Deutsche Bank AG (0H7D) - Form 8.5 (EPT/RI) Xstrata Plc RNS Number : 1092S Deutsche Bank AG 27 November 2012 FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Deutsche Bank AG London (b) Name of offeror/offeree in relation to whose Xstrata Plc relevant securities the disclosure relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Xstrata Plc principal trader is connected: (d) Date of dealing: 26-11-2012 (e) Have you previously disclosed, or are you today disclosing, under the Code in respect of any other relevant security of any other party to this offer? YES 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of Purchases/ Total number Highest price per unit Lowest price per relevant sales of securities paid/received unit security paid/received £ £ USD 0.5 Purchases Ordinary 1200633 10.23 10.125 USD 0.5 Sales Ordinary 334213 10.265 10.115 (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit £ security e.g. opening/closing a long/short securities e.g. CFD position, increasing/reducing a long/short position USD 0.5 CFD Long Ordinary 11400 10.165 USD 0.5 CFD Long Ordinary 617 10.16473 USD 0.5 CFD Long Ordinary 6040 10.16158 USD 0.5 CFD Long Ordinary 36718 10.153055 USD 0.5 CFD Long Ordinary 954 10.151499 USD 0.5 CFD Long Ordinary 6485 10.150099 USD 0.5 CFD Long Ordinary 3148 10.1493 USD 0.5 CFD Long Ordinary 5332 10.148089 USD 0.5 CFD Long Ordinary 2071 10.147477 USD 0.5 CFD Long Ordinary 20856 10.14616 USD 0.5 CFD Long Ordinary 50072 10.145944 USD 0.5 CFD Long Ordinary 1196 10.14399 USD 0.5 CFD Long Ordinary 12787 10.137322 USD 0.5 CFD Short Ordinary 801 10.2 USD 0.5 CFD Short Ordinary 126377 10.169202 USD 0.5 CFD Short Ordinary 6682 10.16622 USD 0.5 CFD Short Ordinary 32437 10.165405 USD 0.5 CFD Short Ordinary 18654 10.165 USD 0.5 CFD Short Ordinary 4165 10.154225 USD 0.5 CFD Short Ordinary 668 10.151422 USD 0.5 CFD Short Ordinary 707490 10.1475 USD 0.5 CFD Short Ordinary 127984 10.125 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Expiry Option relevant description purchasing, securities to price per date money security e.g. call selling, which option unit paid/ option varying etc. relates received per unit (ii) Exercising Class of relevant security Product Number of Exercise Exercise price description securities date per unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" NONE Date of disclosure: 27-11-2012 Contact name: Kelly-Jade Ledwich Telephone number: 020 7545 8515 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FERFDLFLLFFZFBQ -0- Nov/27/2012 11:48 GMT
Deutsche Bank AG 0H7D Form 8.5 (EPT/RI) Xstrata Plc
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