Goldman Sachs (EPT) Form 8.5 (EPT/RI) - Amendment

  Goldman Sachs (EPT) - Form 8.5 (EPT/RI) - Amendment

RNS Number : 9092R
GoldmanSachs International
23 November 2012




Amendment - due to the amendment of Equity and Derivative transactions, the
disclosure made on 22 November for dealings on 21 November has been updated.
Sections 2(a) and 2(b) have been updated.



                                                             FORM 8.5 (EPT/RI)

                                      

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                      

1. KEY INFORMATION



(a) Name of exempt principal trader:            (GS) GOLDMAN SACHS
                                                INTERNATIONAL
(b) Name of offeror/offeree in relation to      GLENCORE INTERNATIONAL PLC
whose relevant securities this form relates:

 Use a separate form for each
offeror/offeree
(c) Name of the party to the offer with which   XSTRATA PLC
exempt principal trader is connected:
(d) Date dealing undertaken:                    21 November 2012
(e) Has the EPT previously disclosed, or is it  YES - disclosed previously for
today disclosing, under the Code in respect of  XSTRATA PLC
any other party to this offer?



2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales



Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
             
USD 0.01 Purchases      3,566,096                  3.3710 GBP       3.2707 GBP
ordinary                   23,160                 52.5713 HKD      39.4020 HKD
USD 0.01   Sales        3,347,042                  3.3800 GBP       3.2506 GBP
ordinary                   23,160                 52.5713 HKD      39.4020 HKD





(b) Derivatives transactions (other than options)



Class of   Product             Nature of dealing           Number of   Price
relevant description                                       reference  per unit
security               e.g. opening/closing a long/short   securities
          e.g. CFD      position, increasing/reducing a
                              long/short position
USD 0.01     CFD           Reducing a short position            1,036   3.2506
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position          216,364   3.2506
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position             2,600   3.3141
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position           299,000   3.3233
ordinary                                                                   GBP
USD 0.01     CFD            Closing a long position           201,000   3.3233
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position             2,600   3.3254
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position            1,864   3.3328
ordinary                                                                   GBP
USD 0.01     CFD     Reducing a short position                  7,180   3.3328
ordinary                                                                   GBP
USD 0.01     CFD     Reducing a short position                 20,872   3.3328
ordinary                                                                   GBP
USD 0.01     CFD     Reducing a short position                 15,635   3.3328
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           150,000   3.3335
ordinary                                                                   GBP
USD 0.01     CFD     Reducing a short position                 16,673   3.3342
ordinary                                                                   GBP
USD 0.01     CFD     Reducing a short position                 16,731   3.3342
ordinary                                                                   GBP
USD 0.01     CFD     Reducing a short position                  4,637   3.3427
ordinary                                                                   GBP
USD 0.01     CFD     Reducing a short position                 16,756   3.3427
ordinary                                                                   GBP
USD 0.01     CFD     Reducing a short position                 11,626   3.3427
ordinary                                                                   GBP
USD 0.01     CFD     Reducing a short position                    385   3.3427
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position           10,067   3.3499
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position            15,219   3.3540
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position           38,275   3.3556
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position           80,000   3.3556
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position            15,000   3.3587
ordinary                                                                   GBP
USD 0.01    SWAP           Opening a short position            11,772   3.2707
ordinary                                                                   GBP
USD 0.01    SWAP           Opening a short position             1,472   3.2707
ordinary                                                                   GBP







(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying



Class of   Product    Writing,   Number of  Exercise   Type      Expiry    Option
relevant description purchasing, securities  price                date     money
security  e.g. call   selling,    to which  per unit   e.g.                paid/
           option      varying     option            American,            received
                        etc.      relates            European             per unit
                                                       etc.
USD 0.01 Call Option Purchasing          50   3.6000 AMERICAN  21/06/2013   0.1600
ordinary  / (1.00 :                (50,000)      GBP                           GBP
          1,000.00)
USD 0.01 Call Option Purchasing          10   3.6000 AMERICAN  21/06/2013   0.1675
ordinary  / (1.00 :                (10,000)      GBP                           GBP
          1,000.00)
USD 0.01 Call Option Purchasing          10   3.8000 AMERICAN  21/06/2013   0.1100
ordinary  / (1.00 :                (10,000)      GBP                           GBP
          1,000.00)
USD 0.01 Call Option Purchasing          10   3.8000 AMERICAN  21/06/2013   0.1050
ordinary  / (1.00 :                (10,000)      GBP                           GBP
          1,000.00)
USD 0.01 Call Option Purchasing          97   3.8000 AMERICAN  21/06/2013   0.1100
ordinary  / (1.00 :                (97,000)      GBP                           GBP
          1,000.00)
USD 0.01 Call Option Purchasing   3 (3,000)   3.8000 AMERICAN  21/06/2013   0.1100
ordinary  / (1.00 :                              GBP                           GBP
          1,000.00)
USD 0.01 Call Option Purchasing          40   3.8000 AMERICAN  21/06/2013   0.1050
ordinary  / (1.00 :                (40,000)      GBP                           GBP
          1,000.00)
USD 0.01 Call Option   Selling           10   3.6000 AMERICAN  21/06/2013   0.1675
ordinary  / (1.00 :                (10,000)      GBP                           GBP
          1,000.00)
USD 0.01 Call Option   Selling           50   3.6000 AMERICAN  21/06/2013   0.1600
ordinary  / (1.00 :                (50,000)      GBP                           GBP
          1,000.00)
USD 0.01 Call Option   Selling           40   3.8000 AMERICAN  21/06/2013   0.1050
ordinary  / (1.00 :                (40,000)      GBP                           GBP
          1,000.00)
USD 0.01 Call Option   Selling           10   3.8000 AMERICAN  21/06/2013   0.1100
ordinary  / (1.00 :                (10,000)      GBP                           GBP
          1,000.00)
USD 0.01 Call Option   Selling    3 (3,000)   3.8000 AMERICAN  21/06/2013   0.1100
ordinary  / (1.00 :                              GBP                           GBP
          1,000.00)
USD 0.01 Call Option   Selling           97   3.8000 AMERICAN  21/06/2013   0.1100
ordinary  / (1.00 :                (97,000)      GBP                           GBP
          1,000.00)
USD 0.01 Call Option   Selling           10   3.8000 AMERICAN  21/06/2013   0.1050
ordinary  / (1.00 :                (10,000)      GBP                           GBP
          1,000.00)
USD 0.01 Put Option  Purchasing          20   3.4000 AMERICAN  21/12/2012   0.1275
ordinary  / (1.00 :                (20,000)      GBP                           GBP
          1,000.00)
USD 0.01 Put Option    Selling           20   3.4000 AMERICAN  21/12/2012   0.1275
ordinary  / (1.00 :                (20,000)      GBP                           GBP
          1,000.00)



(ii) Exercising



 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                     

                     



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.



3. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"


NONE





(b) Agreements, arrangements or understandings relating to options or
derivatives



Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


NONE







        Date of disclosure: 23 November 2012
        Contact name:       Audrey Malone and Darren Adam
        Telephone number:   +44(20) 7552 3836 / +44(20) 7051 4224



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.



The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


FERPGGAPGUPPGWW -0- Nov/23/2012 13:26 GMT
 
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