Barclays PLC (BARC) - Holding(s) in Company RNS Number : 9301R Barclays PLC 23 November 2012 For filings with the FSA include the annex For filings with issuer exclude the annex TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES^i 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are Barclays PLC attached: ^ii 2 Reason for the notification (please tick the appropriate box or boxes): An acquisition or disposal of voting rights An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached An acquisition or disposal of instruments with similar economic ü effect to qualifying financial instruments An event changing the breakdown of voting rights Other (please specify): 3. Full name of person(s) subject to His Highness Sheikh Mansour Bin Zayed Al the Nahyan ("HHSM") notification obligation: ^iii 4. Full name of shareholder(s) Yas Capital Limited ("YCL") (if different from 3.):^iv 5. Date of the transaction and date Transaction date: 27 April 2011 on which the threshold is crossed or Date threshold crossed: 20 November 2012 reached: ^v 6. Date on which issuer notified: 22 November 2012 7. Threshold(s) that is/are crossed or 7% reached: ^vi, vii 8. Notified details: A: Voting rights attached to shares ^viii, ix Class/type of Situation previous Resulting situation after the triggering shares to the triggering transaction transaction if possible Number Number Number Number of voting % of voting using of of of rights rights ^x the ISIN CODE Shares Voting shares Rights Direct Direct Indirect Direct Indirect ^xi ^xii Ordinary shares 758,437,618 758,437,618 Nil Nil 758,437,618 Nil% 6.196% ISIN GB0031348658 B: Qualifying Financial Instruments Resulting situation after the triggering transaction Type of financial Expiration Exercise/ Number of voting % of voting instrument date ^xiii Conversion Period rights that may be rights ^xiv acquired if the instrument is exercised/ converted. C: Financial Instruments with similar economic effect to Qualifying Financial Instruments ^xv, xvi Resulting situation after the triggering transaction Type of Exercise Expiration Exercise/ Number of voting % of voting financial price date ^xvii Conversion rights instrument rights ^xix, instrument period refers to xx ^xviii Cash-settled options Nominal Delta referencing 96,949,305 ordinary 0.792% shares Total (A+B+C) Number of voting rights Percentage of voting rights 855,386,923 6.987% 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: ^xxi The cash-settled options are legally owned by YCL. YCL is, in turn, wholly owned by HHSM. The triggering event is a decrease in the total voting rights deemed to be held by YCL under the cash-settled options (pursuant to DTR 5.3.1R) to 96,949,305. Accordingly, as a result of the triggering event, YCL is deemed to hold directly, and HHSM is deemed to hold indirectly, 0.792% of the voting rights in Barclays PLC through YCL's total holding of cash-settled options. For the avoidance of doubt, YCL has no right to acquire or exercise any voting rights in Barclays PLC. The indirect holding by HHSM of the cash-settled options, when aggregated with HHSM's pre-existing indirect holding of ordinary shares (which has been the subject of previous notifications), is now less than the 7% threshold for voting rights that is notifiable by HHSM pursuant to DTR 5.1.2R. Proxy Voting: 10. Name of the proxy holder: 11. Number of voting rights proxy holder will cease to hold: 12. Date on which proxy holder will cease to hold voting rights: 13. Additional information: As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 12,240,950,753 as set out in the regulatory announcement made by Barclays PLC dated 30 October 2012 14. Contact name: Michael Latefi 15. Contact telephone +971.566.852.568 number: This information is provided by RNS The company news service from the London Stock Exchange END HOLFELFIDFESEIF -0- Nov/23/2012 15:56 GMT
Barclays PLC BARC Holding(s) in Company
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