GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International - Amendment

  GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International - Amendment

UK Regulatory Announcement

LONDON

                                                         FORM 8.5 (EPT/NON-RI)

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)  Name of exempt principal trader:           BARCLAYS CAPITAL SECURITIES
                                                  LTD
(b)   Name of offeror/offeree in relation to      GLENCORE INTL PLC
      whose
     relevant securities this form relates:      
(c)   Name of the party to the offer with which   Advisor to Offeree
      exempt
     principal trader is connected               
(d)   Date position held/dealing undertaken:      10 January 2013
(e)   Has the EPT previously disclosed, or is     YES:
      it
      today disclosing, under the Code in
      respect
     of any other party to this offer?           XSTRATA PLC

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:    ORD
                                Interests         Short Positions  
                               Number       (%)     Number            (%)
(1)  Relevant securities
      owned
      and/or controlled:        3,762,900    0.05%   41,331,446        0.58%
                                                                  
(2)   Derivatives (other than
      options):                 40,915,536   0.58%   2,508,479         0.04%
                                                                  
(3)   Options and agreements
      to
      purchase/sell:            0            0.00%   0                 0.00%
                                                                  
(4)   TOTAL:
                                44,678,436   0.63%   43,839,925        0.62%
                                                                             
Class of relevant security:     Convertible Bond XS0475310396
                                Interests           Short Positions   
                               Number       (%)     Number            (%)
(1)   Relevant securities
      owned
      and/or controlled:        1,100,000    0.05%   0                 0.00%
                                                                  
(2)   Derivatives (other than
      options):                 0            0.00%   0                 0.00%
                                                                  
(3)   Options and agreements
      to
      purchase/sell:            0            0.00%   0                 0.00%
                                                                  
(4)   TOTAL:
                                1,100,000    0.05%   0                 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages: 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant  Purchase/sale  Number of   Price per unit
security                           securities   
Convertible Bond    Sale            100,000      128.1500 USD
ORD                 Purchase        600          47.4500 HKD
ORD                 Purchase        700          47.7500 HKD
ORD                 Purchase        822          3.8725 GBP
ORD                 Purchase        1,386        3.8925 GBP
ORD                 Purchase        2,500        47.6500 HKD
ORD                 Purchase        2,800        47.4000 HKD
ORD                 Purchase        4,107        3.8743 GBP
ORD                 Purchase        4,886        3.8663 GBP
ORD                 Purchase        6,533        3.8690 GBP
ORD                 Purchase        7,300        47.5000 HKD
ORD                 Purchase        7,800        47.7000 HKD
ORD                 Purchase        7,901        3.8642 GBP
ORD                 Purchase        8,883        3.8646 GBP
ORD                 Purchase        13,972       3.8677 GBP
ORD                 Purchase        17,100       47.6000 HKD
ORD                 Purchase        24,011       3.8700 GBP
ORD                 Purchase        24,422       3.8676 GBP
ORD                 Purchase        24,768       3.8711 GBP
ORD                 Purchase        34,031       3.8706 GBP
ORD                 Purchase        37,800       47.5500 HKD
ORD                 Purchase        48,945       3.8704 GBP
ORD                 Purchase        56,524       3.8727 GBP
ORD                 Purchase        65,625       3.8829 GBP
ORD                 Purchase        113,462      3.8770 GBP
ORD                 Purchase        131,795      3.8768 GBP
ORD                 Purchase        155,218      3.8773 GBP
ORD                 Sale            100          47.5000 HKD
ORD                 Sale            281          3.8792 GBP
ORD                 Sale            847          3.8690 GBP
ORD                 Sale            867          3.8632 GBP
ORD                 Sale            1,315        3.8645 GBP
ORD                 Sale            1,470        3.8841 GBP
ORD                 Sale            1,570        3.8935 GBP
ORD                 Sale            2,000        3.8710 GBP
ORD                 Sale            2,520        3.8618 GBP
ORD                 Sale            2,544        3.8680 GBP
ORD                 Sale            3,200        3.8655 GBP
ORD                 Sale            3,702        3.8703 GBP
ORD                 Sale            4,401        3.8716 GBP
ORD                 Sale            4,941        3.8736 GBP
ORD                 Sale            5,670        3.8633 GBP
ORD                 Sale            5,810        3.8621 GBP
ORD                 Sale            14,934       3.8809 GBP
ORD                 Sale            16,183       3.8695 GBP
ORD                 Sale            18,906       3.8654 GBP
ORD                 Sale            22,277       3.8606 GBP
ORD                 Sale            24,767       3.8690 GBP
ORD                 Sale            30,800       3.8834 GBP
ORD                 Sale            32,685       3.8717 GBP
ORD                 Sale            34,841       3.8820 GBP
ORD                 Sale            41,155       3.8739 GBP
ORD                 Sale            54,106       3.8803 GBP
ORD                 Sale            55,412       3.8844 GBP
ORD                 Sale            63,800       47.5574 HKD
ORD                 Sale            66,000       3.8870 GBP
ORD                 Sale            71,438       3.8840 GBP
ORD                 Sale            92,067       3.8817 GBP
ORD                 Sale            104,119      3.8762 GBP
ORD                 Sale            121,532      3.8673 GBP
ORD                 Sale            142,877      3.8850 GBP
ORD                 Sale            142,877      3.8895 GBP
ORD                 Sale            145,127      3.8719 GBP
ORD                 Sale            150,000      3.8877 GBP
ORD                 Sale            152,500      3.8060 GBP
ORD                 Sale            164,700      3.8620 GBP
ORD                 Sale            250,100      3.7800 GBP
ORD                 Sale            191,336      3.8722 GBP

(b) Derivatives transactions (other than options)

Class of  Product      Nature of dealing  Number of   Price per
relevant   description                       reference    unit
security                                   securities   
ORD        CFD           Long                100          47.4405 HKD
ORD        CFD           Long                281          3.8792 GBP
ORD        CFD           Long                1,598        3.8696 GBP
ORD        CFD           Long                8,361        3.8662 GBP
ORD        CFD           Long                12,800       3.8386 GBP
ORD        SWAP          Long                28,300       3.8847 GBP
ORD        CFD           Long                65,562       3.8664 GBP
ORD        SWAP          Long                84,906       3.8814 GBP
ORD        SWAP          Long                92,067       3.8817 GBP
ORD        CFD           Long                150,000      3.8877 GBP
ORD        CFD           Long                152,500      3.8060 GBP
ORD        CFD           Long                164,700      3.8620 GBP
ORD        CFD           Long                94,717       3.8784 GBP
ORD        CFD           Short               2,732        3.8698 GBP
ORD        CFD           Short               12,800       47.6927 HKD
ORD        CFD           Short               21,933       3.8568 GBP
ORD        CFD           Short               22,277       3.8792 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant  description  selling,     to which    price     e.g.       Expiry  paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant   description         Number of          Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  NO
Date of disclosure:                                   14 Jan 2013
Contact name:                                         Geoff Smith
Telephone number:                                     0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC