Deutsche Bank AG (0H7D) - Form 8.5 (EPT/RI) Xstrata Plc RNS Number : 3327S Deutsche Bank AG 29 November 2012 FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Deutsche Bank AG London (b) Name of offeror/offeree in relation to whose Xstrata Plc relevant securities the disclosure relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Xstrata Plc principal trader is connected: (d) Date of dealing: 28-11-2012 (e) Have you previously disclosed, or are you today disclosing, under the Code in respect of any other relevant security of any other party to this offer? YES 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of Purchases/ Total number Highest price per unit Lowest price per relevant sales of securities paid/received unit security paid/received £ £ USD 0.5 Purchases Ordinary 162533 10.8 9.88 USD 0.5 Sales Ordinary 513762 10.8 9.882 (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit £ security e.g. opening/closing a long/short securities e.g. CFD position, increasing/reducing a long/short position USD 0.5 CFD Long Ordinary 710 10.065 USD 0.5 CFD Long Ordinary 62329 10.052399 USD 0.5 CFD Long Ordinary 3460 10.0407 USD 0.5 CFD Long Ordinary 7080 10.015 USD 0.5 CFD Long Ordinary 3355 10.013799 USD 0.5 CFD Long Ordinary 14127 10.01177 USD 0.5 CFD Long Ordinary 21485 10.006204 USD 0.5 CFD Long Ordinary 12464 10.0048 USD 0.5 CFD Long Ordinary 9404 9.986 USD 0.5 CFD Long Ordinary 1554 9.982164 USD 0.5 CFD Long Ordinary 12170 9.980103 USD 0.5 CFD Long Ordinary 46462 9.974875 USD 0.5 CFD Long Ordinary 48272 9.960825 USD 0.5 CFD Long Ordinary 6542 9.947877 USD 0.5 CFD Long Ordinary 10772 9.946261 USD 0.5 CFD Long Ordinary 36925 9.945438 USD 0.5 CFD Long Ordinary 3522 9.943772 USD 0.5 CFD Long Ordinary 1218 9.933007 USD 0.5 CFD Long Ordinary 18010 9.9319 USD 0.5 CFD Long Ordinary 27042 9.930342 USD 0.5 CFD Long Ordinary 1065 9.924785 USD 0.5 CFD Short Ordinary 1072 10.099506 USD 0.5 CFD Short Ordinary 7043 10.04633 USD 0.5 CFD Short Ordinary 296 10.045 USD 0.5 CFD Short Ordinary 1033 10.04 USD 0.5 CFD Short Ordinary 2048 9.998588 USD 0.5 CFD Short Ordinary 1800 9.972991 USD 0.5 CFD Short Ordinary 10000 9.965751 USD 0.5 CFD Short Ordinary 2834 9.951205 USD 0.5 CFD Short Ordinary 34496 9.945039 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Expiry Option relevant description purchasing, securities to price per date money security e.g. call selling, which option unit paid/ option varying etc. relates received per unit (ii) Exercising Class of relevant security Product Number of Exercise Exercise price description securities date per unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" NONE Date of disclosure: 29-11-2012 Contact name: Kelly-Jade Ledwich Telephone number: 020 7545 8515 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FERLKLFLLFFFFBD -0- Nov/29/2012 12:19 GMT
Deutsche Bank AG 0H7D Form 8.5 (EPT/RI) Xstrata Plc
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