GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) AMENDMENT PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to GLENCORE INTL PLC whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 3 December 2012 (e) Has the EPT previously disclosed, or is YES: it today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 3,258,725 0.04% 34,854,735 0.49% controlled: (2) Derivatives (other than options): 34,477,100 0.49% 2,912,847 0.04% (3) Options and agreements to purchase/sell: 1,000,000 0.01% 250,000 0.00% (4) TOTAL: 38,735,825 0.54% 38,017,582 0.54% Class of Convertible Bond relevant XS0475310396 security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 1,400,000 0.06% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 1,400,000 0.06% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 100 42.9000 HKD ORD Purchase 666 3.4745 GBP ORD Purchase 1,000 3.4737 GBP ORD Purchase 1,138 3.4709 GBP ORD Purchase 1,200 3.4300 GBP ORD Purchase 3,865 3.4729 GBP ORD Purchase 6,547 3.4788 GBP ORD Purchase 7,754 3.4580 GBP ORD Purchase 8,481 3.4588 GBP ORD Purchase 8,482 3.4344 GBP ORD Purchase 8,697 3.4622 GBP ORD Purchase 9,626 3.4512 GBP ORD Purchase 11,096 3.4443 GBP ORD Purchase 29,477 3.4479 GBP ORD Purchase 30,048 3.4513 GBP ORD Purchase 76,327 3.4471 GBP ORD Purchase 81,002 3.4523 GBP ORD Purchase 194,243 3.4558 GBP ORD Purchase 212,244 3.4609 GBP ORD Sale 100 42.9000 HKD ORD Sale 200 42.8500 HKD ORD Sale 300 42.8000 HKD ORD Sale 1,437 3.4773 GBP ORD Sale 1,820 3.4616 GBP ORD Sale 2,134 3.4634 GBP ORD Sale 3,800 3.4535 GBP ORD Sale 3,945 3.4673 GBP ORD Sale 6,500 3.4620 GBP ORD Sale 6,682 3.4360 GBP ORD Sale 8,344 3.4647 GBP ORD Sale 9,639 3.4575 GBP ORD Sale 11,925 3.4600 GBP ORD Sale 17,643 3.4572 GBP ORD Sale 23,523 3.4528 GBP ORD Sale 53,212 3.4333 GBP ORD Sale 62,932 3.4614 GBP ORD Sale 84,301 3.4505 GBP ORD Sale 195,546 3.4466 GBP ORD Sale 212,244 3.4609 GBP ORD Sale 444,499 3.4345 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 200 42.7936 HKD ORD CFD Long 300 42.7481 HKD ORD CFD Long 1,130 3.4589 GBP ORD SWAP Long 4,800 3.4661 GBP ORD SWAP Long 14,844 3.4635 GBP ORD CFD Long 58,662 3.4585 GBP ORD CFD Long 146,824 3.4423 GBP ORD CFD Short 362 3.4522 GBP ORD SWAP Short 2,300 3.4343 GBP ORD SWAP Short 8,481 3.4588 GBP ORD SWAP Short 9,682 3.4339 GBP ORD CFD Short 12,038 3.4735 GBP ORD CFD Short 76,327 3.4471 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? YES Date of disclosure: 5 Dec 2012 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the “Code”) 1. KEY INFORMATION Identity of the person whose BARCLAYS CAPITAL SECURITIES positions/dealings LTD are being disclosed: Name of offeror/offeree in relation to whose GLENCORE INTL PLC relevant securities this from relates: 2. OPTIONS AND DERIVATIVES Class Product Writing, Number Exercise Type Expiry of description purchasing, of price date relevant selling, securities per unit security varying etc to which option relates ORD Put Options Purchased 1,000,000 3.2000 American 5 Dec 2012 ORD Call Written -250,000 3.6000 American 5 Dec Options 2012 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC
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