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Canaccord Financial Inc: Director/PDMR Shareholding


NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS

Annex DTR3

1. Name of the issuer 2. State whether the notification relates to (i) a transaction notified

in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance

with LR 9.8.6R(1) or (iii) a disclosure made in accordance with

section 793 of the Companies Act (2006).


     CANACCORD FINANCIAL INC.                                                   
                                    
                                              DTR 3.1.2 R                       
                                    
                                                                                

3. Name of person discharging 4. State whether notification relates to a person connected with a person

managerial responsibilities/ discharging managerial responsibilities/director named in 3 and


     director                                 identify the connected person     
                                    
                                                                                
                                    
                                              SPOUSE - MARITTA ROTHWELL         
                                    
                                                                                
                                    
     JOHN ROTHWELL                                                              
                                    
                                                                                

5. Indicate whether the notification 6. Description of shares (including class), debentures or derivatives or

is in respect of a holding of the financial instruments relating to shares


     person referred to in 3 or 4 above                                         
                                    
     or in respect of a non-beneficial                                          
                                    
     interest                                                                   
                                    
                                              COMMON SHARES                     
                                    
     NOTIFICATION RELATES TO THE                                                
                                    
     PERSONS NAMED IN 3 AND 4.                                                  
                                    
                                                                                

7. Name of registered shareholders(s) 8. State the nature of the transaction


     and, if more than one, the number                                          
                                    
     of shares held by each of them                                             
                                    
                                              SALE IN THE OPEN MARKET           
                                     
                                                                                
                                    
     JOHN ROTHWELL: 321,043                                                     
                                    
                                                                                
                                    
     THE FIGURE ABOVE INCLUDES                                                  
                                    
     SHAREHOLDINGS OWNED BY MR.                                                 
                                    
     ROTHWELL'S SPOUSE                                                          
                                    
                                                                                

9. Number of shares, debentures or 10. Percentage of issued class acquired (treasury shares of that class

financial instruments relating to should not be taken into account when calculating percentage)


     shares acquired                                                            
                                    
                                              N/A                               
                                    
     N/A                                      

11. Number of shares, debentures or 12. Percentage of issued class disposed (treasury shares of that class

financial instruments relating to should not be taken into account when calculating percentage)


     shares disposed                                                            
                                    
                                              0.0098%                           
                                    
     10,000 COMMON SHARES                                                       
                                    
                                                                                

13. Price per share or value of 14. Date and place of transaction


                                    
     transaction                                                                
                                    
                                              WATERLOO, ONTARIO                 
                                    
     $6.77 CANADIAN                           JANUARY 3, 2013                   
                                    
                                                                                

15. Total holding following 16. Date issuer informed of transaction


     notification and total percentage                                          
                                    
     holding following notification (any                                        
                                    
     treasury shares should not be taken                                        
                                    
     into account when calculating            JANUARY 9, 2013                   
                                    
     percentage)                                                                
                                    
                                                                                
                                    
     311,043/0.3%                                                               
                                    
                                                                                
                                    
     THE FIGURE ABOVE INCLUDES                                                  
                                    
     SHAREHOLDINGS OWNED BY MR.                                                 
                                    

ROTHWELL'S SPOUSE

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17. Date of grant 18. Period during which or date on


                                          which exercisable                 
                                                                            
                                                                            
                                                                            

19. Total amount paid (if any) for 20. Description of shares or


     grant of the option                  debentures involved (class and    
                                          number)                           
                                                                            
                                                                            
                                                                            

21. Exercise price (if fixed at 22. Total number of shares or


     time of grant) or indication         debentures over which options held
     that price is to be fixed at         following notification            
     the time of exercise                                                   
                                                                            
              

23.  Any additional information      24.  Name of contact and telephone     
                                          number for queries                
     NONE                                                                   
                                          JULIA GRAY                        
                                          1-416-687-5315                    
                                                                            

Name of authorised official of issuer responsible for making notification

JULIA GRAY, ASSOCIATE GENERAL COUNSEL AND ASSISTANT CORPORATE SECRETARY

Date of Notification: JANUARY 10, 2013

Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.

(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

END

-0- Jan/10/2013 07:00 GMT

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