GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose relevant securities this form relates: GLENCORE INTL PLC Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected: (d) Date position held/dealing undertaken: 28 December 2012 YES: (e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 3,929,790 0.06% 39,975,259 0.56% controlled: (2) Derivatives (other than options): 39,364,684 0.55% 2,255,408 0.03% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 43,294,474 0.61% 42,230,667 0.59% Class of Convertible relevant Bond security: XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 2,700,000 0.12% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 2,700,000 0.12% 0 0.00% Class of relevant ADR security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 0 0.00% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 0 0.00% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 100 3.5500 GBP ORD Purchase 268 3.5655 GBP ORD Purchase 500 3.5795 GBP ORD Purchase 500 44.7500 HKD ORD Purchase 700 44.7000 HKD ORD Purchase 2,200 3.5909 GBP ORD Purchase 2,600 44.8000 HKD ORD Purchase 2,706 3.5933 GBP ORD Purchase 3,602 3.5537 GBP ORD Purchase 3,825 3.5556 GBP ORD Purchase 4,000 45.0000 HKD ORD Purchase 4,200 44.9500 HKD ORD Purchase 8,506 3.5786 GBP ORD Purchase 9,700 44.9000 HKD ORD Purchase 47,800 3.5912 GBP ORD Purchase 75,210 3.5727 GBP ORD Purchase 115,000 3.5283 GBP ORD Purchase 116,735 3.5559 GBP ORD Sale 100 3.5500 GBP ORD Sale 268 3.5655 GBP ORD Sale 502 3.5793 GBP ORD Sale 2,200 3.5909 GBP ORD Sale 3,825 3.5556 GBP ORD Sale 15,943 3.5912 GBP ORD Sale 21,700 44.9062 HKD ORD Sale 43,348 3.5400 GBP ORD Sale 128,843 3.5574 GBP ORD Sale 200,827 3.5679 GBP ORD Sale 1,428,496 3.5570 GBP ORD (traded as ADR) Purchase 260 11.2600 USD ORD (traded as ADR) Purchase 298 11.3900 USD ORD (traded as ADR) Purchase 1,880 11.3100 USD ORD (traded as ADR) Sale 298 11.3900 USD ORD (traded as ADR) Sale 1,880 11.3100 USD ORD (traded as ADR) Sale 2,140 11.3039 USD (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 298 3.5471 GBP ORD CFD Long 12,599 3.5545 GBP ORD CFD Long 156,073 3.5640 GBP ORD CFD Long 1,428,496 3.5570 GBP ORD CFD Short 75,210 3.5730 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 31 Dec 2012 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC
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