Deutsche Bank AG 0H7D Form 8.5 (EPT/RI) Xstrata Plc
Deutsche Bank AG (0H7D) - Form 8.5 (EPT/RI) Xstrata Plc
RNS Number : 2022S
Deutsche Bank AG
28 November 2012
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose Xstrata Plc
relevant securities the disclosure relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt Xstrata Plc
principal trader is connected:
(d) Date of dealing: 27-11-2012
(e) Have you previously disclosed, or are you today
disclosing, under the Code in respect of any other
relevant security of any other party to this offer? YES
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/ Total number Highest price per unit Lowest price per
relevant sales of securities paid/received unit
security paid/received
£
£
USD 0.5 Purchases
Ordinary 763378 10.27 10.07
USD 0.5 Sales
Ordinary 181065 10.275 10.07
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit £
security e.g. opening/closing a long/short securities
e.g. CFD position, increasing/reducing a
long/short position
USD 0.5 CFD Long
Ordinary 1185 10.24898
USD 0.5 CFD Long
Ordinary 2424 10.2471
USD 0.5 CFD Long
Ordinary 3153 10.242794
USD 0.5 CFD Long
Ordinary 43931 10.238211
USD 0.5 CFD Long
Ordinary 2367 10.2377
USD 0.5 CFD Long
Ordinary 2128 10.2273
USD 0.5 CFD Long
Ordinary 4015 10.212691
USD 0.5 CFD Long
Ordinary 27014 10.209096
USD 0.5 CFD Long
Ordinary 22921 10.181199
USD 0.5 CFD Long
Ordinary 7154 10.173283
USD 0.5 CFD Long
Ordinary 4217 10.12021
USD 0.5 CFD Long
Ordinary 1275 10.08399
USD 0.5 CFD Long
Ordinary 2749 10.082601
USD 0.5 CFD Long
Ordinary 2404 10.077198
USD 0.5 CFD Short
Ordinary 2307 10.2662
USD 0.5 CFD Short
Ordinary 3450 10.26332
USD 0.5 CFD Short
Ordinary 6677 10.2627
USD 0.5 CFD Short
Ordinary 3941 10.2596
USD 0.5 CFD Short
Ordinary 2578 10.25877
USD 0.5 CFD Short
Ordinary 50 10.2585
USD 0.5 CFD Short
Ordinary 6206 10.253133
USD 0.5 CFD Short
Ordinary 38490 10.23837
USD 0.5 CFD Short
Ordinary 990 10.22102
USD 0.5 CFD Short
Ordinary 127984 10.22
USD 0.5 CFD Short
Ordinary 7236 10.156589
USD 0.5 CFD Short
Ordinary 4716 10.14757
USD 0.5 CFD Short
Ordinary 15000 10.118705
USD 0.5 CFD Short
Ordinary 4517 10.116213
USD 0.5 CFD Short
Ordinary 17084 10.112918
USD 0.5 CFD Short
Ordinary 160000 10.10505
USD 0.5 CFD Short
Ordinary 200000 10.07
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Expiry Option
relevant description purchasing, securities to price per date money
security e.g. call selling, which option unit paid/
option varying etc. relates received
per unit
(ii) Exercising
Class of relevant security Product Number of Exercise Exercise price
description securities date per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
e.g. subscription,
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 28-11-2012
Contact name: Kelly-Jade Ledwich
Telephone number: 020 7545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERFVLFLLFFFFBX -0- Nov/28/2012 11:14 GMT
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