Goldman Sachs (EPT) Form 8.5 (EPT/RI)

  Goldman Sachs (EPT) - Form 8.5 (EPT/RI)

RNS Number : 3257S
GoldmanSachs International
29 November 2012




                                                             FORM 8.5 (EPT/RI)

                                      

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                      

1. KEY INFORMATION



(a) Name of exempt principal trader:            (GS) GOLDMAN SACHS
                                                INTERNATIONAL
(b) Name of offeror/offeree in relation to      XSTRATA PLC
whose relevant securities this form relates:

 Use a separate form for each
offeror/offeree
(c) Name of the party to the offer with which   XSTRATA PLC
exempt principal trader is connected:
(d) Date dealing undertaken:                    28 November 2012
(e) Has the EPT previously disclosed, or is it  YES - disclosed previously for
today disclosing, under the Code in respect of  GLENCORE INTERNATIONAL PLC
any other party to this offer?



2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales



Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
             
USD 0.5  Purchases      1,094,475                 10.0900 GBP       9.8810 GBP
ordinary
USD 0.5    Sales        1,255,608                 10.3105 GBP       9.8930 GBP
ordinary                   50,000                 15.8090 USD      15.8090 USD





(b) Derivatives transactions (other than options)



Class of   Product            Nature of dealing           Number of  Price per
relevant description                                      reference    unit
security              e.g. opening/closing a long/short   securities
          e.g. CFD     position, increasing/reducing a
                             long/short position
USD 0.5      CFD          Reducing a short position           44,650    9.9353
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position               72    9.9353
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position           22,325    9.9353
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position            5,278    9.9353
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position            2,675    9.9353
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position           22,123    9.9400
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position               24    9.9400
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position            2,651    9.9400
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position            5,350    9.9400
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position           44,650    9.9400
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position              202    9.9400
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position            2,675    9.9486
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position           22,325    9.9486
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position           44,650    9.9516
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position            5,350    9.9516
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position            8,665    9.9535
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position            1,038    9.9535
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position            1,565    9.9535
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position              598    9.9535
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position               72    9.9535
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position           13,062    9.9535
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position           22,325    9.9536
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position               72    9.9536
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position            2,603    9.9536
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position            2,675    9.9539
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position           22,325    9.9539
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position            2,675    9.9554
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position            2,675    9.9554
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position           44,650    9.9554
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position            8,665    9.9781
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position           35,985    9.9781
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position            5,350    9.9781
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position           22,325    9.9995
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position            2,675    9.9995
ordinary                                                                   GBP
USD 0.5      CFD           Opening a long position             1,380   10.0041
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position           22,325   10.0078
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position            2,675   10.0078
ordinary                                                                   GBP
USD 0.5      CFD           Opening a short position            6,000   10.0163
ordinary                                                                   GBP
USD 0.5      CFD           Opening a short position            1,200   10.0164
ordinary                                                                   GBP
USD 0.5      CFD           Opening a long position           121,871   10.0372
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position            6,000   10.1087
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position            1,200   10.1136
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position            8,025   10.3105
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position           22,325   10.3105
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position           66,975   10.3105
ordinary                                                                   GBP
USD 0.5      CFD          Reducing a short position            2,675   10.3105
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position          120,919    9.9543
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position           10,116    9.9543
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position           10,472    9.9543
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position           66,923    9.9543
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position           54,676    9.9543
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position           36,894    9.9543
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position           86,455   10.0106
ordinary                                                                   GBP
USD 0.5     SWAP          Reducing a short position            5,518   10.0448
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position            1,977   10.0452
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position              753   10.0452
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position            2,105   10.0452
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position              495   10.0452
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position              188   10.0452
ordinary                                                                   GBP
USD 0.5     SWAP           Opening a short position           86,455   10.0673
ordinary                                                                   GBP







(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying



Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.



(ii) Exercising



 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                     

                     



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.



3. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"


NONE





(b) Agreements, arrangements or understandings relating to options or
derivatives



Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


NONE







        Date of disclosure: 29 November 2012
        Contact name:       Audrey Malone and Darren Adam
        Telephone number:   +44(20) 7552 3836 / +44(20) 7051 4224



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.



The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


FERBBBDBSSDBGDC -0- Nov/29/2012 11:47 GMT
 
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