Morgan Stanley Secs Form 8.5 (EPT/RI) Xstrata Plc Replacement
Morgan Stanley Secs - Form 8.5 (EPT/RI) Xstrata Plc Replacement
RNS Number : 3397S
Morgan Stanley Securities Limited
29 November 2012
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities
Limited
(b) Name of offeror/offeree in relation to whose Xstrata Plc
relevant securities this form relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which Glencore International Plc
exempt principal trader is connected:
(d) Date dealing undertaken: 27th November 2012
(e) Has the EPT previously disclosed, or is it No
today disclosing, under the Code in respect of any
other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/ Total number Highest price per unit Lowest price per
relevant sales of securities paid/received unit
security paid/received
USD 0.5 PURCHASES
ordinary 1,431,082 10.2800 GBP 10.0450 GBP
USD 0.5 SALES
ordinary 1,598,862 10.2800 GBP 10.0450 GBP
(b) Derivatives transactions (other than
options)
Class of Product Nature of dealing Number of Price per
relevant description e.g reference unit
security CFD e.g securities
opening/closing a long/short
position, increasing/reducing a
long/short position
USD 0.5 CFD 10.0550
ordinary LONG 1,095 GBP
USD 0.5 CFD 10.0550
ordinary LONG 1,258 GBP
USD 0.5 CFD 10.0934
ordinary LONG 200,000 GBP
USD 0.5 CFD 10.1027
ordinary LONG 493 GBP
USD 0.5 CFD 10.1150
ordinary LONG 127 GBP
USD 0.5 CFD 10.1150
ordinary LONG 241,626 GBP
USD 0.5 CFD 10.1150
ordinary LONG 306 GBP
USD 0.5 CFD 10.1150
ordinary LONG 463 GBP
USD 0.5 CFD 10.1150
ordinary LONG 908 GBP
USD 0.5 CFD 10.1150
ordinary LONG 1,381 GBP
USD 0.5 CFD 10.1150
ordinary LONG 4,000 GBP
USD 0.5 CFD 10.1150
ordinary LONG 2,730 GBP
USD 0.5 CFD 10.1195
ordinary LONG 135 GBP
USD 0.5 CFD 10.1238
ordinary LONG 9,795 GBP
USD 0.5 CFD 10.1238
ordinary LONG 9,704 GBP
USD 0.5 CFD 10.1299
ordinary LONG 127 GBP
USD 0.5 CFD 10.1768
ordinary LONG 11,070 GBP
USD 0.5 CFD 10.1854
ordinary LONG 1,725 GBP
USD 0.5 CFD 10.2148
ordinary LONG 3,000 GBP
USD 0.5 CFD 10.2252
ordinary LONG 909 GBP
USD 0.5 CFD 10.2400
ordinary LONG 668 GBP
USD 0.5 CFD 10.2550
ordinary LONG 20,000 GBP
USD 0.5 CFD 10.2628
ordinary LONG 94 GBP
USD 0.5 CFD 10.2628
ordinary LONG 7 GBP
USD 0.5 CFD 10.2628
ordinary LONG 6,042 GBP
USD 0.5 CFD 10.2628
ordinary LONG 488 GBP
USD 0.5 CFD 10.2628
ordinary LONG 101 GBP
USD 0.5 CFD 10.2628
ordinary LONG 1,246 GBP
USD 0.5 CFD 10.0789
ordinary SHORT 25,652 GBP
USD 0.5 CFD 10.0995
ordinary SHORT 137 GBP
USD 0.5 CFD 10.1035
ordinary SHORT 16,393 GBP
USD 0.5 CFD 10.1120
ordinary SHORT 39,839 GBP
USD 0.5 CFD 10.1120
ordinary SHORT 6,042 GBP
USD 0.5 CFD 10.1120
ordinary SHORT 619 GBP
USD 0.5 CFD 10.1120
ordinary SHORT 94 GBP
USD 0.5 CFD 10.1120
ordinary SHORT 1,246 GBP
USD 0.5 CFD 10.1120
ordinary SHORT 8,219 GBP
USD 0.5 CFD 10.1150
ordinary SHORT 647 GBP
USD 0.5 CFD 10.1150
ordinary SHORT 130 GBP
USD 0.5 CFD 10.1150
ordinary SHORT 1,657 GBP
USD 0.5 CFD 10.1150
ordinary SHORT 1,420 GBP
USD 0.5 CFD 10.1150
ordinary SHORT 5,000 GBP
USD 0.5 CFD 10.1150
ordinary SHORT 127 GBP
USD 0.5 CFD 10.1150
ordinary SHORT 19,123 GBP
USD 0.5 CFD 10.1150
ordinary SHORT 22 GBP
USD 0.5 CFD 10.1150
ordinary SHORT 127 GBP
USD 0.5 CFD 10.1584
ordinary SHORT 100,000 GBP
USD 0.5 CFD 10.2239
ordinary SHORT 2,000 GBP
USD 0.5 CFD 10.2400
ordinary SHORT 199 GBP
USD 0.5 CFD 12.5350
ordinary LONG 3 EUR
USD 0.5 CFD 12.5500
ordinary SHORT 3 EUR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security e.g. call selling, to which per unit e.g. paid/
option varying option (GBP) American, received
etc. relates European per unit
etc. (GBP)
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercising
Class of relevant Product description Number of Exercise price per unit (GBP)
security securities
e.g. call option
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
e.g. subscription,
conversion
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 29th November 2012
Contact name: Hannah Caplin
Telephone number: 0207 677 9825
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERBLBJTMBITBBT -0- Nov/29/2012 13:43 GMT
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