Lupus Capital PLC LUP Holding(s) in Company

  Lupus Capital PLC (LUP) - Holding(s) in Company

RNS Number : 3685S
Lupus Capital PLC
29 November 2012
 



 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying
issuer
of existing shares to which voting rights    Lupus Capital plc  
are
attached:
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights                           X
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please
specify):
3. Full name of person(s)
subject to the                Aviva plc & its subsidiaries    
notification obligation:
                              Registered Holder:

                               

                              BNY (Nominees) Limited                        
                                 128,166*

                               

                              BNY Norwich Union Nominees Limited  2,043,333*

                               

                              Chase (GA Group) Nominees Limited    11,666,877*

                               
4. Full name of
shareholder(s)                Chase Nominees Limited                      
 (if different from 3.):            318,366*

                               

                              Vidacos Nominees Limited                       
                                  95,587*

                               

                              *denotes direct interest

                               

                              Chase Nominees Limited                       
                                    272,597

                               
5. Date of the transaction
and date on
which the threshold is        28 November 2012
crossed or
reached:
6. Date on which issuer       29 November 2012
notified:
7. Threshold(s) that is/are
crossed or                    11% to 10% Change at Direct Interest Level
reached:

 

8. Notified details:
A: Voting rights attached to shares
Class/type   Situation previous       Resulting situation after the triggering
of           to the triggering        transaction
shares       transaction

if possible  Number        Number     Number     Number of voting    % of  voting
using        of            of         of shares  rights              rights
the ISIN     Shares        Voting
CODE                       Rights     Direct     Direct     Indirect Direct Indirect
Ordinary
Shares       14,921,812    14,921,812 14,524,926 14,252,329 272,597  10.99%  0.21%

GB00B29H4253
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial  Expiration     Exercise/            Number of voting  % of voting
instrument         date           Conversion Period    rights that may   rights
                                                       be
                                                       acquired if the
                                                       instrument is
                                                       exercised/
                                                       converted.

 

C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
Resulting situation after the triggering transaction
Type of      Exercise  Expiration  Exercise/   Number of       % of voting
financial    price     date        Conversion  voting rights   rights
instrument                         period      instrument
                                               refers to

                                                
                                                               Nominal  Delta

                                                

 

 

Total (A+B+C)
Number of voting rights Percentage of voting rights
14,524,926              11.20%

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
The voting rights are managed and controlled by Aviva Investors Global
Services Limited, with the following chain of controlled undertakings:-

 

Aviva Investors Global Services Limited:

·      Aviva plc (Parent Company)

·      Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)

·      Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva
Group Holdings Limited)

·      Aviva Investors Global Services Limited (wholly owned subsidiary of
Aviva Investors Holdings Limited)

 

 

                                                                              
Proxy Voting:
10. Name of the proxy holder:                    See Section 4
11. Number of voting rights proxy holder will
cease
to hold:
12. Date on which proxy holder will cease to
hold
voting rights:
13. Additional            Figures are based on a total number of voting rights
information:              of  129,668,337, as per the Company's Securities in
                          Issue as at 20 April 2012, disclosed in accordance
                          with Rule 26 of the AIM Rules

                           
14. Contact name:          Diane Thirkettle, Aviva plc
15. Contact telephone          01603 687803
number:

 

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
END
 
 
HOLPGGMAGUPPGQB -0- Nov/29/2012 16:58 GMT