Deutsche Bank AG (0H7D) - Form 8.5 (EPT/RI) Xstrata Plc RNS Number : 2022S Deutsche Bank AG 28 November 2012 FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Deutsche Bank AG London (b) Name of offeror/offeree in relation to whose Xstrata Plc relevant securities the disclosure relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Xstrata Plc principal trader is connected: (d) Date of dealing: 27-11-2012 (e) Have you previously disclosed, or are you today disclosing, under the Code in respect of any other relevant security of any other party to this offer? YES 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of Purchases/ Total number Highest price per unit Lowest price per relevant sales of securities paid/received unit security paid/received £ £ USD 0.5 Purchases Ordinary 763378 10.27 10.07 USD 0.5 Sales Ordinary 181065 10.275 10.07 (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit £ security e.g. opening/closing a long/short securities e.g. CFD position, increasing/reducing a long/short position USD 0.5 CFD Long Ordinary 1185 10.24898 USD 0.5 CFD Long Ordinary 2424 10.2471 USD 0.5 CFD Long Ordinary 3153 10.242794 USD 0.5 CFD Long Ordinary 43931 10.238211 USD 0.5 CFD Long Ordinary 2367 10.2377 USD 0.5 CFD Long Ordinary 2128 10.2273 USD 0.5 CFD Long Ordinary 4015 10.212691 USD 0.5 CFD Long Ordinary 27014 10.209096 USD 0.5 CFD Long Ordinary 22921 10.181199 USD 0.5 CFD Long Ordinary 7154 10.173283 USD 0.5 CFD Long Ordinary 4217 10.12021 USD 0.5 CFD Long Ordinary 1275 10.08399 USD 0.5 CFD Long Ordinary 2749 10.082601 USD 0.5 CFD Long Ordinary 2404 10.077198 USD 0.5 CFD Short Ordinary 2307 10.2662 USD 0.5 CFD Short Ordinary 3450 10.26332 USD 0.5 CFD Short Ordinary 6677 10.2627 USD 0.5 CFD Short Ordinary 3941 10.2596 USD 0.5 CFD Short Ordinary 2578 10.25877 USD 0.5 CFD Short Ordinary 50 10.2585 USD 0.5 CFD Short Ordinary 6206 10.253133 USD 0.5 CFD Short Ordinary 38490 10.23837 USD 0.5 CFD Short Ordinary 990 10.22102 USD 0.5 CFD Short Ordinary 127984 10.22 USD 0.5 CFD Short Ordinary 7236 10.156589 USD 0.5 CFD Short Ordinary 4716 10.14757 USD 0.5 CFD Short Ordinary 15000 10.118705 USD 0.5 CFD Short Ordinary 4517 10.116213 USD 0.5 CFD Short Ordinary 17084 10.112918 USD 0.5 CFD Short Ordinary 160000 10.10505 USD 0.5 CFD Short Ordinary 200000 10.07 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Expiry Option relevant description purchasing, securities to price per date money security e.g. call selling, which option unit paid/ option varying etc. relates received per unit (ii) Exercising Class of relevant security Product Number of Exercise Exercise price description securities date per unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" NONE Date of disclosure: 28-11-2012 Contact name: Kelly-Jade Ledwich Telephone number: 020 7545 8515 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FERFVLFLLFFFFBX -0- Nov/28/2012 11:14 GMT
Deutsche Bank AG 0H7D Form 8.5 (EPT/RI) Xstrata Plc
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