GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose relevant securities this form relates: GLENCORE INTL PLC Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected: (d) Date position held/dealing undertaken: 27 December 2012 (e) Has the EPT previously disclosed, or is it today YES: disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 3,860,129 0.05% 38,457,698 0.54% controlled: (2) Derivatives (other than options): 37,957,428 0.53% 2,255,408 0.03% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 41,817,557 0.59% 40,713,106 0.57% Class of Convertible relevant Bond security: XS0475310396 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 2,700,000 0.12% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 2,700,000 0.12% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities Convertible Bond Sale 700,000 124.7500 USD ORD Purchase 200 44.1000 HKD ORD Purchase 500 3.5900 GBP ORD Purchase 800 44.0500 HKD ORD Purchase 1,100 43.9000 HKD ORD Purchase 2,213 3.5943 GBP ORD Purchase 4,035 3.5820 GBP ORD Purchase 5,970 3.6084 GBP ORD Purchase 6,339 3.6037 GBP ORD Purchase 6,900 44.2000 HKD ORD Purchase 7,077 3.6003 GBP ORD Purchase 14,100 44.0000 HKD ORD Purchase 16,331 3.5810 GBP ORD Purchase 18,168 3.5669 GBP ORD Purchase 21,984 3.5872 GBP ORD Purchase 66,847 3.6180 GBP ORD Sale 166 3.6030 GBP ORD Sale 1,232 3.5670 GBP ORD Sale 1,400 44.1000 HKD ORD Sale 2,000 3.6210 GBP ORD Sale 2,075 3.5845 GBP ORD Sale 3,173 3.5738 GBP ORD Sale 3,400 3.5710 GBP ORD Sale 6,900 44.2000 HKD ORD Sale 7,392 3.5870 GBP ORD Sale 9,418 3.5951 GBP ORD Sale 11,189 3.5810 GBP ORD Sale 11,292 3.5932 GBP ORD Sale 15,100 44.0039 HKD ORD Sale 21,984 3.5873 GBP ORD Sale 69,578 3.6020 GBP ORD Sale 96,843 3.5959 GBP ORD Sale 119,755 3.5897 GBP ORD Sale 242,506 3.5884 GBP ORD (traded as ADR) Purchase 7,200 11.6100 USD ORD (traded as ADR) Sale 7,200 11.6100 USD (b) Derivatives transactions (other than options) Class of Product Nature of Number of Price per dealing relevant description reference unit security securities ORD SWAP Long 500 3.5755 GBP ORD CFD Long 1,400 44.0440 HKD ORD SWAP Long 6,573 3.5723 GBP ORD CFD Long 7,200 3.6030 GBP ORD CFD Long 8,390 3.5668 GBP ORD CFD Long 21,225 3.6069 GBP ORD CFD Long 44,953 3.6026 GBP ORD CFD Short 1,100 43.9561 HKD ORD SWAP Short 14,700 3.5932 GBP ORD CFD Short 18,168 3.5671 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 28 December 2012 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC
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