GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International - Amendment UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to GLENCORE INTL PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 10 January 2013 (e) Has the EPT previously disclosed, or is YES: it today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant security: ORD Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 3,762,900 0.05% 41,331,446 0.58% (2) Derivatives (other than options): 40,915,536 0.58% 2,508,479 0.04% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 44,678,436 0.63% 43,839,925 0.62% Class of relevant security: Convertible Bond XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,100,000 0.05% 0 0.00% (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 1,100,000 0.05% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities Convertible Bond Sale 100,000 128.1500 USD ORD Purchase 600 47.4500 HKD ORD Purchase 700 47.7500 HKD ORD Purchase 822 3.8725 GBP ORD Purchase 1,386 3.8925 GBP ORD Purchase 2,500 47.6500 HKD ORD Purchase 2,800 47.4000 HKD ORD Purchase 4,107 3.8743 GBP ORD Purchase 4,886 3.8663 GBP ORD Purchase 6,533 3.8690 GBP ORD Purchase 7,300 47.5000 HKD ORD Purchase 7,800 47.7000 HKD ORD Purchase 7,901 3.8642 GBP ORD Purchase 8,883 3.8646 GBP ORD Purchase 13,972 3.8677 GBP ORD Purchase 17,100 47.6000 HKD ORD Purchase 24,011 3.8700 GBP ORD Purchase 24,422 3.8676 GBP ORD Purchase 24,768 3.8711 GBP ORD Purchase 34,031 3.8706 GBP ORD Purchase 37,800 47.5500 HKD ORD Purchase 48,945 3.8704 GBP ORD Purchase 56,524 3.8727 GBP ORD Purchase 65,625 3.8829 GBP ORD Purchase 113,462 3.8770 GBP ORD Purchase 131,795 3.8768 GBP ORD Purchase 155,218 3.8773 GBP ORD Sale 100 47.5000 HKD ORD Sale 281 3.8792 GBP ORD Sale 847 3.8690 GBP ORD Sale 867 3.8632 GBP ORD Sale 1,315 3.8645 GBP ORD Sale 1,470 3.8841 GBP ORD Sale 1,570 3.8935 GBP ORD Sale 2,000 3.8710 GBP ORD Sale 2,520 3.8618 GBP ORD Sale 2,544 3.8680 GBP ORD Sale 3,200 3.8655 GBP ORD Sale 3,702 3.8703 GBP ORD Sale 4,401 3.8716 GBP ORD Sale 4,941 3.8736 GBP ORD Sale 5,670 3.8633 GBP ORD Sale 5,810 3.8621 GBP ORD Sale 14,934 3.8809 GBP ORD Sale 16,183 3.8695 GBP ORD Sale 18,906 3.8654 GBP ORD Sale 22,277 3.8606 GBP ORD Sale 24,767 3.8690 GBP ORD Sale 30,800 3.8834 GBP ORD Sale 32,685 3.8717 GBP ORD Sale 34,841 3.8820 GBP ORD Sale 41,155 3.8739 GBP ORD Sale 54,106 3.8803 GBP ORD Sale 55,412 3.8844 GBP ORD Sale 63,800 47.5574 HKD ORD Sale 66,000 3.8870 GBP ORD Sale 71,438 3.8840 GBP ORD Sale 92,067 3.8817 GBP ORD Sale 104,119 3.8762 GBP ORD Sale 121,532 3.8673 GBP ORD Sale 142,877 3.8850 GBP ORD Sale 142,877 3.8895 GBP ORD Sale 145,127 3.8719 GBP ORD Sale 150,000 3.8877 GBP ORD Sale 152,500 3.8060 GBP ORD Sale 164,700 3.8620 GBP ORD Sale 250,100 3.7800 GBP ORD Sale 191,336 3.8722 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 100 47.4405 HKD ORD CFD Long 281 3.8792 GBP ORD CFD Long 1,598 3.8696 GBP ORD CFD Long 8,361 3.8662 GBP ORD CFD Long 12,800 3.8386 GBP ORD SWAP Long 28,300 3.8847 GBP ORD CFD Long 65,562 3.8664 GBP ORD SWAP Long 84,906 3.8814 GBP ORD SWAP Long 92,067 3.8817 GBP ORD CFD Long 150,000 3.8877 GBP ORD CFD Long 152,500 3.8060 GBP ORD CFD Long 164,700 3.8620 GBP ORD CFD Long 94,717 3.8784 GBP ORD CFD Short 2,732 3.8698 GBP ORD CFD Short 12,800 47.6927 HKD ORD CFD Short 21,933 3.8568 GBP ORD CFD Short 22,277 3.8792 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 14 Jan 2013 Contact name: Geoff Smith Telephone number: 0203 555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International - Amendment
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