GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International Plc UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 4 December 2012 (e) Has the EPT previously disclosed, or is it YES: today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 5,017,105 0.07% 36,857,777 0.52% (2) Derivatives (other than options): 36,451,813 0.51% 2,987,795 0.04% (3) Options and agreements to purchase/sell: 1,000,000 0.01% 250,000 0.00% (4) TOTAL: 42,468,918 0.60% 40,095,572 0.56% Class of Convertible Bond relevant XS0475310396 security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 1,800,000 0.08% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 1,800,000 0.08% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities Convertible Bond Purchase 400,000 122.0000 USD ORD Purchase 100 3.4195 GBP ORD Purchase 244 3.4210 GBP ORD Purchase 646 3.4292 GBP ORD Purchase 999 3.4253 GBP ORD Purchase 2,079 3.4340 GBP ORD Purchase 2,452 3.4308 GBP ORD Purchase 2,600 42.0000 HKD ORD Purchase 4,000 3.4305 GBP ORD Purchase 4,053 3.4303 GBP ORD Purchase 4,414 3.4350 GBP ORD Purchase 8,680 3.4159 GBP ORD Purchase 15,020 3.4272 GBP ORD Purchase 19,914 3.4221 GBP ORD Purchase 20,040 3.4297 GBP ORD Purchase 26,453 3.4247 GBP ORD Purchase 40,752 3.4254 GBP ORD Purchase 50,000 3.4228 GBP ORD Purchase 74,012 3.4351 GBP ORD Purchase 334,381 3.4242 GBP ORD Sale 100 42.4000 HKD ORD Sale 100 43.0000 HKD ORD Sale 300 42.2000 HKD ORD Sale 620 3.4275 GBP ORD Sale 2,253 3.4233 GBP ORD Sale 2,452 3.4308 GBP ORD Sale 2,800 3.4268 GBP ORD Sale 5,832 3.4267 GBP ORD Sale 6,277 3.4273 GBP ORD Sale 8,171 3.4337 GBP ORD Sale 11,102 3.4194 GBP ORD Sale 17,790 3.4287 GBP ORD Sale 30,678 3.4253 GBP ORD Sale 38,153 3.4313 GBP ORD Sale 44,998 3.4237 GBP ORD Sale 53,977 3.4178 GBP ORD Sale 211,886 3.4264 GBP ORD Sale 418,012 3.4310 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 500 42.3475 HKD ORD CFD Long 2,600 3.4281 GBP ORD CFD Long 12,569 3.4313 GBP ORD CFD Long 20,287 3.4266 GBP ORD CFD Long 197,640 3.4260 GBP ORD SWAP Long 762,500 3.4542 GBP ORD SWAP Long 1,067,500 3.4612 GBP ORD CFD Short 2,600 42.0507 HKD ORD SWAP Short 9,700 3.4225 GBP ORD CFD Short 12,562 3.4279 GBP ORD CFD Short 21,534 3.4257 GBP ORD SWAP Short 43,423 3.4235 GBP ORD SWAP Short 74,012 3.4352 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? YES Date of disclosure: 5 Dec 2012 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. 143221.01 SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the “Code”) 1. KEY INFORMATION Identity of the person whose BARCLAYS CAPITAL SECURITIES positions/dealings LTD are being disclosed: Name of offeror/offeree in relation to whose GLENCORE INTL PLC relevant securities this from relates: 2. OPTIONS AND DERIVATIVES Class Product Writing, Number Exercise Type Expiry of description purchasing, of price date relevant selling, securities per unit security varying etc to which option relates ORD Put Options Purchased 1,000,000 3.2000 American 6 Dec 2012 ORD Call Written -250,000 3.6000 American 6 Dec Options 2012 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International Plc
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