GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose relevant securities this form relates: GLENCORE INTL PLC Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected: (d) Date position held/dealing undertaken: 7 Jan 2013 (e) Has the EPT previously disclosed, or is it today YES: disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 4,150,612 0.06% 40,387,634 0.57% controlled: (2) Derivatives (other than options): 40,002,705 0.56% 2,561,204 0.04% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 44,153,317 0.62% 42,948,838 0.60% Class of Convertible relevant Bond security: XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 1,200,000 0.05% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 1,200,000 0.05% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 200 3.7895 GBP ORD Purchase 400 47.1500 HKD ORD Purchase 900 3.7840 GBP ORD Purchase 1,133 3.7764 GBP ORD Purchase 1,148 3.7870 GBP ORD Purchase 4,000 46.9000 HKD ORD Purchase 5,800 47.0500 HKD ORD Purchase 9,499 3.7852 GBP ORD Purchase 9,700 47.1000 HKD ORD Purchase 10,000 46.9500 HKD ORD Purchase 11,800 47.0000 HKD ORD Purchase 20,170 3.7834 GBP ORD Purchase 36,640 3.7793 GBP ORD Purchase 39,590 3.7893 GBP ORD Purchase 44,861 3.7975 GBP ORD Purchase 78,940 3.7880 GBP ORD Purchase 125,270 3.7841 GBP ORD Purchase 170,347 3.7835 GBP ORD Purchase 227,881 3.7900 GBP ORD Purchase 261,000 3.7823 GBP ORD Purchase 269,693 3.7882 GBP ORD Sale 100 46.8000 HKD ORD Sale 233 3.7880 GBP ORD Sale 1,555 3.7877 GBP ORD Sale 2,884 3.7975 GBP ORD Sale 3,807 3.7840 GBP ORD Sale 4,749 3.7727 GBP ORD Sale 5,589 3.7835 GBP ORD Sale 6,734 3.7810 GBP ORD Sale 8,944 3.7909 GBP ORD Sale 13,001 3.7891 GBP ORD Sale 14,012 3.7905 GBP ORD Sale 14,202 3.7887 GBP ORD Sale 29,906 3.7791 GBP ORD Sale 34,581 3.7915 GBP ORD Sale 37,400 47.0203 HKD ORD Sale 54,589 3.7934 GBP ORD Sale 78,532 3.7898 GBP ORD Sale 88,347 3.7923 GBP ORD Sale 113,063 3.7873 GBP ORD Sale 183,225 3.7860 GBP ORD Sale 516,216 3.7888 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 100 46.7406 HKD ORD CFD Long 800 3.7817 GBP ORD SWAP Long 1,740 3.7965 GBP ORD CFD Long 4,300 3.7896 GBP ORD CFD Long 7,198 3.7825 GBP ORD CFD Long 11,940 3.7820 GBP ORD CFD Long 26,756 3.7885 GBP ORD CFD Short 4,023 3.7735 GBP ORD CFD Short 4,300 46.9772 HKD ORD CFD Short 11,160 3.7797 GBP ORD CFD Short 44,134 3.7758 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 8 Jan 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC
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