD Purchase 2,200 48.2500 HKD ORD Purchase 2,218 3.9075 GBP ORD Purchase 2,291 3.8996 GBP ORD Purchase 3,714 3.9091 GBP ORD Purchase 3,992 3.9094 GBP ORD Purchase 4,782 3.9087 GBP ORD Purchase 5,128 3.9020 GBP ORD Purchase 5,700 48.3500 HKD ORD Purchase 5,808 3.9034 GBP ORD Purchase 6,000 48.3000 HKD ORD Purchase 7,530 3.9101 GBP ORD Purchase 11,000 48.4000 HKD ORD Purchase 11,538 3.9063 GBP ORD Purchase 13,038 3.9083 GBP ORD Purchase 25,700 48.6000 HKD ORD Purchase 26,500 48.4500 HKD ORD Purchase 30,500 48.5500 HKD ORD Purchase 34,500 48.6500 HKD ORD Purchase 50,250 3.9070 GBP ORD Purchase 50,900 48.5000 HKD ORD Purchase 81,440 3.9084 GBP ORD Purchase 142,876 3.9030 GBP ORD Purchase 142,877 3.9035 GBP ORD Purchase 625,000 3.9040 GBP ORD Purchase 962,578 3.9078 GBP ORD Sale 100 48.0500 HKD ORD Sale 100 48.4000 HKD ORD Sale 300 48.4500 HKD ORD Sale 300 48.6500 HKD ORD Sale 600 48.5500 HKD ORD Sale 900 48.5000 HKD ORD Sale 1,148 3.9010 GBP ORD Sale 1,910 3.9098 GBP ORD Sale 2,000 3.9035 GBP ORD Sale 2,654 3.9120 GBP ORD Sale 3,154 3.9175 GBP ORD Sale 6,173 3.9075 GBP ORD Sale 10,053 3.9087 GBP ORD Sale 21,642 3.9084 GBP ORD Sale 47,385 3.9070 GBP ORD Sale 48,372 3.9077 GBP ORD Sale 61,350 3.9061 GBP ORD Sale 67,243 3.9051 GBP ORD Sale 78,343 3.9064 GBP ORD Sale 79,552 3.9037 GBP ORD Sale 100,000 3.8978 GBP ORD Sale 107,182 3.9055 GBP ORD Sale 111,234 3.9076 GBP ORD Sale 133,609 3.9053 GBP ORD Sale 174,300 3.9162 GBP ORD Sale 178,200 48.5195 HKD ORD Sale 192,757 3.9036 GBP ORD Sale 454,205 3.9048 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 12 3.9091 GBP ORD CFD Long 100 48.3372 HKD ORD CFD Long 2,200 48.4484 HKD ORD CFD Long 3,662 3.9037 GBP ORD CFD Long 7,732 3.9074 GBP ORD CFD Long 8,456 3.9052 GBP ORD CFD Long 67,243 3.9051 GBP ORD CFD Long 100,000 3.8978 GBP ORD CFD Long 161,008 3.9061 GBP ORD CFD Long 189,095 3.9036 GBP ORD CFD Short 14,466 3.9063 GBP ORD CFD Short 14,800 48.6121 HKD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 16 Jan 2013 Contact name: Geoff Smith Telephone number: 0203 555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International - Amendment
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